0000883237-20-000122.txt : 20200819
0000883237-20-000122.hdr.sgml : 20200819
20200819170033
ACCESSION NUMBER: 0000883237-20-000122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200817
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENA MARDELLE W
CENTRAL INDEX KEY: 0001519506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 201117651
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_159787081579447.xml
FORM 4
X0306
4
2020-08-17
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001519506
PENA MARDELLE W
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
0
1
0
0
EVP, Chief HR Officer
Common Stock
2020-08-17
4
M
0
480
25.51
A
14451
D
Common Stock
2020-08-17
4
F
0
211
143.18
D
14240
D
Stock Options
25.51
2020-08-17
4
M
0
480
0
D
2013-08-16
2020-08-16
Common Stock
480.0
0
D
Acquisition of common stock upon exercise of employee stock options.
Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price and withholding taxes on exercise of employee stock options.
This number includes (i) 2,548 RSUs that are scheduled to vest on March 15, 2021 (ii) 1,017 RSUs that are scheduled to vest on March 15, 2022 and (iii) 619 RSUs that are scheduled to vest on March 15, 2023.
/s/ Ronnie D. Kryjak, Attorney-in-Fact
2020-08-19