0001209191-23-026259.txt : 20230501 0001209191-23-026259.hdr.sgml : 20230501 20230501161306 ACCESSION NUMBER: 0001209191-23-026259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230501 DATE AS OF CHANGE: 20230501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROENNIMAN EDWARD G CENTRAL INDEX KEY: 0001284599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 23873785 MAIL ADDRESS: STREET 1: 1895 PRESTON WHITE DR STREET 2: STE 250 CITY: RESTON STATE: VA ZIP: 20191 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-28 0 0000882291 AETHLON MEDICAL INC AEMD 0001284599 BROENNIMAN EDWARD G 11555 SORRENTO VALLEY ROAD, SUITE 203 SAN DIEGO CA 92121 1 0 0 0 0 Common Stock 2023-04-28 4 A 0 116279 0.00 A 172213 D The RSU's vests in four equal quarterly installments on 6/30/23, 9/30/23, 12/31/23 and 3/31/24. /s/ Edward G. Broenniman, by: James B. Frakes, Attorney-in-fact 2023-05-01