-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RBF+A+R2nHWSFo2yXvYzmUnezx1i2r422eyQ4RWmvsz4AyGYjTWXrpr4/tgYX4VD Be3biTZjVvCJPUUd1qSiLg== /in/edgar/work/20000629/0000891804-00-001206/0000891804-00-001206.txt : 20000920 0000891804-00-001206.hdr.sgml : 20000920 ACCESSION NUMBER: 0000891804-00-001206 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20000430 FILED AS OF DATE: 20000629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN TRUST FOR INVSTMENT GRADE MUNICIPALS CENTRAL INDEX KEY: 0000880892 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] IRS NUMBER: 136976784 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-06471 FILM NUMBER: 664650 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA STREET 2: VAN KAMPEN INVESTMENTS INC CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 6306846774 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC STREET 2: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL TR FOR INVSTMNT GRADE MUNICIPALS DATE OF NAME CHANGE: 19960102 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS DATE OF NAME CHANGE: 19920929 NSAR-A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 04/30/2000 000 C000000 0000880892 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 VK TRUST FOR INVESTMENT GRADE MUNICIPALS 001 B000000 811-6471 001 C000000 6306846000 002 A000000 1 PARKVIEW PLAZA 002 B000000 OAKBROOK TERRACE 002 C000000 IL 002 D010000 60181 002 D020000 5555 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN INVESTMENT ADVISORY CORP. 008 B000001 A 008 C000001 801-18161 008 D010001 OAKBROOK TERRACE 008 D020001 IL 008 D030001 60181 008 D040001 5555 010 A000001 VAN KAMPEN FUNDS INC. 010 B000001 8-19412 010 C010001 OAKBROOK TERRACE 010 C020001 IL 010 C030001 60181 011 A000001 VAN KAMPEN FUNDS INC 011 B000001 8-19412 011 C010001 OAKBROOK TERRACE 011 C020001 IL 011 C030001 60181 012 A000001 BOSTON EQUISERVE LP PAGE 2 012 B000001 85-5003 012 C010001 BOSTON 012 C020001 MA 012 C030001 02105 013 A000001 KPMG LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60601 014 A000001 MORGAN STANLEY & CO., INCORPORATED 014 B000001 8-733537 014 A000002 DEAN WITTER REYNOLDS, INC. 014 B000002 8-728181 015 A000001 STATE STREET BANK AND TRUST CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02266 015 E010001 X 015 A000002 BANKERS TRUST COMPANY 015 B000002 S 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10015 015 E010002 X 015 A000003 CHEMICAL BANK 015 B000003 S 015 C010003 NEW YORK 015 C020003 NY 015 C030003 10172 015 E010003 X 015 A000004 THE BANK OF NEW YORK 015 B000004 S 015 C010004 NEW YORK 015 C020004 NY 015 C030004 10286 015 E010004 X 018 000000 Y 019 A000000 Y 019 B000000 118 019 C000000 VANKAMPENF 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 PAGE 3 022 A000001 PAINEWEBBER INC 022 B000001 13-2638166 022 C000001 32575 022 D000001 32679 022 A000002 MERRILL LYNCH INC 022 B000002 13-5674085 022 C000002 28655 022 D000002 32562 022 A000003 SALOMON SMITH BARNEY INC 022 B000003 11-2418191 022 C000003 18431 022 D000003 34585 022 A000004 LEHMAN BROS INC 022 B000004 13-2518466 022 C000004 26796 022 D000004 18734 022 A000005 WILLIAM SIMON MUNI SEC 022 B000005 22-3017217 022 C000005 11475 022 D000005 9523 022 A000006 MORGAN J.P. 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BOYNE TITLE ATTORNEY EX-99 2 0002.txt ITEM 77K KPMG LLP served as the independent public accountants for the Fund's last fiscal year. The client-auditor relationship between KPMG and the Fund ceased as of April 14, 2000. KPMG's reports on the financial statements for the Fund during the Fund's last two fiscal years did not contain an adverse opinion or disclaimer of opinion, nor was such report qualified or modified as to uncertainty, audit scope or accounting principles. During the last two fiscal years and any subsequent interim period, there were no disagreements with KPMG on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreement, if not resolved to the satisfaction of KPMG, would have caused KPMG to make reference to the subject matter of the disagreement in connection with its report. June 29, 2000 Securities and Exchange Commission Washington, DC 20549 Ladies and Gentlemen: We were previously principal accountants for the Trust for Investment Grade Municipals (the Trust) and, under the date December 9, 1999, we reported on the financial statements of the Trust as of and for the year ended October 31, 1999. On April 14, 2000, our appointment as principal accountants was terminated. We have read the statements in Exhibit 77K of the Form N-SAR dated June 29, 2000 and we agree with such statements. Very truly yours, KPMG LLP EX-99 3 0003.txt ITEM 77O
NSAR ITEM 77O VK Trust for Investment Grade Municipal 10f-3 Transactions UNDERWRITING # UNDERWRITING PURCHASED FROM AMOUNT OF SHARES % OF UNDERWRITING DATE OF PURCHASE PURCHASED 1 NC Eastern Muni. Power Smith Barney 1,000,000 0.730 11/03/99 2 NY State Dorm-Courts Lehman 2,000,000 0.729 12/10/99 3 NY State Dorm-Courts Lehman 3,000,000 1.220 12/09/99
UNDERWRITER #1 UNDERWRITER #2 UNDERWRITER #3 - ------------------ -------------- -------------- JP Morgan Bear Stearns Bear Stearns Goldman Sachs Goldman Sachs Goldman Sachs Morgan Stanley Nations Bank Nations Bank JC Bradford Morgan Stanley Morgan Stanley First Union Securities Prudential Prudential J Lee Peeler Advest Advest Legmason MR Beal & Company MR Beal & Company Wachovia Securities First Albany First Albany Fleet Fleet Lebenthal & Company Lebenthal & Company JP Morgan JP Morgan PaineWebber PaineWebber EX-27 4 0004.txt VK TRUST FOR INVESTMENT GRADE MUNICIPALS
6 11 TRUST FOR INVEST GRADE MUNI 1 6-MOS OCT-31-2000 NOV-01-1999 APR-30-2000 669,710,137 688,251,280 14,273,787 26,601 459,715 703,011,383 16,984,931 0 1,361,088 18,346,019 265,000,000 399,588,169 27,013,149 27,013,149 1,487,410 0 48,642 0 18,541,143 684,665,364 0 21,340,416 0 (3,475,324) 17,865,092 1,171,005 (3,023,399) 16,012,698 0 (18,517,476) 0 0 0 0 0 (2,504,778) 2,139,794 (1,122,363) 0 0 2,213,861 0 3,475,324 419,614,955 15.628 0.661 (0.068) (0.686) 0.000 0.000 15.535 1.66
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