0001209191-15-015881.txt : 20150219 0001209191-15-015881.hdr.sgml : 20150219 20150219132001 ACCESSION NUMBER: 0001209191-15-015881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150218 FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TYLER W EDWIN CENTRAL INDEX KEY: 0001186521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 15631055 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-18 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001186521 TYLER W EDWIN C/O NANOPHASE TECHNOLOGIES CORP 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 1 0 0 0 Common stock (right to buy) 1.19 2012-01-12 2021-01-12 common stock 10000 10000 D Common stock (right to buy) 0.30 2013-08-07 2022-08-07 common stock 10000 10000 D Common stock (right to buy) 0.415 2014-02-14 2023-02-14 common stock 12000 12000 D Common Stock (right to buy) 0.52 2015-02-13 2024-02-13 common stock 12000 12000 D Common Stock (right to buy) 0.44 2015-02-18 4 A 0 10800 0.44 A 2016-02-18 2025-02-18 common Stock 10800 10800 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. By Jess Jankowski under UPA for W. Ed Tyler 2015-02-19