N-PX 1 d30979dnpx.htm IVY FUNDS Ivy Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2014 to June 30, 2015


IVY ASSET STRATEGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Macau Legend Development Ltd.

 

Meeting Date:    07/03/2014   Country:    Cayman Islands   Primary Security ID:    G57361100
Record Date:    06/27/2014   Meeting Type:    Special   Ticker:    01680

 

Shares Voted: 101,358,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve VIE Agreements and Related Transactions

   Mgmt    For    Refer    For

Macau Legend Development Ltd.

 

Meeting Date:    07/03/2014   Country:    Cayman Islands   Primary Security ID:    G57361100
Record Date:    06/27/2014   Meeting Type:    Special   Ticker:    01680

 

Shares Voted: 101,358,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Supplemental Connected Procurement Agreements and New Annual Caps

   Mgmt    For    Refer    For
2  

Approve Supplemental Chong Son Construction Services Agreement and New Annual Caps

   Mgmt    For    Refer    For

SABMiller plc

 

Meeting Date:    07/24/2014   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/22/2014   Meeting Type:    Annual   Ticker:    SAB

 

Shares Voted: 482,401  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
5  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
6  

Re-elect Alan Clark as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

SABMiller plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
8  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
9  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
10  

Re-elect John Manser as Director

   Mgmt    For    For    For
11  

Re-elect John Manzoni as Director

   Mgmt    For    For    For
12  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
13  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
14  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
15  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
16  

Re-elect Howard Willard as Director

   Mgmt    For    For    For
17  

Re-elect Jamie Wilson as Director

   Mgmt    For    For    For
18  

Approve Final Dividend

   Mgmt    For    For    For
19  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
20  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
22  

Approve Employee Share Purchase Plan

   Mgmt    For    Refer    For
23  

Approve Sharesave Plan

   Mgmt    For    For    For
24  

Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan

   Mgmt    For    Refer    For
25  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
26  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
27  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For

Precision Castparts Corp.

 

Meeting Date:    08/12/2014   Country:    USA   Primary Security ID:    740189105
Record Date:    06/10/2014   Meeting Type:    Annual   Ticker:    PCP

 

Shares Voted: 671,897  


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Precision Castparts Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark Donegan

   Mgmt    For    For    For
1b  

Elect Director Don R. Graber

   Mgmt    For    For    For
1c  

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1d  

Elect Director Daniel J. Murphy

   Mgmt    For    For    For
1e  

Elect Director Vernon E. Oechsle

   Mgmt    For    For    For
1f  

Elect Director Ulrich Schmidt

   Mgmt    For    For    For
1g  

Elect Director Richard L. Wambold

   Mgmt    For    For    For
1h  

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
2  

Ratify Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against

BHP Billiton plc

 

Meeting Date:    10/23/2014   Country:    United Kingdom   Primary Security ID:    G10877101
Record Date:    10/21/2014   Meeting Type:    Annual   Ticker:    BLT

 

Shares Voted: 7,815,600  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    For    For
8  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
10  

Approve Leaving Entitlements

   Mgmt    For    Refer    For
11  

Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie

   Mgmt    For    Refer    For
12  

Elect Malcolm Brinded as Director

   Mgmt    For    For    For
13  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
14  

Re-elect Sir John Buchanan as Director

   Mgmt    For    For    For
15  

Re-elect Carlos Cordeiro as Director

   Mgmt    For    For    For
16  

Re-elect Pat Davies as Director

   Mgmt    For    For    For
17  

Re-elect Carolyn Hewson as Director

   Mgmt    For    For    For
18  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
19  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
20  

Re-elect Wayne Murdy as Director

   Mgmt    For    For    For
21  

Re-elect Keith Rumble as Director

   Mgmt    For    For    For
22  

Re-elect John Schubert as Director

   Mgmt    For    For    For
23  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
24  

Re-elect Jac Nasser as Director

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
25  

Elect Ian Dunlop, a Shareholder Nominee to the Board

   SH    Against    Refer    Against

Microsoft Corporation

 

Meeting Date:    12/03/2014   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2014   Meeting Type:    Annual   Ticker:    MSFT

 

Shares Voted: 15,753,600  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates lll

   Mgmt    For    For    For
1.2  

Elect Director Maria M. Klawe

   Mgmt    For    For    For
1.3  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.7  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    11/18/2014   Meeting Type:    Special   Ticker:    GSK

 

Shares Voted: 3,503,500  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Transaction by the Company with Novartis AG

   Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:    01/22/2015   Country:    USA   Primary Security ID:    461202103
Record Date:    11/24/2014   Meeting Type:    Annual   Ticker:    INTU

 

Shares Voted: 4,436,106  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William V. Campbell

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intuit Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1e  

Elect Director Edward A. Kangas

   Mgmt    For    For    For
1f  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1g  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1h  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1i  

Elect Director Jeff Weiner

   Mgmt    For    For    For
2  

Ratify Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/22/2015   Country:    USA   Primary Security ID:    595112103
Record Date:    11/21/2014   Meeting Type:    Annual   Ticker:    MU

 

Shares Voted: 5,406,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director D. Warren A. East

   Mgmt    For    For    For
1.6  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.7  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.8  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Auditors

   Mgmt    For    For    For
4  

Eliminate Cumulative Voting

   Mgmt    For    For    For
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Visa Inc.

 

Meeting Date:    01/28/2015   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/01/2014   Meeting Type:    Annual   Ticker:    V

 

Shares Voted: 1,116,400  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1b  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1c  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1d  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1e  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1f  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1g  

Elect Director David J. Pang

   Mgmt    For    For    For
1h  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1i  

Elect Director William S. Shanahan

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5a  

Remove Supermajority Vote Requirement for Exiting Core Payment Business

   Mgmt    For    For    For
5b  

Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation

   Mgmt    For    For    For
5c  

Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications

   Mgmt    For    For    For
5d  

Remove Supermajority Vote Requirement for Removal of Directors

   Mgmt    For    For    For
5e  

Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws

   Mgmt    For    For    For
6  

Ratify Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Actavis plc

 

Meeting Date:    03/10/2015   Country:    Ireland   Primary Security ID:    G0083B108
Record Date:    01/22/2015   Meeting Type:    Special   Ticker:    ACT

 

Shares Voted: 1,464,500  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    03/10/2015   Country:    USA   Primary Security ID:    037833100
Record Date:    01/09/2015   Meeting Type:    Annual   Ticker:    AAPL

 

Shares Voted: 7,039,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Tim Cook

   Mgmt    For    For    For
1.2  

Elect Director Al Gore

   Mgmt    For    For    For
1.3  

Elect Director Bob Iger

   Mgmt    For    For    For
1.4  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.5  

Elect Director Art Levinson

   Mgmt    For    For    For
1.6  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.7  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Report on Risks Associated with Repeal of Climate Change Policies

   SH    Against    Refer    Against
6  

Adopt Proxy Access Right

   SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    04/02/2015   Country:    USA   Primary Security ID:    038222105
Record Date:    02/11/2015   Meeting Type:    Annual   Ticker:    AMAT

 

Shares Voted: 18,804,300  


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1b  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1c  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1d  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1e  

Elect Director Susan M. James

   Mgmt    For    For    For
1f  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1g  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1h  

Elect Director Willem P. Roelandts

   Mgmt    For    For    For
1i  

Elect Director Michael R. Splinter

   Mgmt    For    For    For
1j  

Elect Director Robert H. Swan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/09/2015   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/13/2015   Meeting Type:    Annual   Ticker:    ADBE

 

Shares Voted: 4,901,600  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Kelly J. Barlow

   Mgmt    For    For    For
1c  

Elect Director Edward W. Barnholt

   Mgmt    For    For    For
1d  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1e  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1f  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1g  

Elect Director James E. Daley

   Mgmt    For    For    For
1h  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1i  

Elect Director Charles M. Geschke

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1k  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1l  

Elect Director Robert Sedgewick

   Mgmt    For    For    For
1m  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/16/2015   Country:    USA   Primary Security ID:    444859102
Record Date:    02/20/2015   Meeting Type:    Annual   Ticker:    HUM

 

Shares Voted: 1,403,500  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kurt J. Hilzinger

   Mgmt    For    For    For
1b  

Elect Director Bruce D. Broussard

   Mgmt    For    For    For
1c  

Elect Director Frank A. D’Amelio

   Mgmt    For    For    For
1d  

Elect Director W. Roy Dunbar

   Mgmt    For    For    For
1e  

Elect Director David A. Jones, Jr.

   Mgmt    For    For    For
1f  

Elect Director William J. McDonald

   Mgmt    For    For    For
1g  

Elect Director William E. Mitchell

   Mgmt    For    For    For
1h  

Elect Director David B. Nash

   Mgmt    For    For    For
1i  

Elect Director James J. O’Brien

   Mgmt    For    For    For
1j  

Elect Director Marissa T. Peterson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Texas Instruments Incorporated

 

Meeting Date:    04/16/2015   Country:    USA   Primary Security ID:    882508104
Record Date:    02/17/2015   Meeting Type:    Annual   Ticker:    TXN

 

Shares Voted: 6,055,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1d  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1e  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1f  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1g  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1h  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1i  

Elect Director Ruth J. Simmons

   Mgmt    For    For    For
1j  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
1k  

Elect Director Christine Todd Whitman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/22/2015   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    02/24/2015   Meeting Type:    Annual   Ticker:    ASML

 

Shares Voted: 944,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 0.70 Per Ordinary Share

   Mgmt    For    For    For
9  

Approve Adjustments to the Remuneration Policy

   Mgmt    For    For    For
10  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Number of Stock Options, Respectively Shares, for Employees

   Mgmt    For    Refer    For
12  

Discussion of Updated Supervisory Board Profile

   Mgmt         
13a  

Elect Annet Aris to Supervisory Board

   Mgmt    For    For    For
13b  

Elect Gerard Kleisterlee to Supervisory Board

   Mgmt    For    For    For
13c  

Elect Rolf-Dieter Schwalb to Supervisory Board

   Mgmt    For    For    For
14  

Discuss Vacancies on the Board Arising in 2016

   Mgmt         
15  

Ratify KPMG as Auditors Re: Financial Year 2016

   Mgmt    For    For    For
16a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    For
16b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a

   Mgmt    For    For    For
16c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    Refer    For
16d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c

   Mgmt    For    Refer    For
17a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
17b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
18  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Other Business (Non-Voting)

   Mgmt         
20  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Boeing Company

 

Meeting Date:    04/27/2015   Country:    USA   Primary Security ID:    097023105
Record Date:    02/26/2015   Meeting Type:    Annual   Ticker:    BA

 

Shares Voted: 2,162,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1b  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1f  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1g  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1h  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1i  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1j  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Claw-back of Payments under Restatements

   SH    Against    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/28/2015   Country:    USA   Primary Security ID:    172967424
Record Date:    02/27/2015   Meeting Type:    Annual   Ticker:    C

 

Shares Voted: 8,794,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1c  

Elect Director Peter B. Henry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Franz B. Humer

   Mgmt    For    Refer    For
1e  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1f  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1g  

Elect Director Judith Rodin

   Mgmt    For    For    For
1h  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1i  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1j  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1k  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1l  

Elect Director James S. Turley

   Mgmt    For    For    For
1m  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Adopt Proxy Access Right

   SH    For    Against    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Claw-back of Payments under Restatements

   SH    Against    For    For
8  

Limits for Directors Involved with Bankruptcy

   SH    Against    Refer    Against
9  

Report on Certain Vesting Program

   SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015   Country:    USA   Primary Security ID:    655044105
Record Date:    03/04/2015   Meeting Type:    Annual   Ticker:    NBL

 

Shares Voted: 1,100,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1.3  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1.4  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

NOBLE ENERGY, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1.6  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1.7  

Elect Director David L. Stover

   Mgmt    For    For    For
1.8  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1.9  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1.10  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Adopt Proxy Access Right

   SH    Against    Against    Against
8  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

Wells Fargo & Company

 

Meeting Date:    04/28/2015   Country:    USA   Primary Security ID:    949746101
Record Date:    03/03/2015   Meeting Type:    Annual   Ticker:    WFC

 

Shares Voted: 5,409,300  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    For    For
1b  

Elect Director Elaine L. Chao

   Mgmt    For    For    For
1c  

Elect Director John S. Chen

   Mgmt    For    For    For
1d  

Elect Director Lloyd H. Dean

   Mgmt    For    For    For
1e  

Elect Director Elizabeth A. Duke

   Mgmt    For    For    For
1f  

Elect Director Susan E. Engel

   Mgmt    For    For    For
1g  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1h  

Elect Director Donald M. James

   Mgmt    For    For    For
1i  

Elect Director Cynthia H. Milligan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Federico F. Pena

   Mgmt    For    For    For
1k  

Elect Director James H. Quigley

   Mgmt    For    For    For
1l  

Elect Director Judith M. Runstad

   Mgmt    For    For    For
1m  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1n  

Elect Director John G. Stumpf

   Mgmt    For    For    For
1o  

Elect Director Susan G. Swenson

   Mgmt    For    For    For
1p  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

WMI Holdings Corp.

 

Meeting Date:    04/28/2015   Country:    USA   Primary Security ID:    92936P100
Record Date:    03/05/2015   Meeting Type:    Annual   Ticker:    WMIH

 

Shares Voted: 31,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael Willingham

   Mgmt    For    For    For
1.2  

Elect Director Eugene I. Davis

   Mgmt    For    For    For
1.3  

Elect Director Diane Beth Glossman

   Mgmt    For    For    For
1.4  

Elect Director Timothy R. Graham

   Mgmt    For    For    For
1.5  

Elect Director Mark E. Holliday

   Mgmt    For    For    For
1.6  

Elect Director Michael J. Renoff

   Mgmt    For    For    For
1.7  

Elect Director Steven D. Scheiwe

   Mgmt    For    For    For
2  

Ratify Burr Pilger Mayer, Inc. as Auditors

   Mgmt    For    For    For
3  

Change State of Incorporation from Washington to Delaware

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    04/15/2015   Meeting Type:    Annual/Special   Ticker:    ABI

 

Shares Voted: 2,953,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual/Special Meeting

   Mgmt         
 

Special Meeting

   Mgmt         
A1  

Amend Articles Re: Remove References to Bearer Shares

   Mgmt    For    For    For
 

Annual Meeting

   Mgmt         
B1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
B2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
B3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
B4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share

   Mgmt    For    For    For
B5  

Approve Discharge of Directors

   Mgmt    For    For    For
B6  

Approve Discharge of Auditors

   Mgmt    For    For    For
B7a  

Elect Michele Burns as Independent Director

   Mgmt    For    For    For
B7b  

Reelect Olivier Goudet as Independent Director

   Mgmt    For    For    For
B7c  

Elect Kasper Rorsted as Independent Director

   Mgmt    For    For    For
B7d  

Reelect Paul Cornet de Ways Ruart as Director

   Mgmt    For    Refer    For
B7e  

Reelect Stefan Descheemaeker as Director

   Mgmt    For    Refer    For
B8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
B8b  

Proposal to Increase Remuneration of Audit Committee Chairman

   Mgmt    For    Refer    For
B8c  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
C1  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Unilever NV

 

Meeting Date:    04/29/2015   Country:    Netherlands   Primary Security ID:    N8981F271
Record Date:    04/01/2015   Meeting Type:    Annual   Ticker:    UNA

 

Shares Voted: 8,852,900  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Discussion of the Annual Report and Accounts for the 2014 financial year

   Mgmt         
2  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For
4  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
5  

Reelect P G J M Polman as Executive Director

   Mgmt    For    For    For
6  

Reelect R J-M S Huet as Executive Director

   Mgmt    For    For    For
7  

Reelect L M Cha as Non-Executive Director

   Mgmt    For    For    For
8  

Reelect L O Fresco as Non-Executive Director

   Mgmt    For    For    For
9  

Reelect A M Fudge as Non-Executive Director

   Mgmt    For    For    For
10  

Elect M Ma as Non-Executive Director

   Mgmt    For    For    For
11  

Reelect H Nyasulu as Non-Executive Director

   Mgmt    For    For    For
12  

Reelect J. Rishton as Non-Executive Director

   Mgmt    For    For    For
13  

Reelect F Sijbesma as Non-Executive Director

   Mgmt    For    For    For
14  

Reelect M Treschow as Non-Executive Director

   Mgmt    For    For    For
15  

Elect N S Andersen as Non-Executive Director

   Mgmt    For    For    For
16  

Elect V Colao as Non-Executive Director

   Mgmt    For    For    For
17  

Elect J Hartmann as Non-Executive Director

   Mgmt    For    For    For
18  

Ratify KPMG as Auditors

   Mgmt    For    For    For
19  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
20  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
21  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Meeting Date:    04/30/2015   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/08/2015   Meeting Type:    Annual   Ticker:    CON

 

Shares Voted: 1,375,100  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.25 per Share

   Mgmt    For    For    For
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2014

   Mgmt    For    For    For
3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2014

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2014

   Mgmt    For    For    For
3.4  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2014

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2014

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2014

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2014

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2014

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board member Elke Strathmann for Fiscal 2014

   Mgmt    For    For    For
3.10  

Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2014

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2014

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2014

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2014

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2014

   Mgmt    For    For    For
4.5  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2014

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2014

   Mgmt    For    For    For
4.7  

Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2014

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.8  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2014

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2014

   Mgmt    For    For    For
4.10  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2014

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2014

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2014

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2014

   Mgmt    For    For    For
4.14  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2014

   Mgmt    For    For    For
4.15  

Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2014

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2014

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2014

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2014

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2014

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2014

   Mgmt    For    For    For
4.21  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2014

   Mgmt    For    For    For
4.22  

Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2014

   Mgmt    For    For    For
4.23  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2014

   Mgmt    For    For    For
4.24  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2014

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2015 and for Review of Interim Financial Reports

   Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    04/30/2015   Country:    USA   Primary Security ID:    582839106
Record Date:    03/13/2015   Meeting Type:    Annual   Ticker:    MJN

 

Shares Voted: 3,300,600  


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Mead Johnson Nutrition Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1a  

Elect Director Steven M. Altschuler

   Mgmt    For    For    For
1.1b  

Elect Director Howard B. Bernick

   Mgmt    For    For    For
1.1c  

Elect Director Kimberly A. Casiano

   Mgmt    For    For    For
1.1d  

Elect Director Anna C. Catalano

   Mgmt    For    For    For
1.1e  

Elect Director Celeste A. Clark

   Mgmt    For    For    For
1.1f  

Elect Director James M. Cornelius

   Mgmt    For    For    For
1.1g  

Elect Director Stephen W. Golsby

   Mgmt    For    For    For
1.1h  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1.1i  

Elect Director Peter Kasper Jakobsen

   Mgmt    For    For    For
1.1j  

Elect Director Peter G. Ratcliffe

   Mgmt    For    For    For
1.1k  

Elect Director Michael A. Sherman

   Mgmt    For    For    For
1.1l  

Elect Director Elliott Sigal

   Mgmt    For    For    For
1.1m  

Elect Director Robert S. Singer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/01/2015   Country:    USA   Primary Security ID:    674599105
Record Date:    03/10/2015   Meeting Type:    Annual   Ticker:    OXY

 

Shares Voted: 4,432,107  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Spencer Abraham

   Mgmt    For    For    For
1.2  

Elect Director Howard I. Atkins

   Mgmt    For    For    For
1.3  

Elect Director Eugene L. Batchelder

   Mgmt    For    For    For
1.4  

Elect Director Stephen I. Chazen

   Mgmt    For    For    For
1.5  

Elect Director John E. Feick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Occidental Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6  

Elect Director Margaret M. Foran

   Mgmt    For    For    For
1.7  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.8  

Elect Director William R. Klesse

   Mgmt    For    For    For
1.9  

Elect Director Avedick B. Poladian

   Mgmt    For    For    For
1.10  

Elect Director Elisse B. Walter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Claw-back of Payments under Restatements

   SH    Against    For    For
6  

Adopt Proxy Access Right

   SH    Against    Against    Against
7  

Report on Methane and Flaring Emissions Management and Reduction Targets

   SH    Against    Refer    Against
8  

Review and Assess Membership of Lobbying Organizations

   SH    Against    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015   Country:    USA   Primary Security ID:    110122108
Record Date:    03/13/2015   Meeting Type:    Annual   Ticker:    BMY

 

Shares Voted: 3,043,900  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1.1B  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1.1C  

Elect Director Lewis B. Campbell

   Mgmt    For    For    For
1.1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1.1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1.1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1.1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1.1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1.1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1.1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
5  

Remove Supermajority Vote Requirement Applicable to Preferred Stock

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Gilead Sciences, Inc.

 

Meeting Date:    05/06/2015   Country:    USA   Primary Security ID:    375558103
Record Date:    03/11/2015   Meeting Type:    Annual   Ticker:    GILD

 

Shares Voted: 2,839,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John F. Cogan

   Mgmt    For    For    For
1b  

Elect Director Etienne F. Davignon

   Mgmt    For    For    For
1c  

Elect Director Carla A. Hills

   Mgmt    For    For    For
1d  

Elect Director Kevin E. Lofton

   Mgmt    For    For    For
1e  

Elect Director John W. Madigan

   Mgmt    For    For    For
1f  

Elect Director John C. Martin

   Mgmt    For    For    For
1g  

Elect Director Nicholas G. Moore

   Mgmt    For    For    For
1h  

Elect Director Richard J. Whitley

   Mgmt    For    For    For
1i  

Elect Director Gayle E. Wilson

   Mgmt    For    For    For
1j  

Elect Director Per Wold-Olsen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Gilead Sciences, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Report on Sustainability

   SH    Against    Refer    Against
8  

Report on Specialty Drug Pricing Risks

   SH    Against    Refer    Against

LyondellBasell Industries NV

 

Meeting Date:    05/06/2015   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    04/08/2015   Meeting Type:    Annual   Ticker:    LYB

 

Shares Voted: 2,667,600  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Robin Buchanan Supervisory Board

   Mgmt    For    For    For
1b  

Elect Stephen F. Cooper to Supervisory Board

   Mgmt    For    For    For
1c  

Elect Isabella D. Goren to Supervisory Board

   Mgmt    For    For    For
1d  

Elect Robert G. Gwin to Supervisory Board

   Mgmt    For    For    For
2a  

Elect Kevin W. Brown to Management Board

   Mgmt    For    For    For
2b  

Elect Jeffrey A. Kaplan to Management Board

   Mgmt    For    For    For
3  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Discharge of Management Board

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
7  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
8  

Approve Dividends of USD 2.80 Per Share

   Mgmt    For    For    For
9  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
10  

Authorize Board to Issue Shares up to 20 Percent of Authorized Capital

   Mgmt    For    For    For
11  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    Against
12  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Phillips 66

 

Meeting Date:    05/06/2015   Country:    USA   Primary Security ID:    718546104
Record Date:    03/13/2015   Meeting Type:    Annual   Ticker:    PSX

 

Shares Voted: 6,340,497  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director J. Brian Ferguson

   Mgmt    For    For    For
1b  

Elect Director Harold W. McGraw, III

   Mgmt    For    For    For
1c  

Elect Director Victoria J. Tschinkel

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Adopt Quantitative GHG Goals for Operations

   SH    Against    Refer    Against

Standard Chartered plc

 

Meeting Date:    05/06/2015   Country:    United Kingdom   Primary Security ID:    G84228157
Record Date:    05/01/2015   Meeting Type:    Annual   Ticker:    STAN

 

Shares Voted: 8,788,400  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Dr Byron Grote as Director

   Mgmt    For    For    For
5  

Elect Andy Halford as Director

   Mgmt    For    For    For
6  

Elect Gay Huey Evans as Director

   Mgmt    For    For    For
7  

Elect Jasmine Whitbread as Director

   Mgmt    For    For    For
8  

Re-elect Om Bhatt as Director

   Mgmt    For    For    For
9  

Re-elect Dr Kurt Campbell as Director

   Mgmt    For    For    For
10  

Re-elect Dr Louis Cheung as Director

   Mgmt    For    For    For
11  

Re-elect Dr Han Seung-soo as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Standard Chartered plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Re-elect Christine Hodgson as Director

   Mgmt    For    For    For
13  

Re-elect Naguib Kheraj as Director

   Mgmt    For    For    For
14  

Re-elect Simon Lowth as Director

   Mgmt    For    For    For
15  

Re-elect Ruth Markland as Director

   Mgmt    For    For    For
16  

Re-elect Sir John Peace as Director

   Mgmt    For    For    For
17  

Re-elect Mike Rees as Director

   Mgmt    For    For    For
18  

Re-elect Viswanathan Shankar as Director

   Mgmt         
19  

Re-elect Paul Skinner as Director

   Mgmt    For    For    For
20  

Re-elect Dr Lars Thunell as Director

   Mgmt    For    For    For
21  

Appoint KPMG LLP as Auditors

   Mgmt    For    For    For
22  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
23  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
24  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
26  

Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

   Mgmt    For    For    For
27  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
28  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

   Mgmt    For    For    For
29  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
30  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
31  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For

AIA Group Ltd.

 

Meeting Date:    05/08/2015   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/05/2015   Meeting Type:    Annual   Ticker:    01299

 

Shares Voted: 144,258,500  


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

AIA Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Lawrence Juen-Yee Lau as Director

   Mgmt    For    For    For
4  

Elect Chung-Kong Chow as Director

   Mgmt    For    For    For
5  

Elect John Barrie Harrison as Director

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
7B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7C  

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

   Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:    05/12/2015   Country:    USA   Primary Security ID:    20825C104
Record Date:    03/13/2015   Meeting Type:    Annual   Ticker:    COP

 

Shares Voted: 7,032,195  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard L. Armitage

   Mgmt    For    For    For
1b  

Elect Director Richard H. Auchinleck

   Mgmt    For    For    For
1c  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director John V. Faraci

   Mgmt    For    For    For
1f  

Elect Director Jody L. Freeman

   Mgmt    For    For    For
1g  

Elect Director Gay Huey Evans

   Mgmt    For    For    For
1h  

Elect Director Ryan M. Lance

   Mgmt    For    For    For
1i  

Elect Director Arjun N. Murti

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1k  

Elect Director Harald J. Norvik

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Plan

   SH    Against    Refer    Against
6  

Remove or Adjust Reserve Metrics used for Executive Compensation

   SH    Against    Refer    Against
7  

Adopt Proxy Access Right

   SH    Against    Against    Against

Tencent Holdings Ltd.

 

Meeting Date:    05/13/2015   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/08/2015   Meeting Type:    Annual   Ticker:    00700

 

Shares Voted: 23,847,100  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1a  

Elect Li Dong Sheng as Director

   Mgmt    For    Refer    Against
3.1b  

Elect Iain Ferguson Bruce as Director

   Mgmt    For    Refer    Against
3.2  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    Refer    Against
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amgen Inc.

 

Meeting Date:    05/14/2015   Country:    USA   Primary Security ID:    031162100
Record Date:    03/16/2015   Meeting Type:    Annual   Ticker:    AMGN

 

Shares Voted: 2,361,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Baltimore

   Mgmt    For    For    For
1.2  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1.4  

Elect Director Francois de Carbonnel

   Mgmt    For    For    For
1.5  

Elect Director Vance D. Coffman

   Mgmt    For    For    For
1.6  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1.7  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1.8  

Elect Director Rebecca M. Henderson

   Mgmt    For    For    For
1.9  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1.10  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1.11  

Elect Director Judith C. Pelham

   Mgmt    For    For    For
1.12  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1.13  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

The Dow Chemical Company

 

Meeting Date:    05/14/2015   Country:    USA   Primary Security ID:    260543103
Record Date:    03/16/2015   Meeting Type:    Annual   Ticker:    DOW

 

Shares Voted: 5,227,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For
1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/14/2015   Country:    USA   Primary Security ID:    907818108
Record Date:    03/13/2015   Meeting Type:    Annual   Ticker:    UNP

 

Shares Voted: 3,324,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1.3  

Elect Director David B. Dillon

   Mgmt    For    For    For
1.4  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1.5  

Elect Director Judith Richards Hope

   Mgmt    For    For    For
1.6  

Elect Director John J. Koraleski

   Mgmt    For    For    For
1.7  

Elect Director Charles C. Krulak

   Mgmt    For    For    For
1.8  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1.9  

Elect Director Michael W. McConnell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.10  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1.11  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1.12  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Stock Retention/Holding Period

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/21/2015   Country:    USA   Primary Security ID:    458140100
Record Date:    03/23/2015   Meeting Type:    Annual   Ticker:    INTC

 

Shares Voted: 9,039,000  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charlene Barshefsky

   Mgmt    For    For    For
1b  

Elect Director Aneel Bhusri

   Mgmt    For    For    For
1c  

Elect Director Andy D. Bryant

   Mgmt    For    For    For
1d  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1e  

Elect Director John J. Donahoe

   Mgmt    For    Refer    Against
1f  

Elect Director Reed E. Hundt

   Mgmt    For    For    For
1g  

Elect Director Brian M. Krzanich

   Mgmt    For    For    For
1h  

Elect Director James D. Plummer

   Mgmt    For    For    For
1i  

Elect Director David S. Pottruck

   Mgmt    For    For    For
1j  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
1k  

Elect Director David B. Yoffie

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Adopt Holy Land Principles

   SH    Against    Refer    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/21/2015   Country:    USA   Primary Security ID:    501797104
Record Date:    03/27/2015   Meeting Type:    Annual   Ticker:    LB

 

Shares Voted: 3,064,130  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director E. Gordon Gee

   Mgmt    For    For    For
1.2  

Elect Director Stephen D. Steinour

   Mgmt    For    For    For
1.3  

Elect Director Allan R. Tessler

   Mgmt    For    For    For
1.4  

Elect Director Abigail S. Wexner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Reduce Supermajority Vote Requirement

   SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/21/2015   Country:    USA   Primary Security ID:    437076102
Record Date:    03/23/2015   Meeting Type:    Annual   Ticker:    HD

 

Shares Voted: 3,121,700  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1b  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1c  

Elect Director J. Frank Brown

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1e  

Elect Director Armando Codina

   Mgmt    For    For    For
1f  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1g  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1h  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1i  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1j  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Chevron Corporation

 

Meeting Date:    05/27/2015   Country:    USA   Primary Security ID:    166764100
Record Date:    04/01/2015   Meeting Type:    Annual   Ticker:    CVX

 

Shares Voted: 2,050,800  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander B. Cummings, Jr.

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director John G. Stumpf

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director Carl Ware

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director John S. Watson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Charitable Contributions

   SH    Against    Against    Against
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Prohibit Political Spending

   SH    Against    Refer    Against
7  

Increase Return of Capital to Shareholders in Light of Climate Change Risks

   SH    Against    Refer    Against
8  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against
9  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against
10  

Proxy Access

   SH    Against    Against    Against
11  

Require Independent Board Chairman

   SH    Against    Refer    For
12  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
13  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015   Country:    USA   Primary Security ID:    192446102
Record Date:    04/06/2015   Meeting Type:    Annual   Ticker:    CTSH

 

Shares Voted: 7,715,670  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For