0001519506-12-000006.txt : 20120319
0001519506-12-000006.hdr.sgml : 20120319
20120319162227
ACCESSION NUMBER: 0001519506-12-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120315
FILED AS OF DATE: 20120319
DATE AS OF CHANGE: 20120319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADLEY WILLIAM PATRICK III
CENTRAL INDEX KEY: 0001450955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 12700823
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 56 PROSPECT STREET
CITY: HARTFORD
STATE: CT
ZIP: 06115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954191764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-403-5000
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-03-15
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001450955
BRADLEY WILLIAM PATRICK III
C/O VIRTUS INVESTMENT PARTNERS, INC.
100 PEARL STREET
HARTFORD
CT
06103
0
1
0
0
SVP, Fund Services
Common Stock, par value $0.01 per share
2012-03-15
4
A
0
2377
0
A
11871.59
D
Common Stock, par value $0.01 per share
2012-03-15
4
F
0
671
82.03
D
11200.59
D
Common Stock, par value $0.01 per share
2012-03-16
4
S
0
1253
80.94
D
9947.59
D
Common Stock, par value $0.01 per share
2012-03-16
4
S
0
100
81.53
D
9847.59
D
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2011 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2014 and will be settled for shares of common stock on a one-for-one basis upon vesting.
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
This transaction was executed in multiple trades at prices ranging from $80.47 to $81.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 5,780 RSUs that are scheduled to cliff vest on April 20, 2012 and (iii) 1,285 RSUs that are scheduled to cliff vest on March 15, 2013. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
/s/Mark S. Flynn, Attorney-in-Fact
2012-03-19
EX-24
2
bradleypoa.txt
POA
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Mark S. Flynn, Mardelle W. Pena, Kevin J. Carr, Michael A.
Angerthal and Mark W. Hollertz, the undersigneds true and lawful attorney-in
-fact to:
(1) execute for and on behalf of the undersigned, in the undersigneds
capacity as an officer and/or director of Virtus Investment Partners, Inc.
(the Company), Forms 3, 4, and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder, and any other
forms or reports the undersigned may be required to file in connection with
the undersigneds ownership, acquisition, or disposition of securities of the
Company;
(2) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form 3,
4, or 5, or other form or report, and timely file such form or report with
the United States Securities and Exchange Commission and any stock exchange
or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned,
including without limitation, the completion and signing of any document
that may be required to obtain EDGAR codes or any other required filing
codes on behalf of the undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the undersigned pursuant to
the Power of Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such attorney-in-
facts discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes
as the undersigned might or could do if personally present, with full power
of substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-facts substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of
the undersigned, are not assuming, nor is the Company assuming, any of the
undersigneds responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect
to the undersigneds holdings of and transactions in securities issued by
the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of March 2012.
/s/ William Patrick Bradley
_______________________________________
Signature
William Patrick Bradley III
_______________________________________
Print Name