-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRqoePJOiARhqpiVwIOP68NIC9fF8qtc8dqRCj6MWwvopNSz2WRLV8F+P0g8SUvM 2FSWc1I6GwYqQAthpgXiww== 0001209191-08-016250.txt : 20080305 0001209191-08-016250.hdr.sgml : 20080305 20080305181058 ACCESSION NUMBER: 0001209191-08-016250 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080304 FILED AS OF DATE: 20080305 DATE AS OF CHANGE: 20080305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wenta Kevin J CENTRAL INDEX KEY: 0001385603 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 08669047 BUSINESS ADDRESS: BUSINESS PHONE: 630-771-6743 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2008-03-04 2008-03-05 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001385603 Wenta Kevin J 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Executive VP, Sales&Marketing Common Stock 2008-03-04 4 P 0 600 3.20 A 5600 D Common Stock 2008-03-05 4 P 0 1000 3.2499 A 6600 D Common Stock (right to buy) 5.72 2008-01-08 2017-01-08 Common Stock 75000 75000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 16000 16000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. This amendment reflects an adjustment to the date of Mr. Wenta's original filing. The second purchase on page one was made on March 5, 2008. /S/ By Jess Jankowski under UPA for Kevin J. Wenta 2008-03-05 -----END PRIVACY-ENHANCED MESSAGE-----