0001209191-19-029832.txt : 20190514
0001209191-19-029832.hdr.sgml : 20190514
20190514212301
ACCESSION NUMBER: 0001209191-19-029832
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRAKES JAMES B
CENTRAL INDEX KEY: 0001185553
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37487
FILM NUMBER: 19824796
MAIL ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AETHLON MEDICAL INC
CENTRAL INDEX KEY: 0000882291
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 133632859
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-459-7800
MAIL ADDRESS:
STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: BISHOP EQUITIES INC
DATE OF NAME CHANGE: 19930602
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2019-03-31
0
0
1
0000882291
AETHLON MEDICAL INC
AEMD
0001185553
FRAKES JAMES B
9635 GRANITE RIDGE DRIVE, SUITE 100
SAN DIEGO
CA
92123
0
1
0
0
Chief Financial Officer
Common Stock
2018-10-30
4
F
0
L
1718
0.98
D
54968
D
Common Stock
2018-12-19
4
F
0
L
4047
1.30
D
50921
D
Common Stock
2019-01-18
4
F
0
L
1922
1.40
D
48999
D
Common Stock
2019-03-29
4
F
0
L
4529
0.95
D
44470
D
Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16
Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18
/s/ James B. Frakes
2019-05-13