0000844779-18-000101.txt : 20180327
0000844779-18-000101.hdr.sgml : 20180327
20180327123722
ACCESSION NUMBER: 0000844779-18-000101
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180327
DATE AS OF CHANGE: 20180327
EFFECTIVENESS DATE: 20180327
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BLACKROCK MUNIYIELD QUALITY FUND III, INC.
CENTRAL INDEX KEY: 0000883412
IRS NUMBER: 223165131
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06540
FILM NUMBER: 18714696
BUSINESS ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 800-441-7762
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKROCK MUNIYIELD QUALITY FUND III, INC
DATE OF NAME CHANGE: 20101109
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKROCK MUNIYIELD INSURED FUND, INC
DATE OF NAME CHANGE: 20070612
FORMER COMPANY:
FORMER CONFORMED NAME: MUNIYIELD INSURED FUND INC
DATE OF NAME CHANGE: 19920717
NSAR-A
1
8932answer.fil
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PAGE 2
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SIGNATURE NEAL J. ANDREWS
TITLE CFO
EX-99.77O RULE 10F-3
2
77o5.txt
[LOGO OF BLACKROCK]
Rule 10f-3 Transaction Form
Acquisition of Securities During Affiliated Underwritings
PARTICIPATING FUNDS
.. U.S. Registered Funds (Name of Fund, Aladdin Ticker):
BlackRock Municipal Income Investment Quality Trust (BAF)
BlackRock Allocation Target Shares : Series E Portfolio (BATSE)
BlackRock Municipal Income Investment Trust (BBF)
BlackRock Investment Quality Municipal Trust (BKN)
BlackRock Strategic Municipal Trust (BSD)
BlackRock Long-Term Municipal Advantage Trust (BTA)
BlackRock MuniYield Investment Quality Fund (MFT)
BlackRock MuniYield Quality Fund III, Inc. (MYI)
THE OFFERING
KEY CHARACTERISTICS (COMPLETE ALL FIELDS)
Date of 09-27-2017
Offering Commencement:
Security Type: BND/MUNI
Issuer Pennsylvania Economic Development Financing
Authority-UPMC Revenue Bonds (Series 2017A)
Selling Underwriter RBC CAPITAL MARKETS, LLC.
Affiliated Underwriter(s) [X] PNC Capital Markets LLC
[_]Other:
List of Underwriter(s) RBC Capital Markets, Wells Fargo Securities (trade
name for Wells Fargo Bank N.A. Municipal Products
Group), PNC Capital Markets LLC, BNYMellon Capital
Markets, Huntington Investment Company
TRANSACTION DETAILS
Date of Purchase 09-28-2017
Purchase Price/Share
(PER SHARE / % OF PAR) $102.251 Total Commission, Spread or Profit 0.575%
1. Aggregate Principal Amount Purchased (a+b) $ 32,135,000
a. US Registered Funds
(Appendix attached with individual Fund/Client purchase) $ 28,000,000
b. Other BlackRock Clients $ 4,135,000
2. Aggregate Principal Amount of Offering $436,745,000
FUND RATIO 0.073578
Page 1 of 2
Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK]
[Divide Sum of #1 by #2]
Must be less than 0.25
Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK]
LEGAL REQUIREMENTS
OFFERING TYPE (CHECK ONE)
The securities fall into one of the following transaction types (see
Definitions):
[_] U.S. Registered Public Offering... [Issuer must have 3 years of continuous
operations]
[_] Eligible Rule 144A Offering....... [Issuer must have 3 years of continuous
operations]
[X] Eligible Municipal Securities
[_] Eligible Foreign Offering......... [Issuer must have 3 years of continuous
operations]
[_] Government Securities Offering.... [Issuer must have 3 years of continuous
operations]
TIMING AND PRICE (CHECK ONE OR BOTH)
[X] The securities were purchased before the end of the first day on which any
sales were made, at a price that was not more than the price paid by each
other purchaser of securities in that offering or in any concurrent
offering of the securities; and
[_] If the securities are offered for subscription upon exercise of rights, the
securities were purchased on or before the fourth day before the day on
which the rights offering terminated.
FIRM COMMITMENT OFFERING (CHECK ONE)
[X] YES The securities were offered pursuant to an underwriting or similar
[_] NO agreement under which the underwriters were committed to purchase all
of the securities being offered, except those purchased by others
pursuant to a rights offering, if the underwriters purchased any of
the securities.
NO BENEFIT TO AFFILIATED UNDERWRITER (CHECK ONE)
[X] YES No affiliated underwriter was a direct or indirect participant in, or
[_] NO benefited directly or indirectly from, the transaction.
Completed by: Dillip Behera Date: 10-05-2017
--------------------------------
Global Syndicate Team Member
Approved by: Steven DeLaura Date: 10-05-2017
--------------------------------
Global Syndicate Team Member
Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK]
DEFINITIONS
TERM DEFINITION
Fund Ratio Number appearing at the bottom of
page 1 of 2 of the Rule 10f-3 Report
form. It is the sum of the Funds'
participation in the offering by the
Funds and other accounts managed by
BlackRock divided by the total amount
of the offering.
Eligible Foreign Offering The securities are sold in a public
offering conducted under the laws of
a country other than the United
States and
(a) the offering is subject to
regulation in such country by a
"foreign financial regulatory
authority," as defined in
Section 2(a)(50) of the
Investment Company Act of 1940;
(b) the securities were offered at a
fixed price to all purchasers in
the offering (except for any
rights to purchase securities
that are required by law to be
granted to existing security
holders of the issuer);
(c) financial statements, prepared
and audited as required or
permitted by the appropriate
foreign financial regulatory
authority in such country, for
the two years prior to the
offering, were made available to
the public and prospective
purchasers in connection with the
offering; and
(d) if the issuer is a "domestic
issuer," i.e., other than a
foreign government, a national of
any foreign country, or a
corporation or other organization
incorporated or organized under
the laws of any foreign country,
it (1) has a class of securities
registered pursuant to section
12(b) or 12(g) of the Securities
Exchange Act of 1934 or is
required to file reports pursuant
to section 15(d) of that act, and
(2) has filed all the material
required to be filed pursuant to
section 13(a) or 15(d) of that
act for a period of at least 12
months immediately preceding the
sale of securities (or for such
shorter period that the issuer
was required to file such
material)
Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK]
TERM DEFINITION
Eligible Municipal Securities The securities:
(a) are direct obligations of, or obligations
guaranteed as to principal or interest by,
a State or any political subdivision
thereof, or any agency or instrumentality
of a State or any political subdivision
thereof, or any municipal corporate
instrumentality of one or more States, or
any security which is an industrial
development bond (as defined in section
103(c)(2) of Title 26) the interest on
which is excludable from gross income under
certain provisions of the Internal Revenue
Code;
(b) are sufficiently liquid that they can be
sold at or near their carrying value within
a reasonably short period of time; and
(c) either
(1) are subject to no greater than moderate
credit risk; or
(2) if the issuer of the municipal
securities, or the entity supplying the
revenues or other payments from which
the issue is to be paid, has been in
continuous operation for less than
three years, including the operation of
any predecessors, the securities are
subject to a minimal or low amount of
credit risk.
Also, purchases of municipal securities may not
be designated as group sales or otherwise
allocated to the account of any prohibited
seller (i.e., an affiliated underwriter).
Eligible Rule 144A Offering The securities are sold in an offering where
(a) the securities are offered or sold in
transactions exempt from registration under
Section 4(2) of the Securities Act of 1933,
Rule 144A thereunder, or Rules 501-508
thereunder;
(b) the securities were sold to persons that
the seller and any person acting on behalf
of the seller reasonably believe to include
qualified institutional buyers, as defined
in Rule 144A ("QIBs"); and
(c) the seller and any person acting on behalf
of the seller reasonably believe that the
securities are eligible for resale to other
QIBs pursuant to Rule 144A.
Government Securities Offering The security is issued or guaranteed as to
principal or interest by the United States, or
by a person controlled or supervised by and
acting as an instrumentality of the Government
of the United States pursuant to authority
granted by the Congress of the United States;
or any certificate of deposit for any of the
foregoing.
Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK]
TERM DEFINITION
U.S. Registered Public Offering. The securities offered are registered under
the Securities Act of 1933 that are being
offered to the public.