The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 560 | 3,200 | SH | DFND | 200 | 3,000 | 0 | ||
A T & T INC (NEW) | COM | 00206R102 | 754 | 17,457 | SH | DFND | 11,532 | 5,925 | 0 | ||
ABBOTT LABS | COM | 2824100 | 436 | 11,104 | SH | DFND | 124 | 10,980 | 0 | ||
ABIOMED INC COM | COM | 3654100 | 2,648 | 24,226 | SH | DFND | 13,575 | 10,651 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 17175100 | 385 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMBARELLA INC SHS | COM | G037AX101 | 2,386 | 46,961 | SH | DFND | 27,101 | 19,860 | 0 | ||
AMERICAN NATL INS CO COM | COM | 28591105 | 1,874 | 16,566 | SH | DFND | 12,037 | 4,529 | 0 | ||
ASTROTECH CORP | COM | 46484101 | 27 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
BOEING CO COM | COM | 97023105 | 414 | 3,190 | SH | DFND | 3,125 | 65 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 377 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CALAVO GROWERS INC COM | COM | 128246105 | 2,554 | 38,115 | SH | DFND | 22,404 | 15,711 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CALLIDUS SOFTWARE INC COM | COM | 13123E500 | 2,800 | 140,130 | SH | DFND | 74,970 | 65,160 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 404 | 4,092 | SH | DFND | 2,070 | 2,022 | 0 | ||
CELGENE CORP CONTIN VAL RT | WARRANT AND RIGHT | 151020112 | 22 | 15,000 | SH | DFND | 5,000 | 10,000 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 933 | 8,900 | SH | DFND | 3,652 | 5,248 | 0 | ||
COCA COLA CO | COM | 191216100 | 262 | 5,770 | SH | DFND | 4,370 | 1,400 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 599 | 48,940 | SH | DFND | 29,290 | 19,650 | 0 | ||
COUER MINING ING | COM | 192108504 | 51 | 4,825 | SH | SOLE | 4,825 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 274 | 25,290 | SH | DFND | 4,840 | 20,450 | 0 | ||
DEERE & CO COM | COM | 244199105 | 324 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 342 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 209 | 21,524 | SH | DFND | 15,937 | 5,587 | 0 | ||
ERIE INDTY CO CL A | COM | 29530P102 | 1,130 | 11,375 | SH | DFND | 7,495 | 3,880 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 6 | 324 | SH | SOLE | 324 | 0 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 669 | 7,137 | SH | DFND | 6,362 | 775 | 0 | ||
FEDERAL NAT MORTGAGE ASSN | COM | 313586109 | 70 | 34,900 | SH | DFND | 0 | 34,900 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 19 | 1,142 | SH | DFND | 1,142 | 0 | 0 | ||
FLUOR CORP | COM | 343412102 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 516 | 16,380 | SH | DFND | 11,030 | 5,350 | 0 | ||
GENTEX CORP COM | COM | 371901109 | 906 | 58,638 | SH | DFND | 29,288 | 29,350 | 0 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 556 | 6,658 | SH | DFND | 2,348 | 4,310 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 858 | 46,463 | SH | DFND | 27,343 | 19,120 | 0 | ||
HARMAN INTL INDS INC COM | COM | 413086109 | 850 | 11,833 | SH | DFND | 8,123 | 3,710 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 1,706 | 48,995 | SH | DFND | 35,622 | 13,373 | 0 | ||
ILLUMINA INC COM | COM | 452327109 | 2,266 | 16,142 | SH | DFND | 8,926 | 7,216 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 4 | 2,565 | SH | SOLE | 2,565 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC COM | COM | 462222100 | 5 | 197 | SH | SOLE | 197 | 0 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 8 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISHARES TR RUSSELL MCP VL | COM | 464287473 | 2,019 | 27,171 | SH | DFND | 18,000 | 9,171 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,350 | 11,128 | SH | DFND | 5,383 | 5,745 | 0 | ||
KB HOME COM | COM | 48666K109 | 14 | 949 | SH | SOLE | 949 | 0 | 0 | ||
LSI INDS INC COM | COM | 50216C108 | 144 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MASTEC INC COM | COM | 576323109 | 1,971 | 88,291 | SH | DFND | 50,408 | 37,883 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 26 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 323 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MICRON TECHNOLOGY INC COM | COM | 595112103 | 1,507 | 109,525 | SH | DFND | 60,735 | 48,790 | 0 | ||
MICROSOFT | COM | 594918104 | 314 | 6,140 | SH | DFND | 0 | 6,140 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 417 | 58,635 | SH | DFND | 0 | 58,635 | 0 | ||
MTS SYS CORP COM | COM | 553777103 | 895 | 20,413 | SH | DFND | 12,139 | 8,274 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 31 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 415 | 4,880 | SH | SOLE | 4,880 | 0 | 0 | ||
ON SEMICONDUCTOR CORP COM | COM | 682189105 | 1,553 | 176,016 | SH | DFND | 81,556 | 94,460 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 153 | 41,230 | SH | DFND | 0 | 41,230 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 2 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
PENSKE AUTOMOTIVE GRP INC COM | COM | 70959W103 | 1,152 | 36,609 | SH | DFND | 17,579 | 19,030 | 0 | ||
PFIZER INC | COM | 717081103 | 423 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORP CL A | COM | 71742Q106 | 739 | 39,573 | SH | DFND | 26,843 | 12,730 | 0 | ||
PREMIER EXHIBITIONS INC | COM | 740S1E102 | 2 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 1,543 | 35,047 | SH | DFND | 24,947 | 10,100 | 0 | ||
PROSPECT CAPITAL CORPORATIONCO | COM | 74348T102 | 2,001 | 255,884 | SH | DFND | 161,484 | 94,400 | 0 | ||
RAYTHEON CO COM NEW | COM | 755111507 | 332 | 2,445 | SH | DFND | 0 | 2,445 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 877 | 15,482 | SH | DFND | 6,868 | 8,614 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 628 | 228,131 | SH | DFND | 131,863 | 96,268 | 0 | ||
SJW CORP COM | COM | 784305104 | 305 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC COM | COM | 83088M102 | 3 | 41 | SH | SOLE | 41 | 0 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 232 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
SPDR S&P BIOTECH ETF | COM | 78464A870 | 24 | 445 | SH | SOLE | 445 | 0 | 0 | ||
TJX COS INC NEW COM | COM | 872540109 | 867 | 11,227 | SH | DFND | 4,367 | 6,860 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 11 | 2,484 | SH | SOLE | 2,484 | 0 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 163 | 36,075 | SH | DFND | 0 | 36,075 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 263 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 342 | 3,920 | SH | SOLE | 3,920 | 0 | 0 | ||
V F CORP | COM | 918204108 | 640 | 10,410 | SH | DFND | 3,485 | 6,925 | 0 | ||
VANGUARD FIXED INCOME SECS FIN | MUTUAL FUNDS | 922031810 | 314 | 31,141 | SH | DFND | 0 | 31,141 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | COM | 922031307 | 660 | 60,826 | SH | DFND | 0 | 60,826 | 0 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 837 | 14,990 | SH | DFND | 1,450 | 13,540 | 0 | ||
WELLTOWER INC COM | COM | 95040Q104 | 545 | 7,150 | SH | DFND | 0 | 7,150 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 1,606 | 33,992 | SH | DFND | 21,987 | 12,005 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 378 | 12,700 | SH | DFND | 0 | 12,700 | 0 |