0000883237-19-000035.txt : 20190319
0000883237-19-000035.hdr.sgml : 20190319
20190319172132
ACCESSION NUMBER: 0000883237-19-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190319
DATE AS OF CHANGE: 20190319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENA MARDELLE W
CENTRAL INDEX KEY: 0001519506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 19692558
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_155303047737391.xml
FORM 4
X0306
4
2019-03-15
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001519506
PENA MARDELLE W
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
0
1
0
0
EVP, Human Resources
Common Stock
2019-03-15
4
F
0
256
0
D
10381
D
Common Stock
2019-03-15
4
A
0
215
0
A
10596
D
Common Stock
2019-03-15
4
F
0
68
0
D
10528
D
Common Stock
2019-03-15
4
A
0
766
0
A
11294
D
Common Stock
2019-03-15
4
A
0
1195
0
A
12489
D
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
This number includes (i) 1,996 RSUs that are scheduled to cliff vest on March 15, 2020 (ii) 1,930 RSUs that are scheduled to cliff vest on March 15, 2021 and (iii) 399 RSUs that are scheduled to cliff vest on March 15, 2022.
/s/ Mark S. Flynn, Attorney-in-Fact
2019-03-19