0000899243-23-006859.txt : 20230303
0000899243-23-006859.hdr.sgml : 20230303
20230303112259
ACCESSION NUMBER: 0000899243-23-006859
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06506
FILM NUMBER: 23702323
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTERN ASSET INTERMEDIATE MUNI FUND INC.
CENTRAL INDEX KEY: 0000882300
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133643581
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: INTERMEDIATE MUNI FUND INC
DATE OF NAME CHANGE: 20020219
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE MUNICIPAL FUND INC
DATE OF NAME CHANGE: 19920909
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE QUALITY MUNICIPAL FUND INC
DATE OF NAME CHANGE: 19600201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0000882300
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
SBI
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
PO BOX CH-8098
ZURICH
V8
SWITZERLAND
0
0
1
0
Auction Preferred Stock
2023-03-01
4
J
0
20
D
0
I
By subsidiary
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
95% of par
CUSIP Nos. 958435208
The relevant APS was purchased by the issuer.
By: /s/ Andrew Johnson UBS Group AG
2023-03-02
By: /s/ Jignesh Doshi UBS Group AG
2023-03-02