-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tiem73rJ9oTkUGi0FbLjl4sMf++euZy5C0kvExaxY2B5wHupBv3NSSRW11O366vg LyLiy94bxe+JNFZFaf23/Q== 0000883487-02-000005.txt : 20021118 0000883487-02-000005.hdr.sgml : 20021118 20021115101610 ACCESSION NUMBER: 0000883487-02-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ CENTRAL INDEX KEY: 0000883487 IRS NUMBER: 330087141 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03033 FILM NUMBER: 02828607 BUSINESS ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6192399049 MAIL ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA DATE OF NAME CHANGE: 19970902 13F-HR 1 messner.txt 13 F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Institutional Investment Manager Filing This Report: Name: Messner & Smith Theme/Value Investment Management, Ltd. Address: 530 B Street, Suite 300 San Diego, CA 92101 SEC File Number: 801-24076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Ellis C. Smith Title: Principal/CAO Phone:(619) 239-9049 Signature, Place, and Date of Signing: Ellis C. Smith San Diego, California November 14, 2002 Report Type: 13F Holdings Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 10,793,372 Form 13F Information Table Value Total: 172,956,693 Name of Issuer Title CUSIP Market Shares of (a)Sole (b)Shared as (c)Shared Managers V.Auth of Class Number Value Principal Amt. defined in Other Sole AT&T Liberty Media Group CS 530718105 5,851,449 814,965 X Instr.V M&S X Adolor Corporation CS 00724X102 3,395,546 242,193 X M&S X Affiliated Managers Group CS 008252108 809,270 19,486 X M&S X Ambac Financial CS 023139108 4,992,693 92,646 X M&S X American International CS 026874107 205,125 3,750 X M&S X AmerisourceBergen Corp. CS 03071P102 6,630,561 92,839 X M&S X Atlas Air CS 049164106 2,130,016 883,824 X M&S X BJ's Wholesale CS 05548J106 346,514 18,228 X M&S X Black Hills Corporation CS 092113109 2,489,648 95,061 X M&S X CBRL Group, Inc. CS 12489V106 5,034,411 220,614 X M&S X CenturyTel Inc. CS 156700106 4,672,236 208,303 X M&S X Chevron Corp. CS 166751107 366,056 5,286 X M&S X Comcast Corp - Cl A CS 200300101 831,209 38,969 X M&S X Comcast Corp-Special Cl A CS 200300200 3,601,166 172,635 X M&S X Compass BancShares Inc CS 20449H109 5,499,856 186,499 X M&S X Constellation Brands Inc. CS 21036P108 5,842,845 252,937 X M&S X Corus Entertainment Inc B CS 220874101 1,127,858 94,778 X M&S X Cost Plus Inc. CS 221458105 2,067,208 76,991 X M&S X Cytec Corporation CS 232946103 7,937,131 740,404 X M&S X DoubleClick CS 258609304 3,136,279 610,171 X M&S X Exxon Mobile Corporation CS 30231G102 292,842 9,180 X M&S X Forest Oil Corporation CS 346091705 5,098,419 199,938 X M&S X General Electric CS 369604103 295,800 12,000 X M&S X H.B. Fuller CS 359694106 719,530 27,050 X M&S X Health Management Assoc. CS 421933102 7,105,490 351,409 X M&S X Health Net Inc. CS 42222G108 5,792,551 270,049 X M&S X Heartland Express Inc. CS 422347104 5,270,679 281,253 X M&S X IDT Corporation CS 459902102 4,005,990 261,317 X M&S X Imaging Mgmt Assoc CS 45245B105 120 60,000 X M&S X Insight Communications CS 45768V108 4,595,497 497,887 X M&S X Integral Systems CS 45810H107 661,493 34,615 X M&S X Jacobs Engineering Grp CS 469814107 6,295,845 203,881 X M&S X Jefferson-Pilot CS 475070108 5,359,084 133,643 X M&S X Lincare Holdings, Inc. CS 532791100 7,400,215 238,409 X M&S X Louisiana Pacific Corp. CS 546347105 234,214 36,200 X M&S X MGIC Investment CS 552848103 1,917,254 46,957 X M&S X NiSource Industries CS 65473P105 6,270,910 363,953 X M&S X PMI Group, Inc. CS 69344M101 5,854,667 215,166 X M&S X Penn Treaty America CS 707874103 1,720,222 491,492 X M&S X Pfizer Inc CS 717081103 259,439 8,940 X M&S X Ross Stores CS 778296103 5,345,430 149,984 X M&S X SJW Corporation CS 784305104 234,000 3,000 X M&S X Sharper Image Corp. CS 820013100 817,667 42,765 X M&S X Shaw Communications Inc B CS 82028K200 3,318,340 398,839 X M&S X Shuffle Master CS 825549108 3,470,672 186,495 X M&S X Smithfield Foods, Inc. CS 832248108 4,338,177 276,317 X M&S X Solectron Corporation CS 834182107 1,099,810 271,237 X M&S X Southwest Water Co. CS 845331107 487,478 34,185 X M&S X Sterling Bancorp CS 859158107 226,301 8,530 X M&S X Sungard Data Systems CS 867363103 3,642,265 187,263 X M&S X Symantec CS 871503108 4,652,240 138,336 X M&S X Tribune Co. CS 896047107 334,480 8,000 X M&S X Varian CS 922206107 392,890 14,230 X M&S X WellPoint Health Networks CS 94973H108 6,943,489 94,727 X M&S X MuniVest Fund MF 626295109 362,600 39,200 X M&S X Templeton Global Govt.Inc.MF 879929107 365,048 50,144 X M&S X COLUMN TOTAL 172,956,693 10,793,372
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