0001104659-13-068249.txt : 20130905 0001104659-13-068249.hdr.sgml : 20130905 20130905171544 ACCESSION NUMBER: 0001104659-13-068249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-752-4400 MAIL ADDRESS: STREET 1: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATCHELDER DAVID H CENTRAL INDEX KEY: 0000947324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 131081061 MAIL ADDRESS: STREET 1: RELATIONAL INVESTORS LLC STREET 2: 12400 HIGH BLUFF DRIVE. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITWORTH RALPH V CENTRAL INDEX KEY: 0001052622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 131081062 MAIL ADDRESS: STREET 1: RELATIONAL INVESTORS LLC STREET 2: 12400 HIGH BLUFF DRIVE, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 131081063 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 a4.xml 4 X0306 4 2013-09-03 0 0000088205 SPX CORP SPW 0001047644 RELATIONAL INVESTORS LLC 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 0001052622 WHITWORTH RALPH V 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 0000947324 BATCHELDER DAVID H 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 Common Stock 2013-09-03 4 P 0 135567 73.96 A 7034102 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2013-09-04 4 P 0 1009 74.00 A 7035111 I Through Limited Partnerships and managed accounts managed by reporting persons Relational Investors LLC ("RILLC") is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P., and Relational Investors XXIV, L.P. These Limited Partnerships own a total of 4,685,224 shares. An additional 2,349,887 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The price in column 4 is a weighted average price. The prices actually paid ranged from $73.20 to $74.00. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $73.99 to $74.00. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Relational Investors LLC By: /s/ Ralph V. Whitworth, Principal 2013-09-05 /s/ Ralph V. Whitworth 2013-09-05 /s/ David H. Batchelder 2013-09-05