0001179110-20-010835.txt : 20201105 0001179110-20-010835.hdr.sgml : 20201105 20201105161838 ACCESSION NUMBER: 0001179110-20-010835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201103 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sproule Scott William CENTRAL INDEX KEY: 0001653213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 201290718 MAIL ADDRESS: STREET 1: C/O SPX CORPORATION STREET 2: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-474-3700 MAIL ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 4 1 edgar.xml FORM 4 - X0306 4 2020-11-03 0 0000088205 SPX CORP SPXC 0001653213 Sproule Scott William C/O SPX CORPORATION 6325 ARDREY KELL ROAD, SUITE 400 CHARLOTTE NC 28277 0 1 0 0 Vice President Common Stock 2020-11-03 4 M 0 11661 32.69 A 141657 D Common Stock 2020-11-03 4 M 0 5594 36.51 A 147251 D Common Stock 2020-11-03 4 M 0 46729 12.85 A 193980 D Common Stock 2020-11-03 4 M 0 19891 27.40 A 213871 D Common Stock 2020-11-03 4 M 0 83168 12.36 A 297039 D Common Stock 2020-11-03 4 S 0 167043 43.33 D 129996 D Common Stock 3734 I 401(k) Plan Employee stock option to purchase common stock 12.36 2020-11-03 4 M 0 83168 0 D 2018-10-13 2025-10-13 Common Stock 83168 0 D Employee stock option to purchase common stock 12.85 2020-11-03 4 M 0 46729 0 D 2019-03-02 2026-03-02 Common Stock 46729 0 D Employee stock option to purchase common stock 27.40 2020-11-03 4 M 0 19891 0 D 2020-03-01 2027-03-01 Common Stock 19891 0 D Employee stock option to purchase common stock 32.69 2020-11-03 4 M 0 11661 0 D 2021-02-22 2028-02-22 Common Stock 11661 5831 D Employee stock option to purchase common stock 36.51 2020-11-03 4 M 0 5594 0 D 2022-02-21 2029-02-21 Common Stock 5594 11190 D Employee stock option to purchase common stock 50.09 2023-02-20 2030-02-20 Common Stock 10974 10974 D Includes unvested restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.24 to $44.62, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Vests as to 100% of the shares on the third anniversary of the grant date. Vests in three equal installments beginning on March 2, 2017. Vests in three equal installments beginning on March 1, 2018. Vests in three equal installments beginning on February 22, 2019. Vests in three equal installments beginning on February 21, 2020. Vests in three equal installments beginning on February 20, 2021. John Nurkin, Attorney in Fact for Scott William Sproule 2020-11-05