0001209191-24-000226.txt : 20240102 0001209191-24-000226.hdr.sgml : 20240102 20240102180606 ACCESSION NUMBER: 0001209191-24-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240102 DATE AS OF CHANGE: 20240102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gikakis Nicolas CENTRAL INDEX KEY: 0001982603 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 24503791 MAIL ADDRESS: STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-29 0 0000882291 AETHLON MEDICAL INC AEMD 0001982603 Gikakis Nicolas 11555 SORRENTO VALLEY ROAD, SUITE 203 SAN DIEGO CA 92121 1 0 0 0 0 Common Stock 2023-12-29 4 F 0 1954 2.19 D 15634 D Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23 The end of period holdings reflect a 1-10 reverse stock split effected by the Issuer on October 4, 2023. /s/ Nicolas Gikakis, by: James B. Frakes, Attorney-in-fact 2023-12-29