0001415889-22-007914.txt : 20220722 0001415889-22-007914.hdr.sgml : 20220722 20220722163041 ACCESSION NUMBER: 0001415889-22-007914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220720 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swann John William III CENTRAL INDEX KEY: 0001653288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 221100235 MAIL ADDRESS: STREET 1: C/O SPX CORPORATION STREET 2: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 ARDREY KELL ROAD STREET 2: SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-474-3700 MAIL ADDRESS: STREET 1: 6325 ARDREY KELL ROAD STREET 2: SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 4 1 form4-07222022_040702.xml X0306 4 2022-07-20 0000088205 SPX CORP SPXC 0001653288 Swann John William III C/O SPX CORPORATION 6325 ARDREY KELL ROAD, SUITE 400 CHARLOTTE NC 28277 false true false false PRES., HEATING AND LOCATION & Common Stock 2022-07-20 4 M 0 5511 12.36 A 88983 D Common Stock 2022-07-20 4 M 0 3854 27.40 A 92837 D Common Stock 2022-07-20 4 S 0 9365 55 D 83472 D Common Stock 3845 I 401 (k) Plan Employee stock option to purchase common stock 12.36 2022-07-20 4 M 0 5511 0 D 2018-10-13 2025-10-13 Common Stock 5511 0 D Employee stock option to purchase common stock 27.40 2022-07-20 4 M 0 3854 0 D 2020-03-01 2027-03-01 Common Stock 3854 0 D Employee stock option to purchase common stock 32.69 2021-02-22 2028-02-22 Common Stock 12361 12361 D Employee stock option to purchase common stock 36.51 2022-02-21 2029-02-21 Common Stock 13556 13556 D Employee stock option to purchase common stock 50.09 2023-02-20 2030-02-20 Common Stock 10552 10552 D Employee stock option to purchase common stock 58.34 2024-03-01 2031-03-01 Common Stock 8101 8101 D Employee stock option to purchase common stock 48.97 2025-03-01 2032-03-01 Common Stock 8641 8641 D Includes unvested restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021. Vested as to 100% of the shares on the third anniversary of the grant date. Vests in three equal installments beginning on March 1, 2018. Vests in three equal installments beginning on February 22, 2019. Vests in three equal installments beginning on February 21, 2020. Vests in three equal installments beginning on February 20, 2021. Vests in three equal installments beginning on March 1, 2022. Vests in three equal installments beginning on March 1, 2023. /s/ John Nukin, Attorney-in-Fact 2022-07-22