0000883237-17-000041.txt : 20170316
0000883237-17-000041.hdr.sgml : 20170316
20170316191750
ACCESSION NUMBER: 0000883237-17-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954191764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-403-5000
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENA MARDELLE W
CENTRAL INDEX KEY: 0001519506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 17696070
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
4
1
wf-form4_148970625489934.xml
FORM 4
X0306
4
2017-03-14
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001519506
PENA MARDELLE W
C/O VIRTUS INVESTMENT PARTNERS
100 PEARL STREET
HARTFORD
CT
06103
0
1
0
0
EVP, Human Resources
Common Stock
2017-03-14
4
F
0
252
105.60
D
6102
D
Common Stock
2017-03-15
4
A
0
800
0
A
6902
D
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting.
This number includes (i) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (ii) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
/s/Mark S. Flynn, Attorney-in-Fact
2017-03-16