0000883237-18-000023.txt : 20180226
0000883237-18-000023.hdr.sgml : 20180226
20180226171310
ACCESSION NUMBER: 0000883237-18-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180222
FILED AS OF DATE: 20180226
DATE AS OF CHANGE: 20180226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENA MARDELLE W
CENTRAL INDEX KEY: 0001519506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 18641605
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_151968317523679.xml
FORM 4
X0306
4
2018-02-22
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001519506
PENA MARDELLE W
C/O VIRTUS INVESTMENT PARTNERS
100 PEARL STREET
HARTFORD
CT
06103
0
1
0
0
EVP, Human Resources
Common Stock
2018-02-22
4
A
0
3624
0
A
10526
D
Common Stock
2018-02-22
4
F
0
840
122
D
9686
D
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date.
This number includes (i) 1,812 shares from the vesting of RSUs on February 22, 2018; (ii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (iv) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award.
/s/Mark S. Flynn, Attorney-in-Fact
2018-02-26