0001179110-20-002815.txt : 20200303 0001179110-20-002815.hdr.sgml : 20200303 20200303161943 ACCESSION NUMBER: 0001179110-20-002815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Data J Randall CENTRAL INDEX KEY: 0001546158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 20682544 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-474-3700 MAIL ADDRESS: STREET 1: 13320-A BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 4 1 edgar.xml FORM 4 - X0306 4 2020-02-28 0 0000088205 SPX CORP SPXC 0001546158 Data J Randall C/O SPX CORPORATION 13320-A BALLANTYNE CORPORATE PLACE CHARLOTTE NC 28277 0 1 0 0 Pres. - S. Africa & Global Op. Common Stock 2020-02-28 4 M 0 66535 12.36 A 157260 D Common Stock 2020-02-28 4 M 0 37383 12.85 A 194643 D Common Stock 2020-02-28 4 S 0 103918 41.82 D 90725 D Common Stock 2619 I 401(k) Plan Employee stock option to purchase common stock 12.36 2020-02-28 4 M 0 66535 0.00 D 2018-10-13 2025-10-13 Common Stock 66535 0 D Employee stock option to purchase common stock 12.85 2020-02-28 4 M 0 37383 0.00 D 2019-03-02 2026-03-02 Common Stock 37383 0 D Employee stock option to purchase common stock 27.40 2020-03-01 2027-03-01 Common Stock 18471 18471 D Employee stock option to purchase common stock 32.69 2021-02-22 2028-02-22 Common Stock 16326 16326 D Employee stock option to purchase common stock 36.51 2022-02-21 2029-02-21 Common Stock 16138 16138 D Employee stock option to purchase common stock 50.09 2023-02-20 2030-02-20 Common Stock 11959 11959 D Includes unvested restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.86 to $43.70, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Vests as to 100% of the shares on the third anniversary of the grant date. Vests in three equal installments beginning on March 2, 2017. Vests in three equal installments beginning on March 1, 2018. Vests in three equal installments beginning on February 22, 2019. Vests in three equal installments beginning on February 21, 2020. Vests in three equal installments beginning on February 20, 2021. /s/ John Nurkin, Attorney in Fact for J. Randall Data 2020-03-03