0000883487-14-000004.txt : 20141104
0000883487-14-000004.hdr.sgml : 20141104
20141104155525
ACCESSION NUMBER: 0000883487-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
EFFECTIVENESS DATE: 20141104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
CENTRAL INDEX KEY: 0000883487
IRS NUMBER: 330087141
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03033
FILM NUMBER: 141193074
BUSINESS ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 6192399049
MAIL ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA
DATE OF NAME CHANGE: 19970902
13F-HR
1
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13F-HR
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false
true
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0000883487
XXXXXXXX
09-30-2014
09-30-2014
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST
STE 300
SAN DIEGO
CA
92101
13F HOLDINGS REPORT
028-03033
N
ELLIS C. SMITH
PRINCIPAL
619-239-9049
ELLIS C. SMITH
SAN DIEGO
CA
11-04-2014
0
70
57302
false
INFORMATION TABLE
2
edgarfiling093014.xml
2014-09-30
A T & T INC (NEW)
COM
00206R102
406
11532
SH
SOLE
11532
0
0
ABIOMED INC COM
COM
3654100
1322
53263
SH
DFND
37017
16246
0
ACCESS PHARMACEUTICALS INC
COM
00431M308
1
5000
SH
SOLE
5000
0
0
ALLEGHANY CORP DEL COM
COM
17175100
293
700
SH
SOLE
700
0
0
AMERICAN NATL INS CO COM
COM
28591105
3132
27870
SH
DFND
20309
7561
0
ASTROTECH CORP
COM
46484101
40
14200
SH
SOLE
14200
0
0
ATMOS ENERGY CORP COM
COM
49560105
975
20439
SH
DFND
16181
4258
0
BLACK HILLS CORP COM
COM
92113109
1875
39147
SH
DFND
26577
12570
0
BOEING CO COM
COM
97023105
400
3140
SH
DFND
3090
50
0
BRISTOL MYERS SQUIBB CO
COM
110122108
262
5123
SH
SOLE
5123
0
0
CALAVO GROWERS INC COM
COM
128246105
1478
32732
SH
DFND
24581
8151
0
CAMDEN PPTY TR SH BEN INT
COM
133131102
1772
25865
SH
DFND
18837
7028
0
CASEYS GEN STORES INC COM
COM
147528103
1579
22012
SH
DFND
15755
6257
0
CELGENE CORP RT
COM
151020112
11
3200
SH
SOLE
3200
0
0
CHEVRONTEXACO CORP COM
COM
166764100
436
3652
SH
SOLE
3652
0
0
COMSTOCK RES INC COM NEW
COM
205768203
987
53021
SH
DFND
38144
14877
0
CONTANGO OIL & GAS COMPANY COM
COM
21075N204
2036
61237
SH
DFND
41610
19627
0
CORNING INC
COM
219350105
6
300
SH
SOLE
300
0
0
COUER MINING ING
COM
192108504
11
2300
SH
SOLE
2300
0
0
CREDIT SUISSE NASSAU BRH GOLD
PREFERRED STOCKS
22542D480
293
23290
SH
DFND
6840
16450
0
CUBIC CORP COM
COM
229669106
1496
31960
SH
DFND
20701
11259
0
DEERE & CO COM
COM
244199105
328
4000
SH
DFND
2000
2000
0
DIAMOND OFFSHORE DRILLING INC
COM
25271C102
3
100
SH
SOLE
100
0
0
DOW CHEMICAL CORP
COM
260543103
360
6864
SH
SOLE
6864
0
0
ENSCO PLC SHS CLASS A
COM
G3157S106
1606
38884
SH
DFND
27987
10897
0
ETFS SILVER TRUST
COM
26922X107
5
324
SH
SOLE
324
0
0
EXCO RESOURCES INC
COM
269279402
3
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP COM
COM
30231G102
660
7022
SH
SOLE
7022
0
0
FOREST OIL CORP
COM
346091705
0
25
SH
SOLE
25
0
0
GENERAL ELEC CO
COM
369604103
304
11870
SH
SOLE
11870
0
0
GTT COMMUNICATIONS INC COM
COM
362393100
501
42054
SH
DFND
32114
9940
0
HD SUPPLY HLDGS INC COM
COM
40416M105
455
16688
SH
DFND
11110
5578
0
ILLUMINA INC COM
COM
452327109
1666
10164
SH
DFND
7328
2836
0
INTREPID POTASH INC COM
COM
46121Y102
2356
152446
SH
DFND
105341
47105
0
ISHARES GOLD TRUST
COM
464285105
8
656
SH
SOLE
656
0
0
JACOBS ENGR GROUP INC DEL COM
COM
469814107
1173
24012
SH
DFND
15697
8315
0
JOHNSON & JOHNSON
COM
478160104
1213
11377
SH
DFND
6977
4400
0
KKR & CO L P DEL COM UNITS
COM
48248M102
403
18085
SH
DFND
14545
3540
0
LIMONEIRA CO COM
COM
532746104
1101
46492
SH
DFND
31807
14685
0
LSI INDS INC COM
COM
50216C108
79
13000
SH
SOLE
13000
0
0
MILLER ENERGY RESOURCES
PREFERRED STOCKS
600527204
226
8900
SH
DFND
3400
5500
0
MASTEC INC COM
COM
576323109
1915
62561
SH
DFND
41694
20867
0
MCDERMOTT INTERNATIONAL
COM
580037109
21
3600
SH
SOLE
3600
0
0
MEAD JOHNSON NUTRITION CO COM
COM
582839106
343
3560
SH
SOLE
3560
0
0
MICROSEMI CORP COM
COM
595137100
1771
69703
SH
DFND
50400
19303
0
MILLER ENERGY RES INC COM
COM
600527105
618
139067
SH
DFND
102165
36902
0
MILLS MUSIC TRUST
COM
601158108
1
60
SH
SOLE
60
0
0
MTS SYS CORP COM
COM
553777103
437
6405
SH
DFND
3790
2615
0
NEWMONT MINING CORP
COM
651639106
21
900
SH
SOLE
900
0
0
NORFOLK SOUTHN CORP
COM
655844108
696
6240
SH
SOLE
6240
0
0
OCCIDENTAL PETE CORP COM
COM
674599105
423
4405
SH
DFND
1720
2685
0
OMNICOM GROUP COM
COM
681919106
504
7317
SH
DFND
2987
4330
0
PFIZER INC
COM
717081103
350
11820
SH
SOLE
11820
0
0
PREMIER EXHIBITIONS INC
COM
740S1E102
2
3000
SH
SOLE
3000
0
0
PRICESMART INC COM
COM
741511109
1600
18686
SH
DFND
13356
5330
0
PRIVATEBANCORP INC COM
COM
742962103
2187
73123
SH
DFND
57309
15814
0
QUALCOMM INC COM
COM
747525103
1133
15155
SH
DFND
8980
6175
0
RACKSPACE HOSTING INC COM
COM
750086100
425
13048
SH
DFND
8441
4607
0
ROSS STORES INC COM
COM
778296103
1139
15071
SH
DFND
9959
5112
0
SENOMYX INC COM
COM
81724Q107
1426
173913
SH
DFND
115030
58883
0
SJW CORP COM
COM
784305104
208
7740
SH
SOLE
7740
0
0
SPDR GOLD TRUST
COM
78463V107
12
100
SH
SOLE
100
0
0
TJX COS INC NEW COM
COM
872540109
335
5658
SH
DFND
2358
3300
0
TRONOX LTD SHS CL A
COM
Q9235V101
2771
106353
SH
DFND
82690
23663
0
UNILEVER NV N Y SHS NEW
COM
904784709
222
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
1554
14332
SH
DFND
12932
1400
0
VANGUARD MUN BD FD INC INTER T
MUTUAL FUNDS
922021407
241
20470
SH
DFND
0
20470
0
WELLS FARGO & CO NEW COM
COM
949746101
321
6185
SH
DFND
4405
1780
0
WESTERN DIGITAL CORP COM
COM
958102105
3753
38570
SH
DFND
26908
11662
0
ZIONS BANCORPORATION COM
COM
989701107
1612
55474
SH
DFND
36790
18684
0