0001209191-21-002594.txt : 20210107 0001209191-21-002594.hdr.sgml : 20210107 20210107183014 ACCESSION NUMBER: 0001209191-21-002594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAROSA STEVEN P CENTRAL INDEX KEY: 0001839524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 21515126 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-04 0 0000882291 AETHLON MEDICAL INC AEMD 0001839524 LAROSA STEVEN P C/O AETHLON MEDICAL, INC. 9635 GRANITE RIDGE DRIVE SUITE 100 SAN DIEGO CA 92123 0 1 0 0 Chief Medical Officer Employee Stock Option (Right to Buy) 2.52 2021-01-04 4 A 0 120883 0.00 A 2031-01-03 Common Stock 120883 120883 D 25% of the shares subject to the stock option shall vest and become exercisable on January 4, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. /s/ James B. Frakes, Attorney-in-Fact 2021-01-07