0000882104-20-000133.txt : 20200824
0000882104-20-000133.hdr.sgml : 20200824
20200824060556
ACCESSION NUMBER: 0000882104-20-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200824
DATE AS OF CHANGE: 20200824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bazaar Alan Lee
CENTRAL INDEX KEY: 0001296974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19756
FILM NUMBER: 201124526
MAIL ADDRESS:
STREET 1: 9 BEDFORD ROAD
CITY: KATONAH
STATE: NY
ZIP: 10536
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PDL BIOPHARMA, INC.
CENTRAL INDEX KEY: 0000882104
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943023969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 932 SOUTHWOOD BLVD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 775-832-8500
MAIL ADDRESS:
STREET 1: 932 SOUTHWOOD BLVD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: PROTEIN DESIGN LABS INC/DE
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_159826347839654.xml
FORM 4
X0306
4
2020-08-19
0
0000882104
PDL BIOPHARMA, INC.
PDLI
0001296974
Bazaar Alan Lee
932 SOUTHWOOD BLVD.
INCLINE VILLAGE
NV
89451
1
0
0
0
Common stock
2020-08-19
4
A
0
25826
0
A
33435
D
Stock Option (right to buy)
3.63
2020-08-19
4
A
0
118671
3.63
A
2021-08-19
2030-08-19
Common stock
118671.0
118671
D
The restricted stock will vest on the one year anniversary of the grant date, subject to acceleration of vesting upon a change in control or the Company filing a certificate of dissolution with the state of Delaware; provided that the recipient's continuous service has not terminated prior to such date.
The stock options will vest on the one year anniversary of the grant date, subject to acceleration of vesting upon a change in control or the Company filing a certificate of dissolution with the state of Delaware; provided that the recipient's continuous service has not terminated prior to such date.
/s/ Nathan Kyrszak, Attorney-in-Fact for Alan Bazaar
2020-08-21