EX-99.77ORULE10F-3 1 ex77o.txt EXHIBITS NSAR ITEM 77O VK Trust for Investment Grade Municipal 10f-3 Transactions Underwriting # Underwriting Purchased Amount of % of Date of From shares underwriting Purchase 1 Kentucky Turnpike PaineWebber 1,000,000 0.556 11/17/00 Authority 2 MA Federal Hwy Lehman Brothers 1,500,000 0.260 11/17/00 3 Houston, TX Public Bear Stearns 1,500,000 0.739 11/30/00 Improvement 4 Oklahoma City Bank of Oklahoma 1,575,000 2.573 12/15/00 Airport AMT 5 New York City Goldman Sachs 1,000,000 0.29 3/22/01 6 MA ST HLTH & ED - Bear Stearns 1,000,000 0.59 4/09/01 Partners Health Care Systems Underwriters for #1 PaineWebber Incorporated Salomon Smith Barney Merrill Lynch & Co. Morgan Stanley Dean Witter J.J.B. Hillard, W.L. Lyons, Inc. Morgan Keegan & Company, Inc. NatCity Investments, Inc. Ross, Sinclaire & Associates, Inc. Banc One Capital Markets, Inc. First Kentucky Securities Corp. A.G. Edwards & Sons, Inc. Edward D. Jones & Co., L.P. Underwriters for #2 Lehman Brothers Bear, Stearns & Co. Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. PaineWebber Incorporated Salomon Smith Barney Fleet Securities State Street Capital markets, LLC Advest, Inc. A.G. Edwards & Sons, Inc. CIBC World Markets Corp. Corby World Markets Corp. Corby North Bridge Securities Dain Rauscher Inc. Fahnestock & Co. Inc. First Albany Corporation First Union National Bank H.C. Wainwright & Co. Inc. Janney Montgomery Scott LLC Mellon Financial Markets LLC Merrill Lynch & Co. Morgan Stanley Dean Witter Prudential Securities Ramirez & Co., Inc. Raymond James & Associates, Inc. Tucker Anthony Incorporated Underwriters for #3 Bear, Stearns & Co., Inc. J.P. Morgan Securities Inc. Salomon Smith Barney Siebert Brandford Shank & Co. A.G. Edwards & Sons, Inc. Banc One Capital Markets, Inc. Morgan Stanley Dean Witter Southwest Securities The Chapman Company Underwriters for #4 Bank of Oklahoma Morgan Stanley Dean Witter Salomon Smith Barney Morgan Keegan & Company Inc. Underwriters for #5 Goldman, Sachs & Co. J.P. Morgan Securities, Inc. Salomon Smith Barney Bear, Stearns & Co., Inc. Dain Rauscher Inc. First Albany Corporation Lehman Brothers Merrill Lynch & Co. Morgan Stanley Dean Witter UBS PaineWebber Inc. Ramirez & Co., Inc. Roosevelt & Cross Inc. Advest, Inc. Apex Pryor Securities M.R. Beal & Company CIBC World Markets Corp. Lebenthal & Co., Inc. Quick & Reilly, Inc. Siebert Brandford Shank Underwriters for #6 Bear, Stearns & Co., Inc J.P. Morgan Securities Inc. Merrill Lynch & Co. Morgan Stanley Dean Witter Quick & Reilly, Inc. State Street Capital Markets, LLC