The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 406 | 11,532 | SH | SOLE | 11,532 | 0 | 0 | ||
ABIOMED INC COM | COM | 3654100 | 1,322 | 53,263 | SH | DFND | 37,017 | 16,246 | 0 | ||
ACCESS PHARMACEUTICALS INC | COM | 00431M308 | 1 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 17175100 | 293 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMERICAN NATL INS CO COM | COM | 28591105 | 3,132 | 27,870 | SH | DFND | 20,309 | 7,561 | 0 | ||
ASTROTECH CORP | COM | 46484101 | 40 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
ATMOS ENERGY CORP COM | COM | 49560105 | 975 | 20,439 | SH | DFND | 16,181 | 4,258 | 0 | ||
BLACK HILLS CORP COM | COM | 92113109 | 1,875 | 39,147 | SH | DFND | 26,577 | 12,570 | 0 | ||
BOEING CO COM | COM | 97023105 | 400 | 3,140 | SH | DFND | 3,090 | 50 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 262 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CALAVO GROWERS INC COM | COM | 128246105 | 1,478 | 32,732 | SH | DFND | 24,581 | 8,151 | 0 | ||
CAMDEN PPTY TR SH BEN INT | COM | 133131102 | 1,772 | 25,865 | SH | DFND | 18,837 | 7,028 | 0 | ||
CASEYS GEN STORES INC COM | COM | 147528103 | 1,579 | 22,012 | SH | DFND | 15,755 | 6,257 | 0 | ||
CELGENE CORP RT | COM | 151020112 | 11 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 436 | 3,652 | SH | SOLE | 3,652 | 0 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 987 | 53,021 | SH | DFND | 38,144 | 14,877 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 2,036 | 61,237 | SH | DFND | 41,610 | 19,627 | 0 | ||
CORNING INC | COM | 219350105 | 6 | 300 | SH | SOLE | 300 | 0 | 0 | ||
COUER MINING ING | COM | 192108504 | 11 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 293 | 23,290 | SH | DFND | 6,840 | 16,450 | 0 | ||
CUBIC CORP COM | COM | 229669106 | 1,496 | 31,960 | SH | DFND | 20,701 | 11,259 | 0 | ||
DEERE & CO COM | COM | 244199105 | 328 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DIAMOND OFFSHORE DRILLING INC | COM | 25271C102 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 360 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 1,606 | 38,884 | SH | DFND | 27,987 | 10,897 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 5 | 324 | SH | SOLE | 324 | 0 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 3 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 660 | 7,022 | SH | SOLE | 7,022 | 0 | 0 | ||
FOREST OIL CORP | COM | 346091705 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 304 | 11,870 | SH | SOLE | 11,870 | 0 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 501 | 42,054 | SH | DFND | 32,114 | 9,940 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 455 | 16,688 | SH | DFND | 11,110 | 5,578 | 0 | ||
ILLUMINA INC COM | COM | 452327109 | 1,666 | 10,164 | SH | DFND | 7,328 | 2,836 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 2,356 | 152,446 | SH | DFND | 105,341 | 47,105 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 8 | 656 | SH | SOLE | 656 | 0 | 0 | ||
JACOBS ENGR GROUP INC DEL COM | COM | 469814107 | 1,173 | 24,012 | SH | DFND | 15,697 | 8,315 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,213 | 11,377 | SH | DFND | 6,977 | 4,400 | 0 | ||
KKR & CO L P DEL COM UNITS | COM | 48248M102 | 403 | 18,085 | SH | DFND | 14,545 | 3,540 | 0 | ||
LIMONEIRA CO COM | COM | 532746104 | 1,101 | 46,492 | SH | DFND | 31,807 | 14,685 | 0 | ||
LSI INDS INC COM | COM | 50216C108 | 79 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MILLER ENERGY RESOURCES | PREFERRED STOCKS | 600527204 | 226 | 8,900 | SH | DFND | 3,400 | 5,500 | 0 | ||
MASTEC INC COM | COM | 576323109 | 1,915 | 62,561 | SH | DFND | 41,694 | 20,867 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 21 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 343 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MICROSEMI CORP COM | COM | 595137100 | 1,771 | 69,703 | SH | DFND | 50,400 | 19,303 | 0 | ||
MILLER ENERGY RES INC COM | COM | 600527105 | 618 | 139,067 | SH | DFND | 102,165 | 36,902 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
MTS SYS CORP COM | COM | 553777103 | 437 | 6,405 | SH | DFND | 3,790 | 2,615 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 21 | 900 | SH | SOLE | 900 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 696 | 6,240 | SH | SOLE | 6,240 | 0 | 0 | ||
OCCIDENTAL PETE CORP COM | COM | 674599105 | 423 | 4,405 | SH | DFND | 1,720 | 2,685 | 0 | ||
OMNICOM GROUP COM | COM | 681919106 | 504 | 7,317 | SH | DFND | 2,987 | 4,330 | 0 | ||
PFIZER INC | COM | 717081103 | 350 | 11,820 | SH | SOLE | 11,820 | 0 | 0 | ||
PREMIER EXHIBITIONS INC | COM | 740S1E102 | 2 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PRICESMART INC COM | COM | 741511109 | 1,600 | 18,686 | SH | DFND | 13,356 | 5,330 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 2,187 | 73,123 | SH | DFND | 57,309 | 15,814 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 1,133 | 15,155 | SH | DFND | 8,980 | 6,175 | 0 | ||
RACKSPACE HOSTING INC COM | COM | 750086100 | 425 | 13,048 | SH | DFND | 8,441 | 4,607 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 1,139 | 15,071 | SH | DFND | 9,959 | 5,112 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 1,426 | 173,913 | SH | DFND | 115,030 | 58,883 | 0 | ||
SJW CORP COM | COM | 784305104 | 208 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SPDR GOLD TRUST | COM | 78463V107 | 12 | 100 | SH | SOLE | 100 | 0 | 0 | ||
TJX COS INC NEW COM | COM | 872540109 | 335 | 5,658 | SH | DFND | 2,358 | 3,300 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 2,771 | 106,353 | SH | DFND | 82,690 | 23,663 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 222 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,554 | 14,332 | SH | DFND | 12,932 | 1,400 | 0 | ||
VANGUARD MUN BD FD INC INTER T | MUTUAL FUNDS | 922021407 | 241 | 20,470 | SH | DFND | 0 | 20,470 | 0 | ||
WELLS FARGO & CO NEW COM | COM | 949746101 | 321 | 6,185 | SH | DFND | 4,405 | 1,780 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 3,753 | 38,570 | SH | DFND | 26,908 | 11,662 | 0 | ||
ZIONS BANCORPORATION COM | COM | 989701107 | 1,612 | 55,474 | SH | DFND | 36,790 | 18,684 | 0 |