0000883237-22-000097.txt : 20220317 0000883237-22-000097.hdr.sgml : 20220317 20220317170531 ACCESSION NUMBER: 0000883237-22-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYLWARD GEORGE R CENTRAL INDEX KEY: 0001222403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 22749737 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: AYLWARD GEORGE R JR DATE OF NAME CHANGE: 20030310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 263962811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-263-4707 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 wf-form4_164755111233447.xml FORM 4 X0306 4 2022-03-15 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001222403 AYLWARD GEORGE R C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 1 1 0 0 Director, CEO and President Common Stock 2022-03-15 4 F 0 3001 218.20 D 231357.52 D Common Stock 2022-03-15 4 F 0 12686 218.20 D 218671.52 D Common Stock 2022-03-15 4 A 0 27372 0 A 246043.52 D Common Stock 2022-03-15 4 A 0 7333 0 A 253376.52 D Common Stock 70.062 I By 401k Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person. These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 5,892 RSUs that are scheduled to vest on March 13, 2023, (iii) 4,355 RSUs that are scheduled to vest on March 15, 2023, (iv) 4,355 RSUs that are scheduled to vest on March 15, 2024 and (v) 2,445 RSUs that are scheduled to vest on March 15, 2025. /s/ Ronnie D. Kryjak, Attorney-in-Fact 2022-03-17