0001123292-17-000180.txt : 20170118
0001123292-17-000180.hdr.sgml : 20170118
20170118160806
ACCESSION NUMBER: 0001123292-17-000180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVUS INC
CENTRAL INDEX KEY: 0000881524
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943136179
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE
STREET 2: SUITE 550
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 6509345200
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE
STREET 2: SUITE 550
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plutzky Jorge MD
CENTRAL INDEX KEY: 0001576525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33389
FILM NUMBER: 17533552
MAIL ADDRESS:
STREET 1: C/O VIVUS, INC.
STREET 2: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-13
0000881524
VIVUS INC
VVUS
0001576525
Plutzky Jorge MD
C/O VIVUS, INC.
900 E. HAMILTON AVE., SUITE 550
CAMPBELL
CA
95008
1
0
0
0
Restricted Stock Units
2017-01-13
4
A
0
50000
0
A
Common Stock
50000
50000
D
Each restricted stock unit represents a contingent right to receive one share of VIVUS, Inc. common stock.
The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total RSUs originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual stockholder meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month.
/s/ Julie Hollenback, Attorney-in-Fact
2017-01-18