0001123292-20-001299.txt : 20201229
0001123292-20-001299.hdr.sgml : 20201229
20201229165643
ACCESSION NUMBER: 0001123292-20-001299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201224
FILED AS OF DATE: 20201229
DATE AS OF CHANGE: 20201229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Point Capital L.P.
CENTRAL INDEX KEY: 0001332784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19756
FILM NUMBER: 201423059
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 542-4000
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Shea Robert J
CENTRAL INDEX KEY: 0001382617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19756
FILM NUMBER: 201423060
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULE EDWARD A
CENTRAL INDEX KEY: 0001029625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19756
FILM NUMBER: 201423061
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PDL BIOPHARMA, INC.
CENTRAL INDEX KEY: 0000882104
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943023969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 932 SOUTHWOOD BLVD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 775-832-8500
MAIL ADDRESS:
STREET 1: 932 SOUTHWOOD BLVD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: PROTEIN DESIGN LABS INC/DE
DATE OF NAME CHANGE: 19930328
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-12-24
0000882104
PDL BIOPHARMA, INC.
PDLI
0001332784
Silver Point Capital L.P.
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001382617
O'Shea Robert J
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001029625
MULE EDWARD A
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock
2020-12-24
4
P
0
128000
2.65
A
16954460
D
Common Stock
2020-12-28
4
P
0
235000
2.7
A
17189460
D
Common Stock
2020-12-29
4
P
0
268600
2.69
A
17458060
D
Silver Point Capital, L.P. ("Silver Point") or its wholly owned subsidiaries are the investment managers of Silver Point Capital Fund, L.P., Silver Point Capital Offshore Master Fund, L.P., Silver Point Distressed Opportunities Fund, L.P., Silver Point Distressed Opportunities Offshore Master Fund, L.P., Silver Point Distressed Opportunity Institutional Partners, L.P. and Silver Point Distressed Opportunity Institutional Partners Master Fund (Offshore), L.P. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.
/s/ Steven Weiser, Authorized Signatory on behalf of Silver Point Capital, L.P.
2020-12-29
/s/ Steven Weiser (as attorney-in-fact on behalf of Edward A Mule, individually)
2020-12-29
/s/ Steven Weiser (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
2020-12-29