-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWNc/scpHWC9pj08+lq0xie9sVVn/NnoBvAvOgi1awoBDFZ3neOsSDzxC29tLznR dzUl8qkLFGcBHJ6piX+5HA== 0000914121-05-002114.txt : 20051114 0000914121-05-002114.hdr.sgml : 20051111 20051114144839 ACCESSION NUMBER: 0000914121-05-002114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051111 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE LEVI HONG KAYE CENTRAL INDEX KEY: 0001268608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14907 FILM NUMBER: 051200361 BUSINESS ADDRESS: STREET 1: 1405 LANE CRAWFORD HOUSE STREET 2: 70 QUEENS RD. E. CITY: HONG KONG CHINA STATE: F4 ZIP: 00000 MAIL ADDRESS: STREET 1: 1405 LANE CRAWFORD HOUSE CITY: 70 QUEENS RD. E. STATE: F4 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMTECH INTERNATIONAL INC CENTRAL INDEX KEY: 0000882509 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 391523370 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 150 FAIRWAY DRIVE STREET 2: SUITE 150 CITY: VERNON HILLS STATE: IL ZIP: 60061 BUSINESS PHONE: (847) 573-0033 MAIL ADDRESS: STREET 1: 150 FAIRWAY DRIVE STREET 2: SUITE 150 CITY: VERNON HILLS STATE: IL ZIP: 60061 4 1 p678838-4lee_ex.xml X0202 4 2005-11-11 0 0000882509 IMMTECH INTERNATIONAL INC IMM 0001268608 LEE LEVI HONG KAYE 1405 CRAWFORD HOUSE, 70 QUEEN'S ROAD CENTRAL K3 PRC HONG KONG 1 0 0 0 Common Stock, $0.01 par value 2005-11-11 4 P 0 1000 7.39 A 248395 D Securities Beneficially Owned of 248,395 shares: including 137,296 shares of Common Stock and 111,099 shares of Derivative Securities. Derivative Securities include: 11,312 shares of common stock (beneficially owned by wife) issuable upon conversion of Series A Convertible Preferred Stock, 9,050 shares of Common Stock issuable upon conversion of Series C Convertible Preferred Stock, 42,987 shares of Common Stock (beneficially owned by wife) issuable upon conversion of Series C Convertible Preferred Stock, and 47,750 shares of Common Stock issuable upon the exercise of options as follows: an option to purchase 20,000 shares of Common Stock at $21.66 per share by November 5, 2013 (END OF FIRST PART OF FOOTNOTE) (BEGINNING OF SECOND PART OF FOOTNOTE) the vested portion of 17,250 shares of an option to purchase 18,000 shares of Common Stock at $14.29 per share by February 2, 2014 (options vest in equal monthly installments over 24 months from date of grant), and the vested portion of 10,500 shares of an option to purchase 18,000 shares of Common Stock at $11.03 per share by November 16, 2014 (options vest in equal monthly installments over 24 months from date of grant). /s/ Levi Hong Kaye Lee 2005-11-14 -----END PRIVACY-ENHANCED MESSAGE-----