-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzZqXDpFUg5o/M0fbA+Jomp+6vThCYfJUdnpolKv+mBb7JbByyJimcH+14VozSSB 4fNFWwQP9eWLkBhPa9EY0w== 0001181431-04-043879.txt : 20040915 0001181431-04-043879.hdr.sgml : 20040915 20040915155023 ACCESSION NUMBER: 0001181431-04-043879 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030428 FILED AS OF DATE: 20040915 DATE AS OF CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS W IAN CENTRAL INDEX KEY: 0001265095 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 041031700 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMBOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 3/A 1 rrd49911.xml AMENDED FORM 3 X0202 3/A 2003-04-28 2003-10-09 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001265095 ROBERTS W IAN 1319 MARQUETTE DRIVE ROMBOVILLE IL 60446 0 1 0 0 VP U.S. & International Sales Common Stock 1000 D Stock Option (right to buy) 2.375 2000-05-24 2009-05-24 Common Stock 12000 D Stock Option (right to buy) 1.75 2000-07-27 2009-07-27 Common Stock 6667 D Stock Option (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 5200 D Stock Option (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 12500 D Stock Option (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 12500 D Stock Option (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 15000 D Stock Option (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 12000 D Subject to certian restrictions, beginning on this date, options vest in five equal annual installments Subject to certian restrictions, beginning on this date, options vest in three equal annual installments Mr. Roberts' holdings of 1,000 shares of Nanophase Technologies common stock were inadvertantly omitted from his initial filing. /s/ W. Ian Roberts 2004-09-15 -----END PRIVACY-ENHANCED MESSAGE-----