EX-1.01 2 exhibit1012024.htm EX-1.01 Document

Exhibit 1.01

Conflict Minerals Report of Avery Dennison Corporation

Overview

This Conflict Minerals Report of Avery Dennison Corporation (the “Company,” “we,” or “us”) for calendar year 2024 was prepared in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Section 1502”) and Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), which require that public companies perform certain procedures and disclose certain information about their use and the origin of “conflict minerals” deemed necessary to the functionality or production of a product they manufacture or contract to be manufactured and which were in their supply chain after January 31, 2013 (referred to in this report as “necessary conflict minerals”). Conflict minerals are defined as columbite- tantalite, cassiterite, gold, wolframite, or their derivatives, which include tantalum, tin and tungsten (collectively referred to as “3TGs”).

We are a global materials science and digital identification solutions company. We are Making PossibleTM products and solutions that help advance the industries we serve, providing branding and information solutions that optimize labor and supply chain efficiency, reduce waste, advance sustainability, circularity and transparency, and better connect brands and consumers. We design and develop labeling and functional materials, radio-frequency identification inlays and tags, software applications that connect the physical and digital, and offerings that enhance branded packaging and carry or display information that improves the customer experience. We serve an array of industries worldwide, including home and personal care, apparel, general retail, e-commerce, logistics, food and grocery, pharmaceuticals and automotive.

Forward-looking Statements

This Conflict Minerals Report contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. These statements, which are not statements of historical fact, contain estimates, assumptions, and/or expectations regarding future events, which may or may not occur. These forward-looking statements are subject to certain risks and uncertainties, which could cause actual events to differ materially from the expectations expressed or implied by such forward-looking statements. These forward-looking statements are made only as of the date of the accompanying Specialized Disclosure Report (Form SD) and we assume no duty to update them to reflect new, changed or unanticipated events or circumstances, other than as may be required by law.

Assessment and Reasonable Country of Origin Inquiry

As a result of our assessment and in consultation with our external advisors, we have concluded in good faith that, during 2024, conflict minerals were necessary to the functionality or production of a substantial minority of products we manufacture or contract to manufacture, the components for which we source from a global supply base.

In accordance with Section 1502 and Rule 13p-1, we performed a “reasonable country of origin inquiry” (RCOI) on necessary conflict minerals to determine whether they were sourced from the Democratic Republic of Congo or adjoining countries (the “Covered Countries”) or come from recycled or scrap sources. We engaged Resources Global Professionals, an independent global professional services firm, to provide us advice and assistance with strategy development, due diligence methodology and reporting.

Due Diligence and Next Steps

In accordance with Rule 13p-1, for the 2024 reporting year, we performed due diligence procedures from January 24, 2025 through May 13, 2025 to determine the source and chain of custody of necessary conflict minerals in our products. We designed our due diligence procedures to conform in all material respects with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (OECD 2016) (the “OECD Guidance”) and related supplements thereto. This process included surveying all direct material suppliers believed to have provided components containing conflict minerals.

We occupy a downstream position in the supply chain and followed the principles outlined in the OECD Guidance for companies with no direct relationships to smelters or refiners. Our due diligence activities — and, where applicable, next steps to mitigate conflict minerals risk and improve our due diligence procedures — consistent with the OECD Guidance are described below.

Step 1: Establish strong company management systems

We maintain a policy publicly available on our website at esg.averydennison.com/reports that reflects our goal to refrain from purchasing components containing conflict minerals from the Covered Countries, unless those materials are certified by an independent third party to originate from conflict-free/conformant sources.

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Our governance model to oversee the implementation and ongoing management of our conflict minerals compliance program includes a steering committee performing oversight and ensuring regulatory compliance and a core team responsible for product assessment and the RCOI process. The steering committee engages with senior leadership from our business units and corporate functions to develop, document and maintain a governance structure that enables sustainable compliance and satisfies regulatory requirements.

We maintain processes to evaluate parts and suppliers in the supply chain for potential conflict minerals risk. Our global supplier standards and restricted substances lists are updated regularly to ensure that suppliers provide information on their use and sourcing of conflict minerals. We periodically engage with industry associations to help enhance transparency and traceability in the supply chains in which we operate. We use standardized documentation to capture key program decisions, processes and procedures and we maintain conflict minerals records for ten years under our document retention policy.

We have advised suppliers of our conflict minerals policy, have updated our supplier requirements to expressly incorporate the policy, and provided at-risk suppliers with additional information to facilitate their understanding and ensure our compliance with Section 1502 and Rule 13p-1.

We maintain a web-based and telephone whistleblower hotline, our Business Conduct GuideLine (the “GuideLine”), available at all hours for employees or third parties to report potential violations of our Code of Conduct or applicable laws, anonymously if they so choose. The GuideLine may be reached by (i) visiting www.averydennison.com/guidelinereport or (ii) calling 833.856.8732 toll-free in the United States or the country-specific toll-free numbers found under “Report a Concern by Phone” in the GuideLine. The GuideLine is operated by an independent third party and accepts reports in any language to accommodate the needs of our global workforce and customer/supplier base. Parties may use this hotline to provide information or voice their concerns regarding our sourcing and use of conflict minerals. Reports are investigated under the direction of our Chief Compliance Officer, in consultation with our law department and senior management and with Board of Directors oversight primarily by the Governance Committee and, for certain accounting- and finance-related matters, also by the Audit Committee. We prohibit retaliation for good-faith reporting.

Step 2: Identify and assess risks in the supply chain

We analyzed components of products for necessary conflict minerals and assessed the risks that they contain conflict minerals from the Covered Countries.

We required identified suppliers to complete a survey based on the Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template, version 6.4.

We reviewed the responses received and followed up with suppliers that did not return a completed survey. We reviewed survey responses and validated them for completeness and sufficiency. Based on this review, each survey was assigned a conflict minerals status of Out of Scope, Undeterminable, Conformant, or Non Conformant. Specific supplier corrective actions depend on factors such as supplier size, risk level and supplier capabilities.

Our core conflict minerals team reviewed aggregate supplier survey responses and key reporting metrics.

We conducted a review of summary smelter information received to determine if the smelter has been certified as RMI Conformant, indicating the highest degree of certified compliance with RMI protocols and global sourcing standards, or presents a “red flag” as defined by the OECD Guidance. To make the determination of each smelter’s verification status, we relied upon information provided by RMI. RMI conducts a Responsible Minerals Assurance Process through which it certifies smelters and refiners worldwide after confirming specific information, including country of origin, for conflict minerals that the smelter/refiner may purchase for its operations. RMI makes available to the public the list of smelters/refiners that it has certified as Conformant.

Step 3: Design and implement a strategy to respond to identified risks

We annually conduct a gap analysis after completing our due diligence procedures and we review identified risks and gaps — as well as recommended action plans to mitigate risks and close gaps — with the steering committee.

Management is responsible for managing the day-to-day risks confronting our businesses, and our Board of Directors oversees enterprise risk management (“ERM”). In performing its oversight role, our Board ensures that the ERM processes
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designed and implemented by management are functioning effectively and promoting risk-adjusted decision-making. The teams leading our businesses have incorporated ERM into their strategic development and execution, assessing the risks impacting their businesses and implementing and adjusting mitigating actions on an ongoing basis. In addition, we have robust processes that support a strong internal control environment and promote the early identification and ongoing mitigation of risks. In this context, we routinely refine our risk mitigation strategy with the goal of systematically reducing the extent of exposure to significant identified risks and minimizing the likelihood of their occurrence. We continue to refine our risk management plan for risks associated with conflict minerals consistent with our ERM processes.

We continue to implement our conflict minerals risk management plan through our due diligence procedures and obtain additional information regarding our conflict minerals risk exposure.

Additional fact finding, risk assessments and changes in circumstances are assessed during our annual review of our conflict minerals compliance program.

Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices

In accordance with the OECD Guidance, we continue to build relationships with industry organizations regarding third party audits of smelter/refiner due diligence practices.

Step 5: Report annually on supply chain due diligence

We have implemented a process annually to summarize, review, and approve conflict minerals compliance results, complete the Specialized Disclosure Report (Form SD) and Conflict Minerals Report required by Rule 13p-1, and timely file them with the Securities and Exchange Commission.

Assessment and RCOI Results for 2024

Based on the process described above, we had the following results from our assessment and RCOI process for the 2024 calendar year:

Based on the results of our current assessment, approximately 2,000 components used in our products contain conflict minerals. These components are used in products that represented approximately 8% of our consolidated revenues for fiscal year 2024.

Suppliers providing components containing necessary conflict minerals to our impacted business units were included in the RCOI process. Completed responses were received from 85% of the 84 surveyed suppliers.

Based on the supplier representations contained in the survey responses received through May 13, 2025, a subset of components provided to us has been determined to contain conflict minerals originating from the Covered Countries. These components primarily originated from smelters/refiners that have been certified by RMI as Conformant. However, suppliers responding to our inquiries indicated that the information provided in their responses was applicable to their customers as a whole, rather than us in particular; as a result, we have been unable to fully determine whether our necessary conflict minerals were specifically sourced from the Covered Countries or came from recycled or scrap sources.

The due diligence procedures described above, including our RCOI process, resulted in the following assertions for calendar year 2024:

We have been unable to fully determine and describe the specific facilities used to process our necessary conflict minerals.
Consistent with the OECD Guidance for downstream companies such as us, our efforts to determine the mine or location of origin of our necessary conflict minerals encompassed the due diligence procedures described above and have not been conclusive.
Our supplier responses included Conformant, Active, and Eligible smelters. The status of the reported smelters was 63% Conformant, 1% Active, and 36% Eligible. To provide transparency into our supply chain and based on the information provided by the responding suppliers for 2024, we believe that the facilities that may have been used to process 3TGs in our products include the smelters and refiners listed in the Appendix attached hereto. Only Conformant, Active and Eligible smelters have been included in the Appendix.
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Conformant facilities are those that have successfully completed an assessment against the applicable RMI standard evaluating their due diligence systems and processes to conform with RMI standards. Active facilities are those that have committed to undergoing an RMI Assessment Program (“RMAP”) assessment, completing the relevant documents, and scheduling an on-site assessment. These may be in the pre-assessment, assessment or corrective-action phases of the RMAP assessment. Eligible facilities are those that are able to undergo an RMAP assessment based on the criteria in the applicable RMI standard. Inclusion as an Eligible facility does not mean that the facility has successfully completed an RMAP assessment.

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APPENDIX — Conformant, Active and Eligible Smelters

Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
TungstenCID000004A.L.M.T. Corp.JapanConformant
GoldCID000015Advanced Chemical Company
USA
Conformant
GoldCID000019Aida Chemical Industries Co., Ltd.JapanConformant
GoldCID000035Allgemeine Gold-und Silberscheideanstalt A.G.GermanyConformant
GoldCID000041Almalyk Mining and Metallurgical Complex (AMMC)UzbekistanConformant
GoldCID000058AngloGold Ashanti Corrego do Sitio MineracaoBrazilConformant
GoldCID000077Argor-Heraeus S.A.SwitzerlandConformant
GoldCID000082Asahi Pretec Corp.JapanConformant
GoldCID000090Asaka Riken Co., Ltd.JapanConformant
GoldCID000103Atasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyEligible
TungstenCID000105Kennametal Huntsville
USA
Conformant
GoldCID000113Aurubis AGGermanyConformant
GoldCID000128Bangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesConformant
GoldCID000157Boliden ABSwedenConformant
GoldCID000176C. Hafner GmbH + Co. KGGermanyConformant
GoldCID000180CaridadMexicoEligible
GoldCID000185CCR Refinery - Glencore Canada CorporationCanadaConformant
GoldCID000189Cendres + Metaux S.A.SwitzerlandEligible
GoldCID000197Yunnan Copper Industry Co., Ltd.ChinaEligible
TantalumCID000211Changsha South Tantalum Niobium Co., Ltd.ChinaConformant
TungstenCID000218Guangdong Xianglu Tungsten Co., Ltd.ChinaConformant
TinCID000228Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaConformant
GoldCID000233Chimet S.p.A.ItalyConformant
TungstenCID000258Chongyi Zhangyuan Tungsten Co., Ltd.ChinaConformant
GoldCID000264Chugai MiningJapanConformant
TinCID000278CNMC (Guangxi) PGMA Co., Ltd.ChinaEligible
TungstenCID000281CNMC (Guangxi) PGMA Co., Ltd.ChinaEligible
TantalumCID000291Guangdong Rising Rare Metals-EO Materials Ltd.ChinaConformant
TinCID000292Alpha
USA
Conformant
TinCID000313PT Premium Tin IndonesiaIndonesiaConformant
GoldCID000343Daye Non-Ferrous Metals Mining Ltd.ChinaEligible
GoldCID000359DSC (Do Sung Corporation)
Republic of Korea
Conformant
GoldCID000401DowaJapanConformant
TinCID000402DowaJapanConformant
GoldCID000425Eco-System Recycling Co., Ltd. East PlantJapanConformant
TinCID000438EM VintoBoliviaConformant
TinCID000448Estanho de Rondonia S.A.BrazilConformant
TantalumCID000460F&X Electro-Materials Ltd.ChinaConformant
TinCID000466Feinhutte Halsbrucke GmbHGermanyConformant
TinCID000468Fenix MetalsPolandConformant
GoldCID000493JSC Novosibirsk RefineryRussian FederationEligible
GoldCID000522Refinery of Seemine Gold Co., Ltd.ChinaEligible
TinCID000538Gejiu Non-Ferrous Metal Processing Co., Ltd.ChinaConformant
TinCID000555Gejiu Zili Mining And Metallurgy Co., Ltd.ChinaEligible
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
TungstenCID000568Global Tungsten & Powders Corp.
USA
Conformant
TantalumCID000616XIMEI RESOURCES (GUANGDONG) LIMITEDChinaConformant
GoldCID000651Guoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaEligible
GoldCID000671Hangzhou Fuchunjiang Smelting Co., Ltd.ChinaEligible
GoldCID000689LT Metal Ltd.
Republic of Korea
Conformant
GoldCID000694Heimerle + Meule GmbHGermanyConformant
GoldCID000707Heraeus Metals Hong Kong Ltd.ChinaConformant
GoldCID000711Heraeus Germany GmbH Co. KGGermanyConformant
TungstenCID000766Hunan Chenzhou Mining Co., Ltd.ChinaConformant
GoldCID000767Hunan Chenzhou Mining Co., Ltd.ChinaEligible
TungstenCID000769Hunan Jintai New Material Co., Ltd.ChinaEligible
GoldCID000773Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaEligible
GoldCID000778HwaSeong CJ CO., LTD.
Republic of Korea
Eligible
GoldCID000801Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaConformant
GoldCID000807Ishifuku Metal Industry Co., Ltd.JapanConformant
GoldCID000814Istanbul Gold RefineryTurkeyConformant
GoldCID000823Japan MintJapanConformant
TungstenCID000825Japan New Metals Co., Ltd.JapanConformant
TinCID000835Jean Goldschmidt International (JGI Hydrometal)BelgiumEligible
GoldCID000855Jiangxi Copper Co., Ltd.ChinaConformant
TantalumCID000914JiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaConformant
TantalumCID000917Jiujiang Tanbre Co., Ltd.ChinaConformant
GoldCID000920Asahi Refining USA Inc.
USA
Conformant
GoldCID000924Asahi Refining Canada Ltd.CanadaConformant
GoldCID000927JSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationEligible
GoldCID000929JSC UralelectromedRussian FederationEligible
GoldCID000937JX Nippon Mining & Metals Co., Ltd.JapanConformant
TinCID000942Gejiu Kai Meng Industry and Trade LLCChinaEligible
GoldCID000956Kazakhmys Smelting LLCKazakhstanEligible
GoldCID000957KazzincKazakhstanConformant
TungstenCID000966Kennametal Fallon
USA
Conformant
GoldCID000969Kennecott Utah Copper LLC
USA
Conformant
GoldCID000981Kojima Chemicals Co., Ltd.JapanConformant
GoldCID001029Kyrgyzaltyn JSCKyrgyzstanEligible
GoldCID001032L'azurde Company For JewelrySaudi ArabiaEligible
GoldCID001056Lingbao Gold Co., Ltd.ChinaEligible
GoldCID001058Lingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaEligible
TinCID001070China Tin Group Co., Ltd.ChinaConformant
TantalumCID001076LSM Brasil S.A.BrazilConformant
GoldCID001078LS-NIKKO Copper Inc.
Republic of Korea
Conformant
GoldCID001093Luoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaEligible
TinCID001105Malaysia Smelting Corporation (MSC)MalaysiaConformant
GoldCID001113Materion
USA
Conformant
GoldCID001119Matsuda Sangyo Co., Ltd.JapanConformant
TinCID001142Metallic Resources, Inc.
USA
Conformant
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
GoldCID001147Metalor Technologies (Suzhou) Ltd.ChinaConformant
GoldCID001149Metalor Technologies (Hong Kong) Ltd.ChinaConformant
GoldCID001152Metalor Technologies (Singapore) Pte., Ltd.SingaporeConformant
GoldCID001153Metalor Technologies S.A.SwitzerlandConformant
GoldCID001157Metalor USA Refining Corporation
USA
Conformant
GoldCID001161Metalurgica Met-Mex Penoles S.A. De C.V.MexicoConformant
TantalumCID001163Metallurgical Products India Pvt., Ltd.IndiaConformant
TinCID001173Mineracao Taboca S.A.BrazilConformant
TantalumCID001175Mineracao Taboca S.A.BrazilConformant
TinCID001182MinsurPeruConformant
GoldCID001188Mitsubishi Materials CorporationJapanConformant
TinCID001191Mitsubishi Materials CorporationJapanConformant
TantalumCID001192Mitsui Mining and Smelting Co., Ltd.JapanConformant
GoldCID001193Mitsui Mining and Smelting Co., Ltd.JapanConformant
TantalumCID001200NPM Silmet ASEstoniaConformant
GoldCID001204Moscow Special Alloys Processing PlantRussian FederationEligible
GoldCID001220Nadir Metal Rafineri San. Ve Tic. A.S.TurkeyConformant
TinCID001231Jiangxi New Nanshan Technology Ltd.ChinaConformant
GoldCID001236Navoi Mining and Metallurgical CombinatUzbekistanConformant
GoldCID001259Nihon Material Co., Ltd.JapanConformant
TantalumCID001277Ningxia Orient Tantalum Industry Co., Ltd.ChinaConformant
TinCID001314O.M. Manufacturing (Thailand) Co., Ltd.ThailandConformant
GoldCID001322Elemetal Refining, LLCUnited StatesConformant
GoldCID001325Ohura Precious Metal Industry Co., Ltd.JapanConformant
GoldCID001326OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationEligible
TinCID001337Operaciones Metalurgicas S.A.BoliviaConformant
GoldCID001352PAMP S.A.SwitzerlandConformant
GoldCID001362Penglai Penggang Gold Industry Co., Ltd.ChinaEligible
GoldCID001386Prioksky Plant of Non-Ferrous MetalsRussian FederationEligible
GoldCID001397PT Aneka Tambang (Persero) TbkIndonesiaConformant
TinCID001453PT Mitra Stania PrimaIndonesiaConformant
TinCID001477PT Timah Tbk KundurIndonesiaConformant
TinCID001482PT Timah Tbk MentokIndonesiaConformant
GoldCID001498PX Precinox S.A.SwitzerlandConformant
TantalumCID001508QuantumClean
USA
Conformant
GoldCID001512Rand Refinery (Pty) Ltd.South AfricaConformant
TantalumCID001522Yanling Jincheng Tantalum & Niobium Co., Ltd.ChinaConformant
GoldCID001534Royal Canadian MintCanadaConformant
TinCID001539Rui Da Hung
Taiwan, Province of China
Conformant
GoldCID001546Sabin Metal Corp.
USA
Eligible
GoldCID001555Samduck Precious Metals
Republic of Korea
Eligible
GoldCID001562Samwon Metals Corp.
Republic of Korea
Eligible
GoldCID001573Schone Edelmetaal B.V.NetherlandsConformant
GoldCID001585SEMPSA Joyeria Plateria S.A.SpainConformant
GoldCID001619Shandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaEligible
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
GoldCID001622Shandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaConformant
GoldCID001736Sichuan Tianze Precious Metals Co., Ltd.ChinaConformant
GoldCID001756SOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationEligible
TinCID001758Soft Metais Ltda.BrazilConformant
GoldCID001761Solar Applied Materials Technology Corp.
Taiwan, Province of China
Conformant
TantalumCID001769Solikamsk Magnesium Works OAORussian FederationEligible
GoldCID001798Sumitomo Metal Mining Co., Ltd.JapanConformant
GoldCID001810Super Dragon Technology Co., Ltd.
Taiwan, Province of China
Eligible
TantalumCID001869Taki Chemical Co., Ltd.JapanConformant
GoldCID001875Tanaka Kikinzoku Kogyo K.K.JapanConformant
TantalumCID001891Telex Metals
USA
Conformant
TinCID001898ThaisarcoThailandConformant
TinCID001908Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaEligible
GoldCID001909Great Wall Precious Metals Co., Ltd. of CBPMChinaEligible
GoldCID001916Shandong Gold Smelting Co., Ltd.ChinaConformant
GoldCID001938Tokuriki Honten Co., Ltd.JapanConformant
GoldCID001947Tongling Nonferrous Metals Group Co., Ltd.ChinaEligible
GoldCID001955Torecom
Republic of Korea
Eligible
TantalumCID001969Ulba Metallurgical Plant JSCKazakhstanConformant
GoldCID001980Umicore S.A. Business Unit Precious Metals RefiningBelgiumConformant
GoldCID001993United Precious Metal Refining, Inc.
USA
Conformant
GoldCID002003Valcambi S.A.SwitzerlandConformant
GoldCID002030Western Australian Mint (T/a The Perth Mint)AustraliaConformant
TinCID002036White Solder Metalurgia e Mineracao Ltda.BrazilConformant
TungstenCID002044Wolfram Bergbau und Hutten AGAustriaConformant
TungstenCID002082Xiamen Tungsten Co., Ltd.ChinaConformant
GoldCID002100Yamakin Co., Ltd.JapanConformant
GoldCID002129Yokohama Metal Co., Ltd.JapanConformant
TinCID002158Yunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaConformant
TinCID002180Yunnan Tin Company LimitedChinaConformant
GoldCID002224Zhongyuan Gold Smelter of Zhongjin Gold CorporationChinaConformant
GoldCID002243Gold Refinery of Zijin Mining Group Co., Ltd.ChinaConformant
GoldCID002282Morris and WatsonNew ZealandEligible
GoldCID002290SAFINA A.S.CzechiaConformant
GoldCID002312Guangdong Jinding Gold LimitedChinaEligible
TungstenCID002313Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaEligible
GoldCID002314Umicore Precious Metals ThailandThailandEligible
TungstenCID002315Ganzhou Jiangwu Ferrotungsten Co., Ltd.ChinaConformant
TungstenCID002316Jiangxi Yaosheng Tungsten Co., Ltd.ChinaConformant
TungstenCID002317Jiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaConformant
TungstenCID002318Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaConformant
TungstenCID002319Malipo Haiyu Tungsten Co., Ltd.ChinaConformant
TungstenCID002320Xiamen Tungsten (H.C.) Co., Ltd.ChinaConformant
TungstenCID002321Jiangxi Gan Bei Tungsten Co., Ltd.ChinaConformant
TinCID002468Magnu's Minerais Metais e Ligas Ltda.BrazilConformant
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
TantalumCID002492Hengyang King Xing Lifeng New Materials Co., Ltd.ChinaConformant
TungstenCID002494Ganzhou Seadragon W & Mo Co., Ltd.ChinaConformant
TinCID002500Melt Metais e Ligas S.A.BrazilEligible
TungstenCID002502Asia Tungsten Products Vietnam Ltd.Viet NamConformant
TantalumCID002504D Block Metals, LLC
USA
Conformant
TantalumCID002505FIR Metals & Resource Ltd.ChinaConformant
TantalumCID002506Jiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumCID002508XinXing HaoRong Electronic Material Co., Ltd.ChinaConformant
GoldCID002509MMTC-PAMP India Pvt., Ltd.IndiaConformant
GoldCID002511KGHM Polska Miedz Spolka AkcyjnaPolandConformant
TantalumCID002512Jiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaConformant
TungstenCID002513Chenzhou Diamond Tungsten Products Co., Ltd.ChinaConformant
GoldCID002515Fidelity Printers and Refiners Ltd.ZimbabweEligible
GoldCID002516Singway Technology Co., Ltd.
Taiwan, Province of China
Eligible
TinCID002517O.M. Manufacturing Philippines, Inc.PhilippinesConformant
GoldCID002525Shandong Humon Smelting Co., Ltd.ChinaEligible
GoldCID002527Shenzhen Zhonghenglong Real Industry Co., Ltd.ChinaEligible
TantalumCID002539KEMET de MexicoMexicoConformant
TungstenCID002541H.C. Starck Tungsten GmbHGermanyConformant
TungstenCID002542TANIOBIS Smelting GmbH & Co. KGGermanyConformant
TungstenCID002543Masan High-Tech MaterialsViet NamConformant
TantalumCID002544TANIOBIS Co., Ltd.ThailandConformant
TantalumCID002545TANIOBIS GmbHGermanyConformant
TantalumCID002547H.C. Starck Hermsdorf GmbHGermanyConformant
TantalumCID002548H.C. Starck Inc.
USA
Conformant
TantalumCID002549TANIOBIS Japan Co., Ltd.JapanConformant
TantalumCID002550TANIOBIS Smelting GmbH & Co. KGGermanyConformant
TungstenCID002551Jiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaConformant
TantalumCID002557Global Advanced Metals Boyertown
USA
Conformant
TantalumCID002558Global Advanced Metals AizuJapanConformant
GoldCID002560Al Etihad Gold Refinery DMCCUnited Arab EmiratesEligible
GoldCID002561Emirates Gold DMCCUnited Arab EmiratesEligible
GoldCID002562International Precious Metal RefinersUnited Arab EmiratesEligible
GoldCID002563Kaloti Precious MetalsUnited Arab EmiratesEligible
GoldCID002567Sudan Gold RefinerySudanEligible
TinCID002572Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamEligible
TinCID002573Nghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamEligible
TinCID002574Tuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamEligible
GoldCID002580T.C.A S.p.AItalyConformant
GoldCID002582REMONDIS PMR B.V.NetherlandsConformant
GoldCID002584Fujairah Gold FZCUnited Arab EmiratesEligible
GoldCID002587Industrial Refining CompanyBelgiumEligible
GoldCID002588Shirpur Gold Refinery Ltd.IndiaEligible
TungstenCID002589Niagara Refining LLC
USA
Conformant
GoldCID002605Korea Zinc Co., Ltd.
Republic of Korea
Conformant
GoldCID002606Marsam MetalsBrazilEligible
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
GoldCID002615TOO Tau-Ken-AltynKazakhstanConformant
TungstenCID002641China Molybdenum Tungsten Co., Ltd.ChinaConformant
TungstenCID002645Ganzhou Haichuang Tungsten Co., Ltd.ChinaConformant
TungstenCID002649Hydrometallurg, JSCRussian FederationEligible
TinCID002703An Vinh Joint Stock Mineral Processing CompanyViet NamEligible
TungstenCID002704Avon Specialty Metals LtdUnited KingdomConformant
TantalumCID002705Avon Specialty Metals Ltd.United KingdomConformant
TinCID002706Resind Industria e Comercio Ltda.BrazilConformant
TantalumCID002707Resind Industria e Comercio Ltda.BrazilConformant
GoldCID002708Abington Reldan Metals, LLC
USA
Conformant
TungstenCID002724Unecha Refractory metals plantRussian FederationEligible
GoldCID002750Shenzhen CuiLu Gold Co., Ltd.ChinaEligible
TinCID002756Super LigasBrazilConformant
GoldCID002760Albino Mountinho Lda.PortugalEligible
GoldCID002761SAAMPFranceEligible
GoldCID002762L'Orfebre S.A.AndorraEligible
GoldCID0027638853 S.p.A.ItalyEligible
GoldCID002765ItalpreziosiItalyConformant
TinCID002773Metallo Belgium N.V.BelgiumConformant
TinCID002774Metallo Spain S.L.U.SpainConformant
GoldCID002778WIELAND Edelmetalle GmbHGermanyConformant
GoldCID002779Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaEligible
TungstenCID002827Philippine Chuangxin Industrial Co., Inc.PhilippinesConformant
TungstenCID002833ACL Metais EireliBrazilEligible
TantalumCID002842Jiangxi Tuohong New Raw MaterialChinaConformant
TungstenCID002845Moliren Ltd.Russian FederationEligible
GoldCID002850AU Traders and RefinersSouth AfricaEligible
GoldCID002852GGC Gujrat Gold Centre Pvt. Ltd.IndiaEligible
GoldCID002853Sai RefineryIndiaEligible
GoldCID002857Modeltech Sdn BhdMalaysiaEligible
TinCID002858Modeltech Sdn BhdMalaysiaEligible
GoldCID002863Bangalore RefineryIndiaActive
GoldCID002867Degussa Sonne / Mond Goldhandel GmbHGermanyEligible
GoldCID002872Pease & Curren
USA
Eligible
GoldCID002893JALAN & CompanyIndiaEligible
GoldCID002918SungEel HiMetal Co., Ltd.
Republic of Korea
Conformant
GoldCID002919Planta Recuperadora de Metales SpAChileConformant
GoldCID002920ABC Refinery Pty Ltd.AustraliaEligible
GoldCID002973Safimet S.p.AItalyEligible
TinCID003116Guangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaConformant
GoldCID003153State Research Institute Center for Physical Sciences and TechnologyLithuaniaEligible
TantalumCID003159RFH Metals & Chemicals Co., Ltd.ChinaConformant
GoldCID003185African Gold RefineryUgandaEligible
GoldCID003186Gold Coast RefineryGhanaEligible
GoldCID003189NH Recytech Company
Republic of Korea
Conformant
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Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
TinCID003190Chifeng Dajingzi Tin Industry Co., Ltd.ChinaConformant
TantalumCID003191Jiujiang Janny New Material Co., Ltd.ChinaConformant
TinCID003208Pongpipat Company LimitedMyanmarEligible
GoldCID003324QG Refining, LLC
USA
Eligible
TinCID003325Tin Technology & Refining
USA
Conformant
GoldCID003348Dijllah Gold Refinery FZCUnited Arab EmiratesEligible
TinCID003356Dongguan CiEXPO Environmental Engineering Co., Ltd.ChinaEligible
GoldCID003382CGR Metalloys Pvt Ltd.IndiaEligible
GoldCID003383Sovereign MetalsIndiaEligible
TinCID003387Luna Smelter, Ltd.RwandaConformant
TinCID003397Yunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaConformant
TungstenCID003407Lianyou Metals Co., Ltd.
Taiwan, Province of China
Conformant
TungstenCID003408JSC "Kirovgrad Hard Alloys Plant"Russian FederationEligible
TinCID003409Precious Minerals and Smelting LimitedIndiaEligible
TinCID003410Gejiu City Fuxiang Industry and Trade Co., Ltd.ChinaEligible
TungstenCID003416NPP Tyazhmetprom LLCRussian FederationEligible
TungstenCID003417Hubei Green Tungsten Co., Ltd.ChinaConformant
GoldCID003424Eco-System Recycling Co., Ltd. North PlantJapanConformant
GoldCID003425Eco-System Recycling Co., Ltd. West PlantJapanConformant
TungstenCID003427Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilEligible
TinCID003449PT Mitra Sukses GlobalindoIndonesiaConformant
GoldCID003461Augmont Enterprises Private LimitedIndiaEligible
GoldCID003463Kundan Care Products Ltd.IndiaEligible
TungstenCID003468Cronimet Brasil LtdaBrazilConformant
TinCID003474TRATHO Metal QuimicaBrazilConformant
TinCID003486CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilConformant
GoldCID003487Emerald Jewel Industry India Limited (Unit 1)IndiaEligible
GoldCID003488Emerald Jewel Industry India Limited (Unit 2)IndiaEligible
GoldCID003489Emerald Jewel Industry India Limited (Unit 3)IndiaEligible
GoldCID003490Emerald Jewel Industry India Limited (Unit 4)IndiaEligible
GoldCID003497K.A. RasmussenNorwayEligible
TantalumCID003498Y&D New Materials (Jiangsu) Co., Ltd.ChinaConformant
GoldCID003500Alexy Metals
USA
Eligible
TinCID003524CRM SynergiesSpainConformant
GoldCID003548MD OverseasIndiaEligible
TungstenCID003553Artek LLCRussian FederationEligible
GoldCID003557Metallix Refining Inc.
USA
Eligible
GoldCID003575Metal Concentrators SA (Pty) Ltd.South AfricaConformant
TungstenCID003580Ganzhou Sunny Non-Ferrous Metals Co., Ltd.ChinaConformant
TinCID003581Rian Resources SDN. BHD.MalaysiaEligible
TinCID003582Fabrica Auricchio Industria e Comercio Ltda.BrazilEligible
TantalumCID003583RFH Yancheng Jinye New Material Technology Co., Ltd.ChinaConformant
TungstenCID003609Fujian Xinlu Tungsten Co., Ltd.ChinaConformant
TungstenCID003612OOO “Technolom” 2Russian FederationEligible
11


Metal
Smelter ID
Smelter Reference ListSmelter Location
RMI Status
TungstenCID003614OOO “Technolom” 1Russian FederationEligible
GoldCID003615WEEEREFININGFranceConformant
GoldCID003641Gold by Gold ColombiaColombiaConformant
TungstenCID003643LLC VostokRussian FederationEligible
TungstenCID003662YUDU ANSHENG TUNGSTEN CO., LTD.ChinaEligible
GoldCID003663Dongwu Gold GroupChinaEligible
GoldCID003666Sam Precious MetalsUnited Arab EmiratesEligible
TinCID003831DS MyanmarMyanmarConformant
TantalumCID0039265D Production OUEstoniaEligible
TantalumCID003973XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD.ChinaConformant
TungstenCID003978HANNAE FOR T Co., Ltd.
Republic of Korea
Eligible
TungstenCID003993Tungsten Vietnam Joint Stock CompanyViet NamConformant
GoldCID004010Coimpa Industrial LTDABrazilConformant
TungstenCID004034Nam Viet Cromit Joint Stock CompanyViet NamEligible
TantalumCID004054PowerX Ltd.RwandaConformant
TungstenCID004056MALAMET SMELTING SDN. BHD.MalaysiaEligible
TungstenCID004060DONGKUK INDUSTRIES CO., LTD.
Republic of Korea
Eligible
TungstenCID004068Plansee Composite Materials GmbHGermanyConformant
TungstenCID004397Lianyou Resources Co., Ltd.
Taiwan, Province of China
Conformant
TinCID004403Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JapanConformant
TungstenCID004430Shinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaConformant
TantalumCID004431CMT Rare Metal Advanced Materials (Hunan) Co., Ltd.ChinaConformant
GoldCID004433KP Sanghvi International AirportIndiaEligible
TinCID004434Malaysia Smelting Corporation Berhad (Port Klang)MalaysiaConformant
GoldCID004435SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.ChinaEligible
GoldCID004506GG Refinery Ltd.
United Republic of Tanzania
Conformant
GoldCID004604Impala Refineries – Base Metals Refinery (BMR)South AfricaConformant
GoldCID004610Impala RustenburgSouth AfricaConformant
TungstenCID004619Kenee Mining Corporation VietnamViet NamConformant
TinCID004692RIKAYAA GREENTECH PRIVATE LIMITEDIndiaEligible
GoldCID004697Attero Recycling Pvt LtdIndiaEligible
GoldCID004714Impala Refineries – Platinum Metals Refinery (PMR)South AfricaActive
TinCID004724Woodcross Smelting Company LimitedUgandaConformant
GoldCID004755Elite Industech Co., Ltd.
Taiwan, Province of China
Conformant
TungstenCID004797Philippine Bonway Manufacturing Industrial CorporationPhilippinesConformant
TantalumCID004813Jiangxi Sanshi Nonferrous Metals Co., LtdChinaEligible

12