0001209191-21-002594.txt : 20210107
0001209191-21-002594.hdr.sgml : 20210107
20210107183014
ACCESSION NUMBER: 0001209191-21-002594
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210107
DATE AS OF CHANGE: 20210107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAROSA STEVEN P
CENTRAL INDEX KEY: 0001839524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37487
FILM NUMBER: 21515126
MAIL ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AETHLON MEDICAL INC
CENTRAL INDEX KEY: 0000882291
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133632859
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-459-7800
MAIL ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: BISHOP EQUITIES INC
DATE OF NAME CHANGE: 19930602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-04
0
0000882291
AETHLON MEDICAL INC
AEMD
0001839524
LAROSA STEVEN P
C/O AETHLON MEDICAL, INC.
9635 GRANITE RIDGE DRIVE SUITE 100
SAN DIEGO
CA
92123
0
1
0
0
Chief Medical Officer
Employee Stock Option (Right to Buy)
2.52
2021-01-04
4
A
0
120883
0.00
A
2031-01-03
Common Stock
120883
120883
D
25% of the shares subject to the stock option shall vest and become exercisable on January 4, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter.
/s/ James B. Frakes, Attorney-in-Fact
2021-01-07