0001209191-13-009552.txt : 20130219 0001209191-13-009552.hdr.sgml : 20130219 20130219095721 ACCESSION NUMBER: 0001209191-13-009552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cureton Kevin CENTRAL INDEX KEY: 0001563513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 13621867 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-14 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001563513 Cureton Kevin 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP Sales & Mktg & Bus Dev Common Stock (right to buy) 0.30 2013-11-28 2022-11-28 Common Stock 52000 52000 D Common Stock (right to buy) 0.415 2013-02-14 4 A 0 48000 0.415 A 2014-02-14 2023-02-14 Common Stock 48000 48000 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. /s/ Frank Cesario under UPA for Kevin Cureton 2013-02-19