0001450846-12-000001.txt : 20120424 0001450846-12-000001.hdr.sgml : 20120424 20120424122555 ACCESSION NUMBER: 0001450846-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120420 FILED AS OF DATE: 20120424 DATE AS OF CHANGE: 20120424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADLEY WILLIAM PATRICK III CENTRAL INDEX KEY: 0001450955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 12775271 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-04-20 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001450955 BRADLEY WILLIAM PATRICK III C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 0 1 0 0 SVP, Fund Services Common Stock, par value $0.01 per share 2012-04-20 4 F 0 1917 79.83 D 7930.59 D Common Stock, par value $0.01 per share 2012-04-20 4 M 0 100 9.4 A 8030.59 D Common Stock, par value $0.01 per share 2012-04-20 4 S 0 100 80.6 D 7930.59 D Employee Stock Option (right to buy) 9.4 2012-04-20 4 M 0 100 0 D 2012-04-20 2019-04-20 Common Stock 100 3753 D Exempt disposition to the Issuer under Rule 16b-3(2) to satisfy tax withholding obligations arising out of the vesting of a RSU award. This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 1,285 RSUs that are scheduled to cliff vest on March 15, 2013 and (iii) 2,377 RSUs that are scheduled to cliff vest on March 15, 2014. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. /s/Mark S. Flynn, Attorney-in-Fact 2012-04-24