0001179110-21-000650.txt : 20210115 0001179110-21-000650.hdr.sgml : 20210115 20210115161644 ACCESSION NUMBER: 0001179110-21-000650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swann John William III CENTRAL INDEX KEY: 0001653288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 21532307 MAIL ADDRESS: STREET 1: C/O SPX CORPORATION STREET 2: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-474-3700 MAIL ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 4 1 edgar.xml FORM 4 - X0306 4 2021-01-13 0 0000088205 SPX CORP SPXC 0001653288 Swann John William III C/O SPX CORPORATION 6325 ARDREY KELL ROAD, SUITE 400 CHARLOTTE NC 28277 0 1 0 0 Pres., Heating and Location & Common Stock 2021-01-13 4 M 0 19663 12.85 A 91986 D Common Stock 2021-01-13 4 S 0 19663 57.71 D 72323 D Common Stock 3304 I 401(k) Plan Employee stock option to purchase common stock 12.36 2018-10-13 2025-10-13 Common Stock 23099 23099 D Employee stock option to purchase common stock 12.85 2021-01-13 4 M 0 19663 0 D 2019-03-02 2026-03-02 Common Stock 19663 0 D Employee stock option to purchase common stock 27.40 2020-03-01 2027-03-01 Common Stock 13214 13214 D Employee stock option to purchase common stock 32.69 2021-02-22 2028-02-22 Common Stock 12361 12361 D Employee stock option to purchase common stock 36.51 2022-02-21 2029-02-21 Common Stock 13556 13556 D Employee stock option to purchase common stock 50.09 2023-02-20 2030-02-20 Common Stock 10552 10552 D Includes unvested restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $57.37 to $58.21, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Vests as to 100% of the shares on the third anniversary of the grant date. Vests in three equal installments beginning on March 2, 2017. Vests in three equal installments beginning on March 1, 2018. Vests in three equal installments beginning on February 22, 2019. Vests in three equal installments beginning on February 21, 2020. Vests in three equal installments beginning on February 20, 2021. John Nurkin, Attorney in Fact for John William Swann, III 2021-01-15