-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N14OGvYGLYf8ks51lbrs+jK+B3yEOdCUW420jYZbFeZ8AfuZcYdo69o5EXPU/aY5 I9KR00hMkoBsa562JpyFlg== 0000891804-98-002608.txt : 19981230 0000891804-98-002608.hdr.sgml : 19981230 ACCESSION NUMBER: 0000891804-98-002608 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 19981031 FILED AS OF DATE: 19981229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN TRUST FOR INVSTMENT GRADE MUNICIPALS CENTRAL INDEX KEY: 0000880892 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 136976784 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-06471 FILM NUMBER: 98776967 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA STREET 2: VAN KAMPEN INVESTMENTS INC CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 6306846774 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC STREET 2: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL TR FOR INVSTMNT GRADE MUNICIPALS DATE OF NAME CHANGE: 19960102 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS DATE OF NAME CHANGE: 19920929 NSAR-B 1 VK TRUST FOR INVESTMENT GRADE MUNICIPALS PAGE 1 000 B000000 10/31/98 000 C000000 0000880892 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 VK TRUST FOR INVESTMENT GRADE MUNICIPALS 001 B000000 811-6471 001 C000000 6306846000 002 A000000 1 PARKVIEW PLAZA 002 B000000 OAKBROOK TERRACE 002 C000000 IL 002 D010000 60181 002 D020000 5555 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN INVESTMENT ADVISORY CORP. 008 B000001 A 008 C000001 801-18161 008 D010001 OAKBROOK TERRACE 008 D020001 IL 008 D030001 60181 008 D040001 5555 010 A000001 VAN KAMPEN FUNDS INC. 010 B000001 8-19412 010 C010001 OAKBROOK TERRACE 010 C020001 IL 010 C030001 60181 011 A000001 VAN KAMPEN FUNDS INC 011 B000001 8-19412 011 C010001 OAKBROOK TERRACE 011 C020001 IL 011 C030001 60181 012 A000001 BOSTON EQUISERVE LP PAGE 2 012 B000001 85-5003 012 C010001 BOSTON 012 C020001 MA 012 C030001 02105 013 A000001 KPMG PEAT MARWICK LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60601 014 A000001 MORGAN STANLEY & CO., INCORPORATED 014 B000001 8-733537 014 A000002 DEAN WITTER REYNOLDS, INC. 014 B000002 8-728181 015 A000001 STATE STREET BANK AND TRUST CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02266 015 E010001 X 015 A000002 BANKERS TRUST COMPANY 015 B000002 S 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10015 015 E010002 X 015 A000003 CHEMICAL BANK 015 B000003 S 015 C010003 NEW YORK 015 C020003 NY 015 C030003 10172 015 E010003 X 015 A000004 THE BANK OF NEW YORK 015 B000004 S 015 C010004 NEW YORK 015 C020004 NY 015 C030004 10286 015 E010004 X 018 000000 Y 019 A000000 Y 019 B000000 118 019 C000000 VANKAMPENF 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 PAGE 3 022 A000001 MERRILL LYNCH 022 B000001 13-5674085 022 C000001 32251 022 D000001 38321 022 A000002 SMITH BARNEY 022 B000002 13-1912900 022 C000002 30316 022 D000002 33483 022 A000003 PAINE WEBBER 022 B000003 13-2638166 022 C000003 27791 022 D000003 18445 022 A000004 GOLDMAN SACHS 022 B000004 13-5108880 022 C000004 21161 022 D000004 25034 022 A000005 J.P. 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D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 920929-106 087 A030000 VGM 087 B010000 PREFERRED SHARES 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE NICK DALMASO TITLE ATTORNEY EX-99 2 ACCOUNTANT'S REPORT ON INTERNAL CONTROL Independent Auditors' Report To the Board of Trustees and Shareholders of Van Kampen Trust For Investment Grade Municipals: In planning and performing our audit of the financial statements of Van Kampen Trust For Investment Grade Municipals for the year ended October 31, 1998, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Van Kampen Trust For Investment Grade Municipals is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 1998. This report is intended solely for the information and use of management, the Board of Trustees of Van Kampen Trust For Investment Grade Municipals, and the Securities and Exchange Commission. December 1, 1998 EX-99 3 ITEM 77C Van Kampen Trust For Investment Grade Municipals (TFIG) The Joint Annual Meeting of Shareholders of the Trust was held on July 28, 1998, where shareholders voted on the election of Trustees and the selection of independent public accountants. With regard to the election of Rod Dammeyer as elected trustee by the preferred shareholders of the Trust 250 shares voted in his favor and 0 shares withheld. With regard to the election of Wayne W. Whalen as elected trustee by the common shareholders of the Trust 4,264,182 shares voted in his favor and 121,094 shares withheld. With regard to the election of Steven Muller as elected trustee by the common shareholders of the Trust 4,269,905 shares voted in his favor and 115,371 shares withheld. The other trustees of the Fund whose terms did not expire in 1998 are Dennis J. McDonnell, Don G. Powell, David C. Arch, Theodore A. Myers, Hugo F. Sonnenschein and Howard J Kerr. With regard to the ratification of KPMG Peat Marwick LLP as independent public accountants for the Trust, 4,275,713 shares voted in favor of the proposal, 60,905 shares voted against and 48,908 shares abstained. EX-99 4 ITEM 77O
NSAR ITEM 77O VKAC Trust for Investment Grade Municipals 10f-3 Transactions Underwriting # Underwriting Purchased From Amount of shares % of Underwriting Date of Purchase Purchased 1 New York City Smith Barney 2,000,000 0.190% 02/14/98 2 Emp. St. Dev. Corp. Paine Webber 3,000,000 1.520% 02/26/98 3 Long Island Power Bear Stearns 2,000,000 0.059% 05/13/98 4 Chicago Midway JP Morgan 4,000,000 0.990% 08/20/98
EX-27 5 VK TRUST FOR INVESTMENT GRADE MUNICIPALS
6 11 TFIG MUNICIPALS 1 12-MOS OCT-31-1998 NOV-01-1997 OCT-31-1998 675,289,588 748,345,706 22,737,261 0 3,712 771,086,679 25,640,480 0 3,805,804 29,446,284 265,000,000 399,588,169 27,013,149 27,013,149 1,427,645 0 2,568,463 0 73,056,118 741,640,395 0 43,998,166 0 (7,469,318) 36,528,848 2,635,814 8,862,774 48,027,436 0 (36,199,740) (2,204,016) 0 0 0 0 9,623,680 1,098,537 2,136,665 0 0 4,794,769 0 7,469,318 737,776,059 17.288 1.352 0.426 (1.340) (0.082) 0.000 17.644 1.58 0 0
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