-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, On73y6Aj6qz0CIZsa9JIdfqVduNcbjCYyqWJ+erVBVRO4QboY1xsa7NloCrYh/eM WN40n4A4uzFlSzckyX/SqA== 0001061060-04-000013.txt : 20040903 0001061060-04-000013.hdr.sgml : 20040903 20040903102354 ACCESSION NUMBER: 0001061060-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040902 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 041015395 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-02 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-09-02 4 X 0 453001 4.415 A 3285195 I * Stock Option 4.415 2004-09-02 4 X 0 453001 4.415 D 2003-09-08 2004-09-08 Common Stock 453001 0 I * *As General Partner of Grace Brothers, Ltd. which owns 2,985,195 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares. Jerald A. Trannel, Vice President 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----