0000933430-22-000011.txt : 20221216 0000933430-22-000011.hdr.sgml : 20221216 20221216101735 ACCESSION NUMBER: 0000933430-22-000011 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 221466791 MAIL ADDRESS: STREET 1: 5215 OLD ORCHARD ROAD STREET 2: SUITE 620 CITY: SKOKIE STATE: IL ZIP: 60077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 FORMER COMPANY: FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION DATE OF NAME CHANGE: 19970305 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2022-12-15 2022-12-15 0 0000883107 NANOPHASE TECHNOLOGIES Corp NANX 0000933430 WHITMORE BRADFORD T 5215 OLD ORCHARD ROAD SUITE 620 SKOKIE IL 60077 0 0 1 0 Common Stock 2022-12-15 4 P 0 300488 1.1002 A 30237731 D Common Stock 601410 I By Grace Investments, LP Common Stock 51454 I By daughter The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock. The number of securities beneficially owned were incorrectly reported as 41,454 in the original filing made on 12/15/2022. Bradford T. Whitmore 2022-12-16