-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ef2GPsK0Kaam8IqIe1w+tqQWylI9zRCpWR28SRY3nB/+yDeE46PhK5OT4nD4Gv+f L6+mtSlWslsKCYgYhXu2aQ== 0001209191-08-016231.txt : 20080305 0001209191-08-016231.hdr.sgml : 20080305 20080305175211 ACCESSION NUMBER: 0001209191-08-016231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080304 FILED AS OF DATE: 20080305 DATE AS OF CHANGE: 20080305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wenta Kevin J CENTRAL INDEX KEY: 0001385603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 08668939 BUSINESS ADDRESS: BUSINESS PHONE: 630-771-6743 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-03-04 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001385603 Wenta Kevin J 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Executive VP, Sales&Marketing Common Stock 2008-03-04 4 P 0 600 3.20 A 5600 D Common Stock 2008-03-04 4 P 0 1000 3.2499 A 6600 D Common Stock (right to buy) 5.72 2008-01-08 2017-01-08 Common Stock 75000 75000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 16000 16000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. /S/ By Jess Jankowski under UPA for Kevin J. Wenta 2008-03-05 -----END PRIVACY-ENHANCED MESSAGE-----