-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A8qU4TDydyZH1h2U9XPpdmyzYVyos98ykxWAh9DMvpjcwNe21M522pLkc2ZMSexX ffKXWPxH4Ew91awvqSnJAw== 0000883487-03-000013.txt : 20031113 0000883487-03-000013.hdr.sgml : 20031113 20031113130208 ACCESSION NUMBER: 0000883487-03-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031113 EFFECTIVENESS DATE: 20031113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ CENTRAL INDEX KEY: 0000883487 IRS NUMBER: 330087141 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03033 FILM NUMBER: 03996898 BUSINESS ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6192399049 MAIL ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA DATE OF NAME CHANGE: 19970902 13F-HR 1 edgarfiling093003.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Institutional Investment Manager Filing This Report: Name: Messner & Smith Theme/Value Investment Management, Ltd. Address: 530 B Street, Suite 300 San Diego, CA 92101 SEC File Number: 801-24076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Ellis C. Smith Title: Principal/CAO Phone:(619) 239-9049 Signature, Place, and Date of Signing: Ellis C. Smith San Diego, California November 13, 2003 Report Type: 13F Holdings Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 10,641,561 Form 13F Information Table Value Total: 207,022,569 Name of Issuer Title CUSIP Market Shares of (a)Sole (b)Shared as (c)Shared Managers V.Auth of Class Number Value Principal Amt. defined in Other Sole ActivCard Corporation CS 00506J107 475,739 58,230 X M&S X Adolor Corporation CS 00724X102 2,795,934 152,367 X M&S X Ambac Financial CS 023139108 6,323,200 98,800 X M&S X American Intl Group CS 026874107 216,375 3,750 X M&S X AmerisourceBergen Corp. CS 03071P102 4,550,848 84,197 X M&S X Banknorth Group CS 06646R107 6,432,693 227,948 X M&S X Bradley Pharms Inc. CS 104576103 461,806 16,947 X M&S X Cracker Barrel Group CS 12489V106 4,120,835 115,884 X M&S X CYTYC Corporation CS 232946103 6,266,795 417,508 X M&S X Century Telephone CS 156700106 5,850,973 172,646 X M&S X ChevronTexaco Corp. CS 166751107 377,685 5,286 X M&S X Comcast Corp - Cl A CS 200300101 1,042,980 33,841 X M&S X Comcast Corp-Special Cl A CS 200300200 4,758,257 160,535 X M&S X Compass BancShares CS 20449H109 5,255,801 151,464 X M&S X Constellation Bds Cl A CS 21036P306 969,109 33,510 X M&S X Constellation Brands Inc. CS 21036P108 7,363,792 241,515 X M&S X Cost Plus Inc. CS 221485105 6,194,836 167,428 X M&S X Digital River Inc. CS 25388B104 202,812 7,410 X M&S X DoubleClick CS 258609304 2,139,075 198,430 X M&S X Ebookers PLC ADR CS 278725106 3,801,311 208,634 X M&S X Exxon Mobile Corporation CS 30231G102 335,988 9,180 X M&S X Forest Oil Corporation CS 346091705 4,430,511 184,990 X M&S X General Electric CS 369604103 335,363 11,250 X M&S X H.B. Fuller CS 359694106 660,629 27,220 X M&S X Health Management Assoc. CS 421933102 6,435,062 295,051 X M&S X Health Net Inc. CS 42222G108 6,414,949 202,556 X M&S X Heartland Express Inc. CS 422347104 5,921,207 246,512 X M&S X Insight Communications CS 45768V108 6,037,036 633,477 X M&S X Integral Systems CS 45810H107 657,567 36,390 X M&S X Intuitive Surgical CS 46120E602 510,735 30,638 X M&S X Jacobs Engineering Grp CS 469814107 4,295,640 95,247 X M&S X Jefferson-Pilot CS 475070108 5,304,919 119,534 X M&S X Kerr-McGee Corporation CS 492386107 3,870,065 86,695 X M&S X Liberty Media Corp. CL A CS 530718105 7,082,548 710,386 X M&S X Lincare Holdings, Inc. CS 532791100 6,707,098 183,204 X M&S X Louisiana Pacific Corp. CS 546347105 593,367 43,060 X M&S X Mediacomm Communications CS 58446K105 435,546 64,910 X M&S X MGIC Investment CS 552848103 3,078,014 59,113 X M&S X Morgan Stanley CS 617446448 201,840 4,000 X M&S X New York Comm Bancorp CS 649445103 4,066,176 129,044 X M&S X NiSource Industries CS 65473P105 6,477,876 324,218 X M&S X PMI Group, Inc. CS 69344M101 6,617,498 196,074 X M&S X Pfizer Inc CS 717081103 441,725 14,540 X M&S X Polaris Industries CS 731068102 6,943,184 93,637 X M&S X Province Healthcare CS 743977100 3,735,881 288,485 X M&S X Ross Stores CS 778296103 6,302,174 135,852 X M&S X SJW Corporation CS 784305104 202,800 2,400 X M&S X Sharper Image Corp. CS 820013100 406,167 17,545 X M&S X Shuffle Master Inc. CS 825549108 5,983,975 220,080 X M&S X Smithfield Foods, Inc. CS 832248108 5,692,666 296,493 X M&S X Solectron Corporation CS 834182107 4,225,432 722,296 X M&S X Southwest Water Company CS 845331107 423,915 30,129 X M&S X Sterling Bancorp NY CS 859158107 357,755 13,295 X M&S X Superior Industries Intl CS 868168105 3,999,568 98,633 X M&S X Symantec CS 871503108 4,938,551 78,154 X M&S X Tractor Supply Company CS 892356106 5,456,631 166,310 X M&S X Tribune Co. CS 896047107 367,200 8,000 X M&S X USEC Inc. CS 90333E108 246,050 37,680 X M&S X WellPoint Health Networks CS 94973H108 3,532,962 45,835 X M&S X Wintrust Financial Corp. CS 97650W108 843,375 22,312 X M&S X Franklin US Govt Ser Cl A MF 353496607 92,652 13,605 X M&S X Non-Discretionary Bal MF 2,000,0002,000,000 X M&S X MuniVest Fund MF 626295109 354,760 39,200 X M&S X Templeton Global Govt.Inc.MF 879929107 404,657 48,002 X M&S X COLUMN TOTAL 207,022,56910,641,561 X M&S X
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