N-MFP2 0000883622 XXXXXXXX 2020-10-31 0000883622 JV1HACY3Y2VBYO203T71 S000006294 5 N N 033-45961 Ivy Investment Management Company 801-61515 Deloitte &Touche LLP Kansas City MO Waddell & Reed Services Company Waddell & Reed Services Company 0000700533 084-01062 N N N Government/Agency N 29 31 81998719.48 78914216.09 88245494.84 86160591.73 92959651.14 108565282.18 111565283.79 108374337.93 109374745.00 108609333.61 0.4094 0.4002 0.4340 0.4282 0.4485 0.9516 0.9660 0.9670 0.9717 0.9725 2144.66 207144322.88 207144322.88 499743.63 0.00 207646211.17 207646858.65 1.0000 0.0015 1.0002 1.0002 1.0002 1.0002 1.0002 C000193500 1.00 14496.85 14491.42 1.0006 1.0006 1.0006 1.0006 1.0006 0.31 0.00 0.00 1.90 0.00 0.00 0.00 0.00 0.30 0.00 0.30 1.90 0.0003 Y Ivy Investment Management Co., Operating Expense, 4.57; C000017303 1.00 186493958.11 186497757.19 1.0002 1.0002 1.0002 1.0002 1.0002 6671621.60 8928650.74 3755072.89 6769432.63 8810200.28 2633318.16 5572298.05 7928568.50 8731309.94 3972114.52 29291401.80 23467641.45 0.0001 Y Ivy Investment Management Co., Operating Expense, 78228.22; C000017304 1.00 739113.12 739069.97 1.0003 1.0003 1.0003 1.0003 1.0003 2.83 6002.51 0.00 12050.49 0.00 8273.10 8181.13 16.25 15346.59 0.26 23527.72 20340.10 0.0001 Y Ivy Investment Management Co., Operating Expense, 891.91; C000017305 1.00 8697841.47 8695093.77 1.0006 1.0006 1.0006 1.0006 1.0006 6672.21 79542.43 161200.01 6481.73 200351.51 259922.72 82990.03 11073.21 1452613.88 187536.36 1899655.43 513974.64 0.0001 Y Ivy Investment Management Co., Operating Expense, 9338.66; C000043907 1.00 11700801.62 11700446.31 1.0003 1.0003 1.0003 1.0003 1.0003 81668.04 60071.59 153268.06 354900.88 109079.47 36210.27 246745.69 46632.35 23268.01 4410.00 542325.94 446234.60 0.0001 Y Ivy Investment Management Co., Operating Expense, 3426.44; State Street Institutional U.S. Government Money Market Fund - Premier Class, 0.030%, 11-2-20 State Street Institutional U.S. Government Money Market Fund - Premier Class, 0.030%, 11-2-20 857492706 US8574927062 Investment Company Y N/A N/A 2020-11-02 2020-11-02 2020-11-02 N N N 0.0003 17547165.63 17547165.63 0.0845 N Y Y N Toyota Motor Credit Corp. (1-Week U.S. LIBOR plus 25 bps) Toyota Motor Credit Corp. (1-Week U.S. LIBOR plus 25 bps) 892332MN4 Variable Rate Demand Note Y N/A N/A 2020-11-06 2020-11-06 2021-07-22 Y TOYOTA 1.0000 7 N N/A N/A N N 0.0034 1000000.00 1000000.00 0.0048 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) U.S. International Development Finance Corp. (GTD by U.S. Government) 6903537T8 U.S. Government Agency Debt Y N/A N/A 2020-11-17 2020-11-17 2020-11-17 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0187 2000000.00 2000000.00 0.0096 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353UW5 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2032-03-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 5467901.83 5467901.83 0.0263 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353W37 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2025-06-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 12350000.00 12350000.00 0.0595 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353N78 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2039-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 8200000.00 8200000.00 0.0395 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353M38 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2039-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 4462230.00 4462230.00 0.0215 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353M87 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2028-02-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 5444676.55 5444676.55 0.0262 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBJ9 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2026-12-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 961538.00 961538.00 0.0046 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBR1 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2032-09-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 9000000.00 9000000.00 0.0433 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PAU5 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2030-03-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0014 11000000.00 11000000.00 0.0530 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353X51 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2029-08-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 9900000.00 9900000.00 0.0477 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353XQ5 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2025-07-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 2869687.32 2869687.32 0.0138 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534U8 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2026-09-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 4000000.00 4000000.00 0.0193 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534Y0 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2030-10-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 5000000.00 5000000.00 0.0241 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903534J3 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2025-09-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 8000000.00 8000000.00 0.0385 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PBU4 U.S. Government Agency Debt Y N/A N/A 2021-09-30 2021-09-30 2021-09-30 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0026 2700000.00 2700000.00 0.0130 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 90376PAM3 U.S. Government Agency Debt Y N/A N/A 2021-04-09 2021-04-09 2021-04-09 N Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0099 1000000.00 1000000.00 0.0048 N N N N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537F8 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2031-08-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 5000000.00 5000000.00 0.0241 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 690353D38 549300IDY55XMYWXSD28 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2028-11-15 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 3453299.95 3453299.95 0.0166 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537C5 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2027-08-13 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 1000000.00 1000000.00 0.0048 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903535F0 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2027-01-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 7500000.00 7500000.00 0.0361 N N Y N U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) U.S. International Development Finance Corp. (GTD by U.S. Government) (3-Month U.S. TB Rate) 6903537A9 U.S. Government Agency Debt Y N/A N/A 2020-11-07 2020-11-07 2031-12-20 Y UNITED STATES OF AMERICA 1.0000 7 N N/A N/A Y UNITED STATES OF AMERICA 1.0000 N/A N/A N 0.0015 4000000.00 4000000.00 0.0193 N N Y N U.S. Treasury Bills U.S. Treasury Bills 9127965C9 U.S. Treasury Debt Y N/A N/A 2020-12-15 2020-12-15 2020-12-15 N N N 0.0009 1999767.78 1999767.78 0.0096 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127964T3 U.S. Treasury Debt Y N/A N/A 2020-11-24 2020-11-24 2020-11-24 N N N 0.0008 2499864.25 2499864.25 0.0120 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 912796UC1 U.S. Treasury Debt Y N/A N/A 2021-01-28 2021-01-28 2021-01-28 N N N 0.0011 9796983.54 9796983.54 0.0472 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 912796TP4 U.S. Treasury Debt Y N/A N/A 2020-11-05 2020-11-05 2020-11-05 N N N 0.0009 11999866.68 11999866.68 0.0578 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127963J6 U.S. Treasury Debt Y N/A N/A 2020-12-10 2020-12-10 2020-12-10 N N N 0.0018 999799.58 999799.58 0.0048 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127962Z1 U.S. Treasury Debt Y N/A N/A 2020-11-12 2020-11-12 2020-11-12 N N N 0.0010 999967.92 999967.92 0.0048 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127964R7 U.S. Treasury Debt Y N/A N/A 2020-11-10 2020-11-10 2020-11-10 N N N 0.0009 9999737.50 9999737.50 0.0482 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 9127964C0 U.S. Treasury Debt Y N/A N/A 2021-02-11 2021-02-11 2021-02-11 N N N 0.0011 1999376.66 1999376.66 0.0096 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796A58 U.S. Treasury Debt Y N/A N/A 2021-01-05 2021-01-05 2021-01-05 N N N 0.0010 4999097.20 4999097.20 0.0241 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796A74 U.S. Treasury Debt Y N/A N/A 2021-01-19 2021-01-19 2021-01-19 N N N 0.0009 8998123.77 8998123.77 0.0433 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 912796B81 U.S. Treasury Debt Y N/A N/A 2021-02-16 2021-02-16 2021-02-16 N N N 0.0012 6997503.38 6997503.38 0.0337 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 9127964D8 U.S. Treasury Debt Y N/A N/A 2021-02-18 2021-02-18 2021-02-18 N N N 0.0010 4998410.45 4998410.45 0.0241 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 9127964S5 U.S. Treasury Debt Y N/A N/A 2020-11-17 2020-11-17 2020-11-17 N N N 0.0018 3999662.24 3999662.24 0.0193 N Y Y N U.S. Treasury Cash Management Bills U.S. Treasury Cash Management Bills 9127965D7 U.S. Treasury Debt Y N/A N/A 2020-12-22 2020-12-22 2020-12-22 N N N 0.0014 1999589.16 1999589.16 0.0096 N Y Y N U.S. Treasury Notes (3-Month USTMMR plus 11.5 bps) U.S. Treasury Notes (3-Month USTMMR plus 11.5 bps) 9128285Y2 U.S. Treasury Debt Y N/A N/A 2020-11-05 2021-01-31 2021-01-31 N N N 0.0022 1999673.48 1999673.48 0.0096 N Y Y N U.S. Treasury Notes (3-Month USTMMR plus 30 bps) U.S. Treasury Notes (3-Month USTMMR plus 30 bps) 912828YN4 U.S. Treasury Debt Y N/A N/A 2020-11-01 2021-10-31 2021-10-31 N N N 0.0040 1000400.01 1000400.01 0.0048 N Y Y N Ivy Funds, Inc. 2020-11-03 Scott Schneider Scott Schneider Chief Compliance Officer