-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jxd16oX5i6vFoZnx7VCiv5ImoZlZ4IYoNzI7Ac2m68CU3VT2xmv4bEiv8a2Zodj6 GpZYfzOFmgWVVazNRhZCVQ== 0000891093-96-002801.txt : 19961231 0000891093-96-002801.hdr.sgml : 19961231 ACCESSION NUMBER: 0000891093-96-002801 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19961031 FILED AS OF DATE: 19961230 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL TR FOR INVSTMNT GRADE MUNICIPALS CENTRAL INDEX KEY: 0000880892 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 136976784 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06471 FILM NUMBER: 96687608 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 7086846000 MAIL ADDRESS: STREET 1: VAN KAMPEN MERRITT STREET 2: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS DATE OF NAME CHANGE: 19920929 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/96 000 C000000 880892 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 VKAC TRUST FOR INVESTMENT GRADE MUNICIPALS 001 B000000 811-6471 001 C000000 6306846000 002 A000000 ONE PARKVIEW PLAZA 002 B000000 OAKBROOK TERRACE 002 C000000 IL 002 D010000 60181 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN AMERICAN CAPITAL INVESTMENT ADVISO 008 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X000000 3952 074 Y000000 20605 075 A000000 0 075 B000000 710424 076 000000 15.8125 077 A000000 Y 077 B000000 Y 077 C000000 Y 078 000000 N 080 A000000 ICI MUTUAL INSURANCE 080 C000000 65000 081 A000000 Y 081 B000000 103 082 A000000 Y PAGE 9 082 B000000 10000 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 920929-106 087 A030000 VGM 087 B010000 PREFERRED SHARES A & B 087 C010000 PREFERRED SHARES C & D 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE DENNIS J MCDONNELL TITLE PRES, CEO & TRUSTEE EX-99.1.1 2 AUDITOR'S CONSENT KPMG Peat Marwick LLP Peat Marwick Plaza Telephone 312 938 1000 Telefax 312 938 0449 303 East Wacker Drive 312 938 3959 Chicago, IL 60601-5255 The Board of Trustees and Shareholders of Van Kampen American Capital Trust for Investment Grade Municipals: In planning and performing our audit of the financial statements of Van Kampen American Capital Trust for Investment Grade Municipals (the "Trust") for the year ended October 31, 1996, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of the Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any system of internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 1996. This report is intended solely for the information and use of management and the Securities and Exchange Commission. KPMG Peat Markwick LLP December 4, 1996 Member Firm of Klynveld Peat Markwick Goerdeler EX-99.1.77 3 APPROVAL ON NEW INV ADV AGREEMENT NSAR ITEM 77C Van Kampen American Capital Trust for Investment Grade Municipals (a) A Special Meeting of Shareholders was held on October 23, 1996. (b) The election of Trustees of Van Kampen American Capital Trust for Investment Grade Municipals (the "Fund") included: None (c) The following were voted on at the meeting: (1) Approval of New Investment Advisory Agreement in the event of a change of control for the Adviser. For 21,595,394 Against 417,143 (2) Inapplicable (3) Approval of changes to Fundamental Investment Policies with respect to investments in other investment companies. For 10,918,962 Against 560,384 (4) Inapplicable EX-27.11 4 FINANCIAL DATA SCHEDULE
6 1
YEAR OCT-31-1996 NOV-01-1995 OCT-31-1996 653666052 700311042 15187354 12084 150355 715660835 1358507 0 1499518 2858025 265000000 399588169 27013149 27013149 1839964 0 (270313) 0 46644990 712802810 0 44510537 0 7214118 37296419 6088164 (3139021) 40245562 0 40297590 0 0 0 0 0 (52028) 4841135 (6358477) 0 0 4617555 0 7214118 710423725 16.579 1.381 .109 1.492 0 0 16.577 1.62 0 0
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