-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0VaaKOEJWp8TDTDB8mw69i85sBTNoaxAZWHFsmCenOcKLJrN7aAK+1UggB+HpHv ESQjV1QQOaUcV3KGd2cO/w== 0000933430-04-000004.txt : 20040405 0000933430-04-000004.hdr.sgml : 20040405 20040405184438 ACCESSION NUMBER: 0000933430-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04718842 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2004-04-01 4 S 0 1300 10.03 D 4365131 I * Common Stock 2004-04-01 4 S 0 1000 10.04 D 4364131 I * Common Stock 2004-04-01 4 S 0 18669 10.05 D 4345462 I * Common Stock 2004-04-01 4 S 0 7100 10.06 D 4338362 I * Common Stock 2004-04-01 4 S 0 6400 10.07 D 4331962 I * Common Stock 2004-04-01 4 S 0 1000 10.08 D 4330962 I * Common Stock 2004-04-01 4 S 0 21553 10.1 D 4309409 I * Common Stock 2004-04-01 4 S 0 700 10.11 D 4308709 I * Common Stock 2004-04-01 4 S 0 200 10.12 D 4308509 I * Common Stock 2004-04-01 4 S 0 1500 10.13 D 4307009 I * Common Stock 2004-04-01 4 S 0 29650 10.15 D 4277359 I * Common Stock 2004-04-01 4 S 0 702 10.17 D 4276657 I * Common Stock 2004-04-01 4 S 0 3000 10.19 D 4273657 I * Common Stock 2004-04-01 4 S 0 45900 10.3 D 4227757 I * Common Stock 2004-04-01 4 S 0 22300 10.35 D 4205457 D Common Stock 2004-04-01 4 S 0 3800 10.39 D 4201657 D Common Stock 2004-04-01 4 S 0 2800 10.4 D 4198857 D Common Stock 2004-04-01 4 S 0 300 10.41 D 4198557 D Common Stock 2004-04-01 4 S 0 800 10.42 D 4197757 D Common Stock 2004-04-01 4 S 0 7400 10.5 D 4190357 D Common Stock 2004-04-01 4 S 0 300 10.51 D 4190057 D Common Stock 2004-04-01 4 S 0 1300 10.52 D 4188757 D Common Stock 2004-04-01 4 S 0 100 10.53 D 4188657 D Common Stock 2004-04-01 4 S 0 600 10.54 D 4188057 D Common Stock 2004-04-01 4 S 0 300 10.55 D 4187757 D Common Stock 2004-04-01 4 S 0 45800 10.6 D 4141957 D Common Stock 2004-04-01 4 S 0 100 10.61 D 4141857 D Common Stock 2004-04-01 4 S 0 100 10.62 D 4141757 D Common Stock 2004-04-01 4 S 0 100 10.65 D 4141657 D Common Stock 2004-04-01 4 S 0 100 10.66 D 4141557 D *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 717,096 shares. *Bradford T. Whitmore directly owns 272,812 shares. *A continuing Form 4 will be filed to reflect the remaining shares sold. Bradford T. Whitmore 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----