0000883237-22-000176.txt : 20220506
0000883237-22-000176.hdr.sgml : 20220506
20220505164423
ACCESSION NUMBER: 0000883237-22-000176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220503
FILED AS OF DATE: 20220505
DATE AS OF CHANGE: 20220505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smirl Richard W
CENTRAL INDEX KEY: 0001860677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 22897181
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_165178343784521.xml
FORM 4
X0306
4
2022-05-03
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001860677
Smirl Richard W
C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
0
1
0
0
EVP & Chief Operating Officer
Common Stock
2022-05-03
4
F
0
282
177.81
D
3899.838
D
Common Stock
2022-05-03
4
A
0
2811
0
A
6729.732
D
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") previously reported, and settled with shares by the Reporting Person.
These shares comprise a grant of RSUs awarded pursuant to the Reporting Person's offer letter. RSUs are scheduled to vest ratably over a three-year period, with one-third of the grant vesting on each of the first three anniversaries of the grant date. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
This number includes (i) 85.733 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 764 RSUs that are scheduled to vest on March 15, 2023, (iii) 1545 RSUs that are scheduled to vest on May 3, 2023, (iv) 764 RSUs that are scheduled to vest on March 15, 2024, (v) 1545 RSUs that are scheduled to vest on May 3, 2024, (vi) 764 RSUs that are scheduled to vest on March 15, 2025 and (vii) 937 RSUs that are scheduled to vest on May 3, 2025.
/s/ Ronnie D. Kryjak, Attorney-in-Fact
2022-05-05