N-MFP2 0000883622 XXXXXXXX 2020-11-30 0000883622 JV1HACY3Y2VBYO203T71 S000006294 5 N N 033-45961 Ivy Investment Management Company 801-61515 Deloitte &Touche LLP Kansas City MO Waddell & Reed Services Company Waddell & Reed Services Company 0000700533 084-01062 N N N Government/Agency N 37 39 86643383.35 85613490.19 85410682.32 86096679.17 111609334.74 113609338.02 111008289.51 111008287.84 0.4127 0.4098 0.4094 0.4113 0.9443 0.9536 0.9415 0.9417 38527.90 208321870.71 208321870.71 197157.82 0.00 208557556.43 208558204.01 1.0000 0.0013 1.0002 1.0002 1.0001 1.0001 C000193500 1.00 250005.69 250000.26 1.0006 1.0006 1.0005 1.0001 0.00 1.86 0.00 0.00 0.00 0.00 250000.26 14489.56 250000.26 14491.42 0.0001 Y Ivy Investment Management Co., Operating Expense, 24.78; C000017303 1.00 187910835.38 187914634.50 1.0002 1.0002 1.0001 1.0001 7600803.83 7578088.55 6830190.00 7462852.64 8581826.68 6497817.96 5094322.98 4289794.87 28486840.82 27069963.51 0.0001 Y Ivy Investment Management Co., Operating Expense, 81843.53; C000017304 1.00 674594.14 674550.99 1.0003 1.0003 1.0001 1.0001 0.00 3245.60 0.00 15040.38 0.00 46234.87 0.00 0.00 2.41 64521.39 0.0001 Y Ivy Investment Management Co., Operating Expense, 843.20; C000017305 1.00 7848446.76 7845699.09 1.0006 1.0006 1.0004 1.0004 329456.34 337597.57 55278.12 514584.82 12724.39 132462.04 4895.82 261828.63 402578.33 1251973.04 0.0001 Y Ivy Investment Management Co., Operating Expense, 10050.56; C000043907 1.00 11873674.46 11873319.17 1.0003 1.0003 1.0001 1.0001 2442344.64 119036.41 256053.25 163517.34 301017.11 2504062.91 30924.71 84206.09 3043695.59 2870822.75 0.0001 Y Ivy Investment Management Co., Operating Expense, 3803.74; Contra Costa Cnty, Multifamily Hsng Rev Rfdg Bonds, Ser 2003F (Bond Market Association Index) Contra Costa Cnty, Multifamily Hsng Rev Rfdg Bonds, Ser 2003F (Bond Market Association Index) 212249BY1 Variable Rate Demand Note Y N/A N/A 2020-12-07 2020-12-07 2033-10-15 N Y FANNIE MAE 1.0000 N/A N/A N 0.0011 3000000.00 3000000.00 0.0144 N N Y N State Street Institutional U.S. Government Money Market Fund - Premier Class, 0.020%, 12-1-20 State Street Institutional U.S. Government Money Market Fund - Premier Class, 0.020%, 12-1-20 857492706 US8574927062 Investment Company Y N/A N/A 2020-12-01 2020-12-01 2020-12-01 N N N 0.0002 17327897.26 17327897.26 0.0831 N Y Y N Toyota Motor Credit Corp. (1-Week U.S. LIBOR plus 25 bps) Toyota Motor Credit Corp. (1-Week U.S. LIBOR plus 25 bps) 892332MN4 Variable Rate Demand Note Y N/A N/A 2020-12-07 2020-12-07 2021-07-22 Y TOYOTA 1.0000 7 N N/A N/A N N 0.0035 1000000.00 1000000.00 0.0048 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) U.S. International Development Finance Corp. (GTD by U.S. Government) 90376PCD1 U.S. Government Agency Debt Y N/A N/A 2021-11-15 2021-11-15 2021-11-15 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0030 2500000.00 2500000.00 0.0120 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353UW5 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2032-03-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 5427990.16 5427990.16 0.0260 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353W37 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2025-06-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 12350000.00 12350000.00 0.0592 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353M87 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2028-02-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 5263187.31 5263187.31 0.0252 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353N78 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2039-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 8200000.00 8200000.00 0.0393 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353X51 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2029-08-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 9624999.99 9624999.99 0.0462 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBJ9 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2026-12-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 961538.00 961538.00 0.0046 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBR1 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2032-09-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 9000000.00 9000000.00 0.0432 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353XQ5 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2025-07-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 2869687.32 2869687.32 0.0138 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PAU5 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2030-03-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 11000000.00 11000000.00 0.0527 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534U8 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2026-09-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 4000000.00 4000000.00 0.0192 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534Y0 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2030-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 5000000.00 5000000.00 0.0240 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534J3 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2025-09-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 8000000.00 8000000.00 0.0384 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBU4 U.S. Government Agency Debt Y N/A N/A 2021-09-30 2021-09-30 2021-09-30 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0026 2700000.00 2700000.00 0.0129 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PAM3 U.S. Government Agency Debt Y N/A N/A 2021-04-09 2021-04-09 2021-04-09 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0099 1000000.00 1000000.00 0.0048 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903535F0 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2027-01-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 7500000.00 7500000.00 0.0360 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353M38 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2039-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 4462230.00 4462230.00 0.0214 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353D38 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2028-11-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 3348654.94 3348654.94 0.0161 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537F8 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2031-08-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 5000000.00 5000000.00 0.0240 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537A9 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2031-12-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 4000000.00 4000000.00 0.0192 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537C5 U.S. Government Agency Debt Y N/A N/A 2020-12-07 2020-12-07 2027-08-13 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0013 1000000.00 1000000.00 0.0048 N N Y N U.S. Treasury Bills U.S. Treasury Bills 9127965C9 U.S. Treasury Debt Y N/A N/A 2020-12-15 2020-12-15 2020-12-15 N N N 0.0009 1999926.12 1999926.12 0.0096 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 912796A66 U.S. Treasury Debt Y N/A N/A 2021-01-12 2021-01-12 2021-01-12 N N N 0.0009 4999475.00 4999475.00 0.0240 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127963W7 U.S. Treasury Debt Y N/A N/A 2021-02-04 2021-02-04 2021-02-04 N N N 0.0009 5998970.82 5998970.82 0.0288 N N N N U.S. Treasury Bills U.S. Treasury Bills 912796UC1 U.S. Treasury Debt Y N/A N/A 2021-01-28 2021-01-28 2021-01-28 N N N 0.0012 9798011.93 9798011.93 0.0470 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127963J6 U.S. Treasury Debt Y N/A N/A 2020-12-10 2020-12-10 2020-12-10 N N N 0.0017 999953.75 999953.75 0.0048 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127964C0 U.S. Treasury Debt Y N/A N/A 2021-02-11 2021-02-11 2021-02-11 N N N 0.0010 3999160.00 3999160.00 0.0192 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796B81 U.S. Treasury Debt Y N/A N/A 2021-02-16 2021-02-16 2021-02-16 N N N 0.0010 6998203.38 6998203.38 0.0336 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796A74 U.S. Treasury Debt Y N/A N/A 2021-01-19 2021-01-19 2021-01-19 N N N 0.0008 10998645.74 10998645.74 0.0527 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796F20 U.S. Treasury Debt Y N/A N/A 2021-04-27 2021-04-27 2021-04-27 N N N 0.0009 2998897.50 2998897.50 0.0144 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796D89 U.S. Treasury Debt Y N/A N/A 2021-04-13 2021-04-13 2021-04-13 N N N 0.0010 9996120.80 9996120.80 0.0479 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 9127964D8 U.S. Treasury Debt Y N/A N/A 2021-02-18 2021-02-18 2021-02-18 N N N 0.0010 4998847.95 4998847.95 0.0240 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 9127965D7 U.S. Treasury Debt Y N/A N/A 2020-12-22 2020-12-22 2020-12-22 N N N 0.0014 1999830.84 1999830.84 0.0096 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796A58 U.S. Treasury Debt Y N/A N/A 2021-01-05 2021-01-05 2021-01-05 N N N 0.0010 4999513.90 4999513.90 0.0240 N Y Y N U.S. Treasury Notes (3-Month USTMMR plus 11.5 bps) U.S. Treasury Notes (3-Month USTMMR plus 11.5 bps) 9128285Y2 U.S. Treasury Debt Y N/A N/A 2020-12-03 2021-01-31 2021-01-31 N N N 0.0020 1999762.85 1999762.85 0.0096 N Y Y N U.S. Treasury Notes (3-Month USTMMR plus 30 bps) U.S. Treasury Notes (3-Month USTMMR plus 30 bps) 912828YN4 U.S. Treasury Debt Y N/A N/A 2020-12-01 2021-10-31 2021-10-31 N N N 0.0038 1000365.15 1000365.15 0.0048 N Y Y N Ivy Funds, Inc. 2020-12-02 Scott Schneider Scott Schneider Chief Compliance Officer