0000883237-20-000122.txt : 20200819 0000883237-20-000122.hdr.sgml : 20200819 20200819170033 ACCESSION NUMBER: 0000883237-20-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENA MARDELLE W CENTRAL INDEX KEY: 0001519506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 201117651 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 263962811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-263-4707 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 wf-form4_159787081579447.xml FORM 4 X0306 4 2020-08-17 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001519506 PENA MARDELLE W C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 0 1 0 0 EVP, Chief HR Officer Common Stock 2020-08-17 4 M 0 480 25.51 A 14451 D Common Stock 2020-08-17 4 F 0 211 143.18 D 14240 D Stock Options 25.51 2020-08-17 4 M 0 480 0 D 2013-08-16 2020-08-16 Common Stock 480.0 0 D Acquisition of common stock upon exercise of employee stock options. Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price and withholding taxes on exercise of employee stock options. This number includes (i) 2,548 RSUs that are scheduled to vest on March 15, 2021 (ii) 1,017 RSUs that are scheduled to vest on March 15, 2022 and (iii) 619 RSUs that are scheduled to vest on March 15, 2023. /s/ Ronnie D. Kryjak, Attorney-in-Fact 2020-08-19