0001209191-19-029832.txt : 20190514 0001209191-19-029832.hdr.sgml : 20190514 20190514212301 ACCESSION NUMBER: 0001209191-19-029832 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRAKES JAMES B CENTRAL INDEX KEY: 0001185553 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 19824796 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2019-03-31 0 0 1 0000882291 AETHLON MEDICAL INC AEMD 0001185553 FRAKES JAMES B 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA 92123 0 1 0 0 Chief Financial Officer Common Stock 2018-10-30 4 F 0 L 1718 0.98 D 54968 D Common Stock 2018-12-19 4 F 0 L 4047 1.30 D 50921 D Common Stock 2019-01-18 4 F 0 L 1922 1.40 D 48999 D Common Stock 2019-03-29 4 F 0 L 4529 0.95 D 44470 D Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 /s/ James B. Frakes 2019-05-13