-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AyvEkVWTnX8ASybmFKEG8VQkyTQ7/ALecI5Zr9TOVeV6kI6up4BFOrj8oHXHYAqE UGBEw+sRRwpI7qt7fxnf/A== 0001053923-04-000001.txt : 20040405 0001053923-04-000001.hdr.sgml : 20040405 20040405185139 ACCESSION NUMBER: 0001053923-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04718861 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-04-01 4 S 0 1300 10.03 D 3892319 I * Common Stock 2004-04-01 4 S 0 1000 10.04 D 3891319 I * Common Stock 2004-04-01 4 S 0 18669 10.05 D 3872650 I * Common Stock 2004-04-01 4 S 0 7100 10.06 D 3865550 I * Common Stock 2004-04-01 4 S 0 6400 10.07 D 3859150 I * Common Stock 2004-04-01 4 S 0 1000 10.08 D 3858150 I * Common Stock 2004-04-01 4 S 0 21553 10.1 D 3836597 I * Common Stock 2004-04-01 4 S 0 700 10.11 D 3835897 I * Common Stock 2004-04-01 4 S 0 200 10.12 D 3835697 I * Common Stock 2004-04-01 4 S 0 1500 10.13 D 3834197 I * Common Stock 2004-04-01 4 S 0 29650 10.15 D 3804547 I * Common Stock 2004-04-01 4 S 0 702 10.17 D 3803845 I * Common Stock 2004-04-01 4 S 0 3000 10.19 D 3800845 I * Common Stock 2004-04-01 4 S 0 45900 10.3 D 3754945 I * Common Stock 2004-04-01 4 S 0 26900 11.12 D 3728045 I * Common Stock 2004-04-01 4 S 0 300 11.13 D 3727745 I * Common Stock 2004-04-01 4 S 0 20000 11.15 D 3707745 I * Common Stock 2004-04-01 4 S 0 59600 11.16 D 3648145 I * Common Stock 2004-04-01 4 S 0 1800 11.17 D 3646345 I * Common Stock 2004-04-01 4 S 0 52654 11.18 D 3593691 I * Common Stock 2004-04-01 4 S 0 28450 11.2 D 3565241 I * Common Stock 2004-04-01 4 S 0 20000 11.21 D 3545241 I * Common Stock 2004-04-01 4 S 0 31250 11.24 D 3513991 I * Common Stock 2004-04-01 4 S 0 200 11.26 D 3513791 I * Common Stock 2004-04-01 4 S 0 2800 11.27 D 3510991 I * Common Stock 2004-04-01 4 S 0 40000 11.3 D 3470991 I * Common Stock 2004-04-01 4 S 0 39500 11.35 D 3431491 I * Common Stock 2004-04-01 4 S 0 400 11.36 D 3431091 I * Common Stock 2004-04-01 4 S 0 400 11.4 D 3430691 I * Common Stock 2004-04-01 4 S 0 19700 11.43 D 3410991 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 717,096 shares. *A continuing Form 4 will be filed to reflect the remaining transactions. David J. Allen, Vice President 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----