-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OLuRzB7o76iDoqlaFtW4a5BAdNFWwWgCZY8nxm+hN5NbjkkuPcULTa1yztIEGdjo 2yzGRenV5y7b5bG4y2WMIw== 0000883487-05-000005.txt : 20050218 0000883487-05-000005.hdr.sgml : 20050218 20050218130548 ACCESSION NUMBER: 0000883487-05-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 EFFECTIVENESS DATE: 20050218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ CENTRAL INDEX KEY: 0000883487 IRS NUMBER: 330087141 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03033 FILM NUMBER: 05626554 BUSINESS ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6192399049 MAIL ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA DATE OF NAME CHANGE: 19970902 13F-HR 1 edgarfiling123104.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Institutional Investment Manager Filing This Report: Name: Messner & Smith Theme/Value Investment Management, Ltd. Address: 530 B Street, Suite 300 San Diego, CA 92101 SEC File Number: 801-24076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Ellis C. Smith Title: Principal/CAO Phone:(619) 239-9049 Signature, Place, and Date of Signing: Ellis C. Smith San Diego, California January 28, 2005 Report Type: 13F Holdings Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9,214,942 Form 13F Information Table Value Total: 213,240,526 Name of Issuer Title CUSIP Market Shares of (a)Sole (b)Shared as (c)Shared Managers V.Auth of Class Number Value Principal Amt. defined in Other Sole 1-800 Flowers.com CS 68243Q106 724,080 86,200 X M&S X Akamai Technologies CS 00971T101 2,570,558 197,280 X M&S X Alleghany Corporation CS 017175100 254,443 892 X M&S X Ambac Financial CS 023139108 6,659,922 81,090 X M&S X American Intl Group CS 026874107 246,263 3,750 X M&S X AmerisourceBergen Corp. CS 03071P102 1,884,215 32,110 X M&S X Ansys, Inc. CS 03662Q105 2,927,719 91,320 X M&S X Banknorth Group CS 06646R107 7,001,214 191,290 X M&S X BellSouth Corp. CS 079860102 221,208 7,960 X M&S X Bradley Pharms Inc. CS 104576103 1,759,386 90,690 X M&S X Cracker Barrel Group CS 12489V106 5,255,356 125,576 X M&S X CYTYC Corporation CS 232946103 7,425,125 269,319 X M&S X ChevronTexaco Corp. CS 166751107 555,136 10,572 X M&S X Citadel Security Software CS 17288Q109 537,212 206,620 X M&S X Comcast Corp - Cl A CS 200300101 1,025,723 30,821 X M&S X Comcast Corp-Special Cl A CS 200300200 5,268,751 160,437 X M&S X Compass BancShares CS 20449H109 6,207,274 127,538 X M&S X Constellation Bds Cl A CS 21036P306 1,294,504 34,410 X M&S X Constellation Brands Inc. CS 21036P108 9,680,777 208,144 X M&S X Digital River Inc. CS 25388B104 8,013,795 192,593 X M&S X Drew Industries CS 26168L205 1,091,249 30,170 X M&S X Dycom Industries CS 267475101 6,454,644 211,489 X M&S X Exxon Mobile Corporation CS 30231G102 470,567 9,180 X M&S X Forest Oil Corporation CS 346091705 7,148,324 225,357 X M&S X General Electric CS 369604103 403,325 11,050 X M&S X H.B. Fuller CS 359694106 356,090 12,490 X M&S X Harrahs Entertainment CS 413619107 6,277,627 93,850 X M&S X Health Management Assoc. CS 421933102 1,978,730 87,092 X M&S X Heartland Express Inc. CS 422347104 6,704,823 298,390 X M&S X Impco Technologies CS 45255W106 560,437 74,230 X M&S X Integral Systems CS 45810H107 859,301 44,180 X M&S X Intrado, Inc. CS 46117A100 300,322 24,820 X M&S X Intuitive Surgical CS 46120E602 590,095 14,745 X M&S X IShares Russ MidCap Val CS 464287473 1,319,877 11,700 X M&S X J2 Global Communications CS 46626E205 319,298 9,255 X M&S X Jacobs Engineering Grp CS 469814107 2,425,390 50,751 X M&S X Kerr-McGee Corporation CS 492386107 5,469,708 94,648 X M&S X Liberty Media Corp. CL A CS 530718105 6,840,024 622,953 X M&S X Liberty Media Intl CS 530719103 3,726,924 80,617 X M&S X LifePoint Hospitals CS 53219L109 2,012,944 57,810 X M&S X Marten Transport CS 573075108 1,140,114 50,159 X M&S X Meridian Resources CS 58977Q109 550,611 91,010 X M&S X Morgan Stanley CS 617446448 222,080 4,000 X M&S X NTL Inc. CS 62940M104 4,262,980 58,429 X M&S X Navigators Group, Inc. CS 638904102 1,139,844 37,856 X M&S X NiSource Industries CS 65473P105 5,916,786 259,736 X M&S X Norfolk Southern Corp. CS 655844108 271,425 7,500 X M&S X PMI Group, Inc. CS 69344M101 7,157,453 171,436 X M&S X Pfizer Inc CS 717081103 388.292 14,440 X M&S X Pogo Producing Co. CS 730448107 5,642,054 116,355 X M&S X Polaris Industries CS 731068102 2,170,722 31,913 X M&S X Province Healthcare CS 743977100 6,524,814 291,938 X M&S X Respironics, Inc. CS 761230101 4,509,597 82,958 X M&S X Rofin-Sinar CS 775043102 1,327,836 31,280 X M&S X Ross Stores CS 778296103 4,650,582 161,087 X M&S X SM&A CS 78465D105 509,898 59,770 X M&S X SeaChange International CS 811699107 356,997 20,470 X M&S X Smithfield Foods, Inc. CS 832248108 7,649,725 258,524 X M&S X Solectron Corporation CS 834182107 4,604,960 863,970 X M&S X Sterling Bancorp NY CS 859158107 503,458 18,737 X M&S X Symantec CS 871503108 3,999,060 155,243 X M&S X Tempur Pedic Intl., Inc. CS 88023U101 3,503,724 165,270 X M&S X Titan Intl Inc. CS 88830M102 1,446,731 95,810 X M&S X Tractor Supply Company CS 892356106 6,780,518 182,223 X M&S X Tribune Co. CS 896047107 337,120 8,000 X M&S X Union Pacific Corp. CS 907818108 201,750 3,000 X M&S X USEC Inc. CS 90333E108 384,305 39,660 X M&S X VCA Antech, Inc. CS 918194101 944,564 48,340 X M&S X Valspar Corporation CS 920355104 4,034,957 80,683 X M&S X Vesta Insurance Grp CS 925391104 313,094 85,080 X M&S X WellPoint Health Networks CS 94973H108 4,379,545 38,083 X M&S X Wintrust Financial Corp. CS 97650W108 371,351 6,520 X M&S X Non-Discretionary Bal MF 1,375,0001,375,000 X M&S X MuniVest Fund MF 626295109 370,832 39,200 X M&S X Templeton Global Govt.Inc.MF 879929107 475,389 47,874 X M&S X COLUMN TOTAL 213,240,5269,214,942 X M&S X
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