EX-FILING FEES 4 d442582dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Table

Form S-3

(Form Type)

VIRTUS INVESTMENT PARTNERS, INC.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security
Type		  

Security

Class

Title (1)

   Fee
Calculation
or Carry
Forward
Rule		   Amount
Registered
(1)(2)		   Proposed
Maximum
Offering
Price Per
Unit
(1)(2)		   Maximum
Aggregate
Offering
Price
(1)(2)		   Fee
Rate		  

Amount of
Registration
Fee

(3)

   Carry
Forward
Form
Type		   Carry
Forward
File
Number		   Carry
Forward
Initial
Effective
Date		   Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
Fees to be Paid   Equity   Common Stock, par value $0.01 per share   457(r)                    
                         
Fees to be Paid   Equity   Preferred Stock, par value $0.01 per share   457(r)                    
                         
Fees to be Paid   Other   Depositary Shares (4)   457(r)                    
                         
Fees to be Paid   Other   Warrants   457(r)                    
                         
Fees to be Paid   Other   Stock Purchase Contracts and Stock Purchase Units   457(r)                    
                         
Fees to be Paid   Debt   Debt Securities   457(r)                    
                   
    Total Offering Amounts                   
                   
    Total Fees Previously Paid                   
                   
    Total Fee Offsets          $31,281.41 (5)          
                   
    Net Fee Due                                 

Table 2: Fee Offset Claims and Sources

 

                       
    

Registrant

or Filer

Name

   Form
or
Filing
Type		  

File

Number

  

Initial

Filing
Date

  

Filing

Date

  

Fee

Offset

Claimed

  

Security

Type

Associated

with Fee

Offset

Claimed

   Security
Title
Associated
with Fee
Offset
Claimed		   Unsold
Securities
Associated
with Fee
Offset
Claimed		  

Unsold

Aggregate
Offering

Amount
Associated

with Fee

Offset

Claimed

  

Fee

Paid

with

Fee

Offset
Source

 
Rule 457(p)
                       
Fee Offset Claims   Virtus Investment Partners, Inc.   S-3   333-215278   December 22, 2016     $31,281.41 (5)   Unallocated       $269,885,000 (5)    
                       
Fee Offset Sources   Virtus Investment Partners, Inc.   S-3   333-215278       December 22, 2016                       $57,950

 

(1)

An unspecified number of securities of each identified class is being registered as may from time to time be offered at indeterminate prices and as may be issuable upon conversion, redemption, repurchase, exchange, or exercise of any of the securities registered hereunder. Separate consideration may not be received for securities that are issuable on conversion, redemption, repurchase, exchange or exercise of other securities. In addition, pursuant to Rule 416 under the Securities Act, the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the securities being registered hereunder as a result of stock splits, stock dividends or similar transactions.

(2)

Omitted pursuant to Form S-3 Instructions to the Calculation of Filing Fee Tables and Related Disclosure 2(A)(iii)(c).

(3)

The Registrant is deferring payment of all of the registration fees in accordance with Rules 456(b) and 457(r). $31,281.41 has previously been paid with respect to $269,885,000 unsold securities registered under Registration No. 333-215278 filed on December 22, 2016, as amended by Pre-Effective Amendment No. 1 filed on January 18, 2017 (the “2016 Registration Statement”), which will continue to be applied to this registration statement pursuant to Rule 415(a)(6).

(4)

Each Depositary Share will be issued under a deposit agreement, which will represent an interest in a fractional share or multiple shares of Preferred Stock and will be evidenced by a depositary receipt.

(5)

The Registrant previously registered an aggregate principal amount of $500,000,000 of securities pursuant to the 2016 Registration Statement. In connection with the filing of the 2016 Registration Statement, a registration fee in the amount of $57,950 was paid. On February 28, 2020, the Registrant registered an indeterminate amount of securities pursuant to a Registration Statement on Form S-3 (Registration No. 333-236738) filed with the SEC (the “2020 Registration Statement”) and carried forward $31,281.41 previously paid with respect to $269,885,000 unsold securities registered under the 2016 Registration Statement. As of the date of this registration statement, the Registrant has sold none of the securities under the 2020 Registration Statement and the Registrant has applied none of those unused registration fees. Pursuant to Rule 457(p) under the Securities Act, the remaining registration fee of $31,281.41 that has already been paid and remains unused with respect to securities that were previously registered pursuant to the 2016 Registration Statement and the 2020 Registration Statement and were not sold thereunder will continue to be applied to the securities included in this registration statement, the offering of securities under the 2016 Registration Statement was terminated as of the date of effectiveness of the 2020 Registration Statement, and the offering of securities under the 2020 Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.