-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wy4Pbio2v/nq93M4Digpb+RuDeDNTgTEHBMZnRYnQnhDZrS/bik+4UnICCa5YOe8 zaoIzpy4y6IFnVgqEjTbkw== 0000933430-04-000006.txt : 20040406 0000933430-04-000006.hdr.sgml : 20040406 20040406161627 ACCESSION NUMBER: 0000933430-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04720552 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-02 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2004-04-02 4 S 0 8500 10.6 D 3666603 I * Common Stock 2004-04-02 4 S 0 58815 10.61 D 3607788 I * Common Stock 2004-04-02 4 S 0 2500 10.63 D 3605288 I * Common Stock 2004-04-02 4 S 0 500 10.64 D 3604788 I * Common Stock 2004-04-02 4 S 0 1700 10.65 D 3603088 I * Common Stock 2004-04-02 4 S 0 1000 10.66 D 3602088 I * Common Stock 2004-04-02 4 S 0 600 10.67 D 3601488 I * Common Stock 2004-04-02 4 S 0 32154 10.85 D 3569334 I * Common Stock 2004-04-02 4 S 0 10000 10.86 D 3559334 I * Common Stock 2004-04-02 4 S 0 23205 10.87 D 3536129 I * Common Stock 2004-04-02 4 S 0 22800 10.88 D 3513329 I * Common Stock 2004-04-02 4 S 0 3300 10.89 D 3510029 I * Common Stock 2004-04-02 4 S 0 5500 10.9 D 3504529 I * Common Stock 2004-04-02 4 S 0 12015 10.92 D 3492514 I * Common Stock 2004-04-02 4 S 0 1300 10.93 D 3491214 I * Common Stock 2004-04-02 4 S 0 2086 10.98 D 3489128 I * Common Stock 2004-04-02 4 S 0 50000 11.03 D 3439128 I * Common Stock 2004-04-02 4 S 0 5430 11.05 D 3433698 I * Common Stock 2004-04-02 4 S 0 20700 11.06 D 3412998 I * Common Stock 2004-04-02 4 S 0 1300 11.08 D 3411698 I * Common Stock 2004-04-02 4 S 0 4760 11.1 D 3406938 I * Common Stock 2004-04-02 4 S 0 10000 11.11 D 3396938 I * Common Stock 2004-04-02 4 S 0 400 11.14 D 3396538 I * Common Stock 2004-04-02 4 S 0 700 11.25 D 3395838 I * Common Stock 2004-04-02 4 S 0 3300 11.26 D 3392538 I * Common Stock 2004-04-02 4 S 0 2000 11.27 D 3390538 I * Common Stock 2004-04-02 4 S 0 750 11.47 D 3389788 I * Common Stock 2004-04-02 4 S 0 25000 11.54 D 3364788 I * Common Stock 2004-04-05 4 S 0 30148 11 D 3334640 I * Common Stock 2004-04-02 4 S 0 1318 11.01 D 3333322 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares. *Bradford T. Whitmore directly owns 272,812 shares. *A continuing Form 4 will be filed to reflect the remaining transactions. Bradford T. Whitmore 2004-04-06 -----END PRIVACY-ENHANCED MESSAGE-----