-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QfgTw8aYrYH3zRSOiE3sZNF4q+oE/JCpArLFvMV2IM2+4Qur1QwpCdSLTOI2wecq /JI4vtLmL1HdPl7L+oZfhw== 0000883487-03-000001.txt : 20030128 0000883487-03-000001.hdr.sgml : 20030128 20030128131155 ACCESSION NUMBER: 0000883487-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030128 EFFECTIVENESS DATE: 20030128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ CENTRAL INDEX KEY: 0000883487 IRS NUMBER: 330087141 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03033 FILM NUMBER: 03527404 BUSINESS ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6192399049 MAIL ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA DATE OF NAME CHANGE: 19970902 13F-HR 1 messner.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Institutional Investment Manager Filing This Report: Name: Messner & Smith Theme/Value Investment Management, Ltd. Address: 530 B Street, Suite 300 San Diego, CA 92101 SEC File Number: 801-24076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Ellis C. Smith Title: Principal/CAO Phone:(619) 239-9049 Signature, Place, and Date of Signing: Ellis C. Smith San Diego, California January 27, 2003 Report Type: 13F Holdings Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 10,169,042 Form 13F Information Table Value Total: 183,959,933 Name of Issuer Title CUSIP Market Shares of (a)Sole (b)Shared as (c)Shared Managers V.Auth of Class Number Value Principal Amt. defined in Other Sole Instr. V AT&T Liberty Media Group CS 530718105 7,011,472 784,281 X M&S X Adolor Corporation CS 00724X102 3,474,301 249,770 X M&S X Affiliated Managers Group CS 008252108 962,541 19,136 X M&S X Ambac Financial CS 023139108 5,206,362 92,574 X M&S X American International CS 026874107 216,938 3,750 X M&S X AmerisourceBergen Corp. CS 03071P102 4,649,153 85,604 X M&S X BJ's Wholesale CS 05548J106 315,821 17,258 X M&S X BellSouth Corp. CS 079860102 205,925 7,960 X M&S X Black Hills Corporation CS 092113109 4,532,188 170,897 X M&S X Bradley Pharmaceutical CS 104576103 583,093 44,750 X M&S X CBRL Group, Inc. CS 12489V106 6,760,449 224,376 X M&S X CenturyTel Inc. CS 156700106 5,692,404 193,751 X M&S X Chevron Corp. CS 166751107 351,413 5,286 X M&S X Comcast Corp - Cl A CS 200300101 774,722 32,869 X M&S X Comcast Corp-Special Cl A CS 200300200 3,919,704 173,515 X M&S X Compass BancShares Inc CS 20449H109 5,803,775 185,602 X M&S X Constellation Brands Inc. CS 21036P108 6,420,123 270,777 X M&S X Corus Entertainment Inc B CS 220874101 1,132,525 94,772 X M&S X Cost Plus Inc. CS 221458105 2,220,979 77,467 X M&S X Cytec Corporation CS 232946103 5,530,981 542,253 X M&S X DoubleClick CS 258609304 5,040,179 890,491 X M&S X Exxon Mobile Corporation CS 30231G102 320,749 9,180 X M&S X Forest Oil Corporation CS 346091705 5,534,479 200,162 X M&S X General Electric CS 369604103 292,200 12,000 X M&S X H.B. Fuller CS 359694106 597,828 23,100 X M&S X Health Management Assoc. CS 421933102 6,335,437 353,935 X M&S X Health Net Inc. CS 42222G108 7,107,566 269,226 X M&S X Heartland Express Inc. CS 422347104 6,408,301 279,704 X M&S X Insight Communications CS 45768V108 8,246,776 666,137 X M&S X Integral Systems CS 45810H107 686,011 34,215 X M&S X Jacobs Engineering Grp CS 469814107 7,259,623 203,922 X M&S X Jefferson-Pilot CS 475070108 5,110,094 134,088 X M&S X Lincare Holdings, Inc. CS 532791100 7,568,247 239,350 X M&S X Louisiana Pacific Corp. CS 546347105 290,160 36,000 X M&S X MGIC Investment CS 552848103 1,916,072 46,394 X M&S X NiSource Industries CS 65473P105 7,171,060 358,553 X M&S X PMI Group, Inc. CS 69344M101 6,476,804 215,606 X M&S X Penn Treaty America CS 707874103 965,691 485,272 X M&S X Pfizer Inc CS 717081103 273,296 8,940 X M&S X Province Healthcare Co. CS 743977100 197,714 20,320 X M&S X Ross Stores CS 778296103 6,361,764 150,077 X M&S X SJW Corporation CS 784305104 234,150 3,000 X M&S X Sharper Image Corp. CS 820013100 495,012 28,400 X M&S X Shaw Communications Inc B CS 82028K200 4,085,981 397,469 X M&S X Shuffle Master CS 825549108 4,521,961 236,628 X M&S X Smithfield Foods, Inc. CS 832248108 7,406,550 373,314 X M&S X Solectron Corporation CS 834182107 2,753,068 775,512 X M&S X Southwest Water Co. CS 845331107 441,026 33,285 X M&S X Sterling Bancorp CS 859158107 269,412 10,236 X M&S X Sungard Data Systems CS 867363103 514,645 21,844 X M&S X Symantec CS 871503108 4,342,833 107,363 X M&S X Tribune Co. CS 896047107 363,680 8,000 X M&S X USEC Inc. CS 90333E108 233,395 38,770 X M&S X WellPoint Health Networks CS 94973H108 6,731,451 94,596 X M&S X Wintrust Financial Corp. CS 97650W108 816,873 26,082 X M&S X Franklin US Govt Sec. CS 353496607 92,752 13,307 X M&S X MuniVest Fund MF 626295109 357,112 39,200 X M&S X Templeton Global Govt.Inc.MF 879929107 375,113 48,716 X M&S X COLUMN TOTAL 183,959,933 10,169,042
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