-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Di6G9EGQ13w+qhZDCpKj6vTGKYocdkM8XvYssBEdwjY6qHczUBjEeBeRQB/lamk/ V7Coazp4ISxiF2bVlIPVRw== 0001072613-04-002015.txt : 20041104 0001072613-04-002015.hdr.sgml : 20041104 20041104165603 ACCESSION NUMBER: 0001072613-04-002015 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041104 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23490 FILM NUMBER: 041120214 BUSINESS ADDRESS: STREET 1: 1172 CASTRO ST STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 6509345265 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 8-K 1 form8-k_13037.htm FORM 8-K (NOVEMBER 4, 2004) WWW.EXFILE.COM - 13037 - VIVUS, INC. - FORM 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of report (date of earliest event reported): November 4, 2004


VIVUS, INC
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

COMMISSION FILE NUMBER: 0–23490

DELAWARE
(STATE OR OTHER JURISDICTION OF
INCORPORATION OR ORGANIZATION)
  94–3136179
(I.R.S. EMPLOYER
IDENTIFICATION NO.)

 

1172 CASTRO STREET
MOUNTAIN VIEW, CA
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES
   
94040
(ZIP CODE)

 

(650) 934–5200
(REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)

 

N/A
(FORMER NAME, FORMER ADDRESS AND FORMER FISCAL YEAR, IF CHANGED SINCE LAST REPORT)






Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.02.  Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

        Effective November 3, 2004, VIVUS, Inc. has appointed Lori E. Forrest, CPA, as Interim Principal Financial and Principal Accounting Officer until such time as a Chief Financial Officer is employed by VIVUS. Ms. Forrest, age 38, has been employed by VIVUS since June 1997 in a variety of accounting positions, most recently as Corporate Controller. Prior to joining VIVUS, Ms. Forrest was employed by Borden, Inc. as a Senior Auditor from April 1996 to May 1997. From August 1988 to April 1996 she served in several accounting positions for Carter Wallace, Inc. Ms. Forrest received a B.S. in Business Economics from Cook College, Rutgers University. She received her C.P.A. license from the state of New Jersey in March 1993. Ms. Forrest will be provided with VIVUS’ standard indemnification agreement for officers of the Company, which provides, among other things, that VIVUS will indemnify Ms. Forrest, under the circumstances set forth therein, for defense expenses, damages, judgments, fines and settlements incurred by her in connection with actions or proceedings to which she may be a party as a result of her position as an officer, employee, agent or fiduciary of the Company, and otherwise to the full extent permitted under the Company’s bylaws and Delaware law.








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SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: November 4, 2004

  VIVUS, INC.    
 
 

 

 
 
/s/ 
LELAND F. WILSON   
Leland F. Wilson
President and Chief Executive Officer

 





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